Markets Compliance Manager recruitment
We”re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you”ll be doing the same for our business. This is an exciting opportunity to join a high profile global banking compliance team, responsible for assisting in market compliance for Santander”s Global Banking Markets business. Working with a well established team the role presents an opportunity to build on exiting knowledge of investment banking compliance and operate in an autonomous manner. Santander UK The Santander Group has more than 150 years” experience Read more […]
Compliance – Global Business Intelligence / Enhanced Due Diligence Analyst – 1 year recruitment
Macquarie is a significant provider of institutional banking, securities trading and advisory services to clients globally. Macquarie’s London office is a critical location for facilitating transactions and booking new business for the Group. As the primary office within the EMEA region, London drives key functions such as Compliance and Risk Management across the fourteen jurisdictions in which Macquarie operates in the region. Macquarie’s businesses across EMEA include some retail-type businesses in Germany and South Africa and increasingly important operations in Eastern Europe and Read more […]
Head of Legal – Property Development recruitment
Our client is a fast growing specialist mixed use developer and contractor with an annual turnover in excess of £250m, focussing on complex developments and refurbishments in and around London. They are currently looking for a Head of Legal to be a key part of the senior management team and the remit will be:Provide legal advice on development, construction and corporate matters Attend monthly board meetings and other group board meetings as requiredManaging of relationships with external legal advisers, including service levels and budgets.Leading and co-ordinate the legal aspects of development Read more […]
Compliance Officer – Life Insurance recruitment
This global Life and Pensions firm are seeking a Compliance Officer to join their existing UK focused branch team.Reporting into the Head of Compliance this is a highly autonomous and varied Compliance role. You will play a key role in ensuring the business are updated in regards to changes or developments in the regulatory landscape. This will include ensuring all policies, procedures and manuals are updated accordingly and that these changes are effectively and efficiently embedded. You will also be responsible for the provision of compliance and regulatory advice to the business. You will hold Read more […]
Senior Compliance Manager – TCF recruitment
Financial institution based in London is looking for a Compliance Manager to manage their Customer Treatment team.To manage the Customer Treatment team within Corporate Markets Compliance, in order to deliver a quality compliance service to help ensure that the business area/business undertaken is in adherence with all relevant internal and external customer treatment regulatory requirements principles. This is a newly created role which will form a key part of the Regulatory Risk Management function within Compliance helping to ensure that Conduct Risk is appropriately managed.Implement a compliance Read more […]
Compliance Business Partner – GI recruitment
This top General Insurer are seeking a Compliance Business Partner to join their newly re-strcutred Compliance team.This is a highly visible commercial role which will sit within the firm’s General Insurance arm and will work closely with Underwriters and the wider business in regards to the provision on Compliance and Regulatory advice and guidance. This will focus on current and upcoming regulatory requirements, as well as, on projects, products and any potential regulatory breaches. You will be a key member of the leadership team and will play both a strategic and operational role. In addition Read more […]
Compliance Manager (part time) recruitment
Reporting into the Board of each entity, the successful candidate will have full oversight of compliance for two entities and hold the CF10 11 controlled functions.Responsibilities include (but are not limited to):Regulatory Compliance• Ensure that the firm remains compliant with all applicable UK US regulations and codes of conduct• Keep senior management aware of their regulatory responsibilities, changes to rules and current practice• Maintain and update the Code of Ethics, Compliance Manual and internal procedures as required• Provide advice and guidance to the business on regulatory Read more […]
Compliance Regulatory Review & Monitoring Specialist recruitment
UBS is a leading global financial services firm. Global Wealth Management is one of the top private client businesses in the world. We provide a comprehensive array of customised banking and securities services to our clients around the world. By combining your talent with our strength, we can achieve great results.An exciting opportunity has arisen to join the UBS Wealth Management Compliance Monitoring team.The role offers the successful candidate the opportunity to work within a specialist team focussed on:Pro-actively contributing to the assessment of business risks and leveraging management Read more […]
CCO: Chief Compliance/Legal Officer | London based IB recruitment
The role reports into the Head of compliance for financial services block (CIB, WM, PB), as well as reporting locally to the CEO UK / Head of Research, MD.Your Profile: Degree level education (exposed to legal side), adequate qualification certificates (CF10 Compliance Oversight CF11 Money Laundering Reporting is a must) Experience in compliance in a financial services firm that has international presence (likely to have 7 years experience) Familiarity with all business lines operating in UK entity (Institutional Sales Trading, Investment Banking, Asset Management), basic knowledge of specifics Read more […]
Compliance Associate Director recruitment
Compliance Associate Director required by a leading Investment house in London to provide compliance assistance and advice to ensure that the Company complies with the regulatory requirements placed upon it by the FSA and other relevant regulatory bodies, and with all other appropriate authorities and law, through the effective provision of advice, monitoring and support to the business and the Compliance Manager.Responsibilities:Providing assistance and support to the Compliance Manager in carrying out the FSA Controlled Functions 10 and 11 for compliance and money laundering oversight. Specific Read more […]