Compliance Director – Group Compliance recruitment
Compliance Director – LondonMy client, a top-tier global banking group, is seeking a Regulatory Compliance Director to join their team in London on a permanent basis. The successful candidate will be an ambassador for regulatory compliance at group level and will be a member of the sen ior management team. You will be expected to work with the business unit compliance function to deliver “fit for purpose” compliance risk management processes to mitigate regulatory compliance risk.This is a very high profile role that will be dealing with very seni or stakeholders within the business and as such Read more […]
Senior Customer Insight Analyst recruitment
Our client, a Global Professional Services organisation, has an opportunity for an Insight Analyst who wants to use their skills and experience to drive forward a key project. The successful candidate will be used to applying primary research techniques in a legal setting as they will be:- Undertaking Primary, Qualitative research on customer needs – Interviewing customers – Analysing the results – Identifying requirements and commonalities between different country officesto which end, candidates should:- Be inquisitive and customer-focused analysts – Be confident communicators – Read more […]
Training & Competence Manager needed at CIB recruitment
They require an experienced Compliance professional that is capable of designing and delivering regulatory training to the business. This is an excellent opportunity for a confident and knowledgeable Compliance professional to excel in educating and training Senior management on the ever changing regulatory environment.Your key responsibilities would include:Support in the design, development and implementation of the regulatory competence framework for the business ensuring changes are fully communicatedAct as point of contact within the business for regulatory competence queries, ensuring that Read more […]
Alternatives Advisory : Deputy Head of Compliance recruitment
Taking Compliance Advisory responsibility for the Alternative Investment, GMSG and SAE business areas. Working in partnership with the various business areas to provide timely and proactive regulatory advice on day to day issues. Being part of the decision making process for these businesses.Preparing for, participating in and presenting to relevant board meetings, strategy and product committees. Ensure that regulatory compliance issues are properly escalated to the appropriate boards and committees.Partnering with the business on business lead and/or compliance focused projects, including Read more […]
Compliance Contractor – Immediately Available recruitment
Responsibilities: Working for a General Insurance firm you will be designing and rebuilding a Compliance structure from the ground up.Creating a compliance framework to ensure the compliance of the organisation to FSA regulations.Looking at establishing robust policies and procedures to provide effective regulatory control of sales staff.Conducting pre/post ARROW visit remediation.Business Process re-design.To be successful in this position you will come from a contract/consultancy background with experience of general insurance products ideally gained from a General Insurance Compliance Read more […]
Documentation Advisor, Italian, Portuguese, Spanish (Bromley) recruitment
The role includes a considerable element of electronic messaging, storage and researching, so a solid knowledge of PC skills is required, as are good organisational skills liaising with associates from Sales, Client Services, Implementation, and Compliance as well as the Global Banking client base. Investigations against a clients file will require the candidates to access the Internet, reading annual reports, company accounts, balance sheets whilst using service providers and their websites i.e. DB, FSA Project manage the clients on-boarding process from a Documentation, account opening perspective Read more […]
Compliance Officer needed at Investment Bank recruitment
They require a compliance officer to perform a broad range of advisory, review work and project management with the business and Senior Compliance teams. This is an excellent role for an experienced compliance professional that is ready to move their compliance career up to a more senior level.Your responsibilities will be as follows:Support the Compliance department in the development and delivery of the strategic goals, objectives and priorities by ensuring these are reflected in policy, practice and delivery.Proactively keep management updated as to the key and most current compliance mattersDevelop Read more […]
Compliance Manager – Private Banking (European) recruitment
With so many banks frankly struggling under the weight of challenging market conditions, shrinking margins but increasing weight of regulation, why not consider joining a bank that refreshingly is getting things right on all these fronts? Their European Private Banking division offers a key role in London to join a five strong team and this role has plenty of breadth and variety. You will be advising the business on a variety of regulatory considerations linked to the products offered, associated risk profiles, suitability and design. You’ll be a promoter and communicator of TCF principles and Read more […]
Senior Compliance Analyst recruitment
This international Insurance and Re-Insurance company are looking to appoint a Senior Compliance Analyst to join their growing team.This role will work closely with the Compliance Manager and play a key role in assessing and implementing Compliance and Regulatory requirements across the business. You will play a key role in the provision of advice and guidance to the business and will work directly with Senior Management and Underwriters ensuring that Compliance requirements are understood and successfully embedded. You will also be responsible for providing Compliance training around TCF, Financial Read more […]
Interim Compliance Monitoring Manager recruitment
This top Insurance Broker are seeking a Compliance Monitoring Manager to join their expanding Monitoring department.This role will sit within a high profile team who report directly to committee level. Working closely with other Governance functions you will be involved in delivering the planning and delivering the Compliance Monitoring plan. You will undertake various company reviews of a standard and complex nature and provide a review and recommendations to the business on any weakness identified.The right person for this role will have previous monitoring experience gained within a regulated Read more […]