Associate Director
Our client is a leading global fund manager�Key ResponsibilitiesManage risk.Work in conjunction with the Business, Legal, and Systems to ensure regulatory compliance.Work in partnership with the Business in the achievement of their goals and objectivesEnsure that the appropriate procedures are established to facilitate regulatory compliance for financial promotions and Wealth ManagementManage a staff of two experienced Compliance ManagersProactive and hands on involvement in detailed issuesDeliver against agreed performance standards set for effective management and control of the business.Manage Read more […]
Senior Manager, Internal Audit
Senior Manager, Internal Audit Internal Audit role within Macquarie’s central Risk Management Group (RMG)high calibre team of experienced financial services professionalsleverage your technical knowledge and skills in a commercial businessAbout the role Working closely with a diverse range of businesses globally, including treasury and commodities trading, corporate advisory, lending, funds management and equities broking, you will:lead audit teams in conducting assessments on the quality and effectiveness of the internal control framework, risk management and governance provide risk assessments Read more […]
Senior Analyst / Senior Finance Analyst
We’re looking for you to be from a financial services background with strong analytical skills and structured methodical approach to analysing, investigating and presenting data issues. This role is offered on a nine month fixed term contract. GFS is a standalone finance function with a Global footprint. Its four main teams in India, Poland, Singapore and the UK are part of a worldwide finance network performing a wide range of services in partnership with multiple divisions and functions. They provide finance expertise and support spanning investment banking, banking, and general finance activities Read more […]
2 x Credit Risk Analysts for Asset-Backed Commodity Trading House – £45,000
My client is a leading Asset-Backed Commodity Trading Arm of a world-renowned Energy Major and is looking to add 2 Credit risk analysts to their aggressively expanding office based in London.The Credit Team’s main responsibilities are to protect the firm-wide assets through rigorous Credit Risk analysis. The successful candidate will be a key advisor on security documents received from counterparties. In addition to this the candidate will be responsible for supporting the margining activityThe main duties will be to:Advise on acceptability of letters of credit received from counterpartiesDaily Read more […]
CASS Custody Compliance Officer, London, 12 month contract
CASS Custody Compliance Officer, Financial Services, £400 pd, 12 month maternity coverMy client, a global Financial Services organisation, is currently recruiting for a CASS Custody Compliance Officer to work on a temporary basis on a 12 month maternity cover.Role:work closely with the local custody Subject Matter Experts who are responsible for the creation and delivery of a custody compliance program for their jurisdiction.ensure common standards and processes are appliedco-ordinate with relevant stakeholders and agree prioritisation of work and resource allocationreview relevant approvals and Read more […]
U.S. Banking General Counsel
Ideal Candidate will have: – Expertise as serving as a General Counsel -15-20 years plus experience – Strong banking knowledge (regulatory experience dealing with the FED/OCC – NYS Banking Department. – Leadership/managerial experience – Coverage areas: treasury services, corporate lending – Contract review, negotiation drafting – Strong regulatory experience/capability of working closely with bank’s CCO in handling regulatory exams, inquiries and requests.Essential Job Functions: Research and monitor changes in state and federal laws and regulations to ensure compliance with legal and Read more […]
Compliance Control and Testing Officer
One of the largest financial institutions in the world is seeking an experienced compliance controls and testing expert for its Boston-based Compliance Program office. The individual will construct the control and testing methodology for the bank to inform the CCO on regulatory and legal compliance. This is a lead role in oversight and project management, with responsibilities across the business-aligned Audit teams, as well as centralized testing for regulatory controls. Other responsibilities include:Manage oversight reviews to evaluate various aspects of the business-aligned compliance oversight Read more […]
Director, Conduct Risk
A global Top Tier Bank is looking for senior Conduct Risk professionals to work on an exciting new 12 month programme focussing on communications and training, assessing conduct risk, design and roll out of a conduct risk principal risk and the production of management information for strategic decision making.Responsibilities:Driving the Strategy and Management Information workstream to support Conduct Risk Management.Developing and agreeing approach to embedding conduct risk management into strategy and business planning.Developing MI solution to support Conduct Risk Management frameworkDriving Read more […]
PROJECT MANAGER (COMPLIANCE) – INVESTMENT BANK
IT Project Manager with Compliance and Business Analysis experience required by a leading global Investment Bank. This role is for a seasoned Project Manager, with previous experience as a Technical Business Analyst, who will manage an application development team spread across multiple regions and who will work directly with senior business and IT leaders to deliver projects across Control Room, Large Holdings and Futures Compliance within Compliance IT. Good Compliance experienceGood educationEnd to end lifecycle experience of systems development and implementation projects Control Read more […]
Reporting Manager
You’ll play a key role in the newly established divisional level compliance function, which is being built to sit at the heart of the CBD. You’d be required to carry out conduct risk analysis activities across the CBD businesses and central functions. UK Corporate Banking serves UK corporate and commercial customers from SMEs to UK based multi-nationals, providing them with everyday banking, innovative products and services, and specialist help. We work together with our customers to achieve their financial goals with local and sector expertise and access to the right products across the UK. By Read more […]