Compliance Communications Review Analyst
Position Overview:Primary responsibilities include reviewing and approving communications submitted by representatives, assisting with complex/escalated cases, reviewing and revising communications policy and serving as a subject matter expert to representatives and various departments throughout the company.Position Qualifications:Bachelor’s degree in Finance or other business related field or equivalent work experienceSeries 7, 24, 66 industry licenses requiredAbility to obtain the Series 4 and 53 within 3-6 months of hire, contingent upon current level of licensureVariable Life and Annuity Read more […]
KYC Analyst – Wholesale Banking
KYC Analyst – Wholesale Banking – OperationsOne of the UK’s largest banks have new an opportunity for a KYC Analyst to join an exciting Wholesale Banking team.The successful candidate will be responsible for the on boarding of clients in line with KYC and AML policies and all other standards expected by the bank. It will be necessary to have excellent knowledge of the end to end on boarding of clients and a proven track record of working within operations and compliance teams. In addition, knowledge of AML rules and regulations as well as external regulation is also essential as is excellent stakeholder Read more […]
Senior Manager
Our client a multinational banking organization, is seeking a REG W specialist to join it’s group function. The organization is very flexible on location of the position and can locate the successful applicant anywhere in the US. Whilst the role will sit within an Audit team the individual will be required to act as a subject matter expert on REG W and does not necessarily need experience in audit. Responsibilities of the role include:Provides REG W expertise, advice and counsel based on advanced business and/or audit experience to a complex business and/or across several business groups.Provides Read more […]
Senior Quant Risk Analyst
This organisation is looking to establish a centre of excellence for risk in which best in class risk modeling and practice is put in place with the objective of being a benchmark within the industry. This group was establish in the last 12 months and has continued to grow. Due to this growth they are looking for a senior individual to join in a middle management function in order to take a leadership role with junior members of the group and contribute significantly to strategic direction. The successful candidate will possess –An advanced degree in a quantitative field along with a minimum of Read more […]
VP
Head of Data PrivacyLondonUp to £75,000 + Bonus Benefits PackageHead of Data Privacy required by the UK’s leading banking organisation, specifically within their Corporate Investment Banking Information Risk Management team.They are looking for a Head of Data Privacy to work within the Corporate Investment Bank, to cover all areas of Data Privacy, including maintaining policies and procedures, providing training and awareness, conducting privacy risk assessments, performing conformance testing, handling privacy incidents, addressing international data transfers, providing advice and guidance, Read more […]
Deputy Head KYC
Our business is the exploration, production, refining, trading and distribution of energy. This is what we do, and we do it on a truly global scale. We are continually looking for talented, committed and ambitious people to help us shape the face of energy for the future. Integrated Supply Trading (IST) is our face to the traded markets for in oil, gas, power, chemicals and finance. IST’s role is to enhance Group value through distinctive supply, commodity trading, risk management and information technology skills underpinned by a world class finance, control and compliance infrastructure. IST Read more […]
KYC Manager
Our business is the exploration, production, refining, trading and distribution of energy. This is what we do, and we do it on a truly global scale. We are continually looking for talented, committed and ambitious people to help us shape the face of energy for the future.Integrated Supply Trading (IST) is our face to the traded markets in oil, gas, power, chemicals and finance. IST’s role is to enhance Group value through distinctive supply, commodity trading, risk management and information technology skills underpinned by a world class finance, control and compliance infrastructure. IST has Read more […]
Human Resources Manager, International Coverage
• Liberal and rewarding opportunity • Professional and multi-cultural services lines • Competitive salary package benefitsOur ClientOur client is an international law firm that is looking for a senior and autonomous HR generalist to overlook human resources in their medium sized office in Hong Kong as well as their smaller international offices.The RoleAs the Human Resources Manager, you will lead the team based in Hong Kong and provide all-rounded HR services, including recruitment, performance management, compensation benefits, employee relations, learning development, as well as Read more […]
Growth Equities Compliance Officer
Logan Circle, the traditional asset management arm of Fortress Investment Group LLC, is seeking an experienced Compliance Officer who understands the equity markets and the fiduciary and regulatory obligations of registered investment advisers to join its legal and compliance team. The individual will work closely with members of the legal and compliance department, operations, and investment personnel of Logan Circle’s Growth Equities business, located in Tampa, FL, as well as the Logan Circle fixed income business located in Philadelphia and New Jersey. The position will report up through Read more […]
Operational Risk & Compliance Manager
An opportunity has arisen for a risk and compliance professional to join the Risk Management Group to support our Private Wealth Business in Queensland. This will be a 12 month maternity leave contract. It is an excellent opportunity to utilise your strong risk management skills gained in a stockbroking and financial planning environment to promote, educate and provide guidance to our advisers; keeping them up to date with the Risk Management Framework and regulatory requirements. Working closely with our Advice Risk Analyst and the State Manager for Macquarie Private Wealth you will be confident Read more […]