Regulatory
Senior Audit Manager – Fraud and Financial Crime A large banking client is looking for a Fraud and financial crime SME to come and join their Audit team to provide specialist advice across the team. Role is based in Manchester and will look to provide good career progression. Role purpose Specialist in fraud and financial crime risk and control Able to challenge and influence senior executives in their decisions around appropriate controls and processes. Providing assurance at senior executive level Supporting the development of the IA strategy and audit plan to ensure it is aligned to internal Read more […]
Compliance Manager, Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,460 employees across 29 countries, Read more […]
SVP, Director – WHOLESALE Credit Risk Rating Process Review & Approval – Basel, PD/LGD/ EAD, Scorecards – Top-Tier Bank
JOB DESCRIPTION We are working with a top-tier bank’s wholesale credit risk team, and we are looking for a quantitative risk analyst to join the group! This team covers the bank’s entire wholesale portfolio, thus you will have the opportunity to work on a global coverage. In reviewing the proposed rating processes, you will speak with managers from business units in EMEA, APAC, and LATAM. The team is a core group in the functionality of the risk ratings process implementation as well as the validation of wholesale scoring models. Location: New York, USA Responsibilities: Reviewing, analyzing, Read more […]
Regulatory Reporting BA
Our client, located in New York, NY, is looking for a Regulatory Reporting Business Analyst for a long term consultant project. Candidate will provide analytical support pulling and gathering regulatory report documentation. This individual will also reconcile data within regulatory requirements. Ideal candidate will have a background in AML/KYC Compliance with financial regulatory reporting experience. Knowledge of FACTA is a must. Knowledge of Dodd-Frank is a plus. Looking to hire someone immediately. Qualified candidates should send their resumes to mmc@goimr.com.
AIS Financial Reporting Manager, Officer
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at http://www.statestreet.com/.Promoting a culture of excellenceWith more than 29,225 employees across Read more […]
Treasury Business Analyst
Key Skills: Business Engineer Business Analyst Secured Funding Repos Interest Rate Risk AML Liquidity Management Business Analyst required for a leading investment bank in Zurich. My client is ideally looking for an expert Business Engineer with strong Treasury knowledge. Experience with Liquidity Management, Regulatory Reporting and Secured Funding is highly desirable. Key Skills for the Treasury Business Engineer Excellent business analysis experience Strong Treasury experience Experience with Liquidity Management and Regulatory Reporting Agile experience Strong Documentation experience Read more […]
Head Of Compliance – MLRO
Head of Compliance MLRO – Mid Tier Bank – London A successful mid tier firm inLondonthat specialises in wholesale banking is seeking a Head of Compliance and MLRO to focus on AML and day to day compliance. This is an exciting opportunity for an accomplished compliance professional with broad knowledge of FCA rules and PRA regulations and the ability to maintain update and where appropriate establish Anti Money Laundering policies and procedures for the firm. Responsibilities:Advice on regulatory issues to all areas of the firms business.Establish procedures to ensure that all levels of staff are Read more […]
Portfolio Compliance Specialist
Key responsibilities: Portfolio compliance: ensuring investment restrictions are accurately coded, daily investment restriction monitoring Trade execution monitoring: perform monitoring testing, operational risk reporting Client liaison: responding to clients on matters relating to the control environment The successful candidate will come from investment management and have proven experience interpreting IMAs and coding a compliance monitoring system such as Charles River. A fantastic opportunity to join a leading and successful investment manager that provide continued training, internal progression, Read more […]
Client Documentation Negotiator, Traded Products Legal
Part of the unit responsible for the negotiation and completion of Client Master Agreements and related collateral agreements (ISDA, CSA. CSD, FX Prime Brokerage, Repo, Securities Lending, Exchange Traded Derivatives and Cleared OTC Derivatives) with counterparties in Europe, Middle East and Africa, including banks, mutual, pension and hedge funds, corporates and insurance companies. The negotiators are responsible for negotiating master agreements and resolving related issues, such as capacity, to ensure the optimum reduction of risk in line with the credit and legal policies/standards of the Read more […]
Client Documentation
Part of the unit responsible for the negotiation and completion of Client Master Agreements and related collateral agreements (ISDA, CSA. CSD, FX Prime Brokerage, Repo, Securities Lending, Exchange Traded Derivatives and Cleared OTC Derivatives) with counterparties in Europe, Middle East and Africa, including banks, mutual, pension and hedge funds, corporates and insurance companies. The negotiators are responsible for negotiating master agreements and resolving related issues, such as capacity, to ensure the optimum reduction of risk in line with the credit and legal policies/standards of the Read more […]