Structured Products Lawyer
• Senior derivatives and structured products lawyer focusing on equity linked, equity index linked, fund linked (both exchange-traded and non-exchange-traded), commodity index linked and multi-asset index linked products in both OTC derivative and securitised format (including, but not limited to, CPPT, leveraged and delta 1) products, structured funds (equities, equity indices, hedge fund, mutual fund and commodities underlying), hedge fund financing (VFNs), Exchange Traded Commodities and UBS proprietary indices developed by the Global Equity Derivatives business. • Particular focus on working Read more […]
CF10
Key Responsibilities / Duties:As CF10 you will have overall responsibility for all aspects of the Compliance function at the firm (MTF compliance and broker compliance) – policies, governance, training, education, etc.You will be the key owner of the firm’s relationship with the FCA and other regulatorsYou will have oversight of the Market Surveillance functionPerson Specification:Experience leading, training and supervising a team of compliance professionalsExperience of financial markets either in legal, compliance or market surveillance (in a broker, exchange/MTF, investment bank or trading Read more […]
Regulatory Compliance Manager
Regulatory Compliance Manager, Policies and Standards My client is one of the leading financial services firms in the banking sector and they currently seek a Regulatory Compliance Manager. You will be responsible for developing best in practice standards, policies and procedures to govern Regulatory Compliance, ensuring the bank’s exposure to current and emerging risk is managed appropriately. Responsibilities The role holder will participate in various work streams and initiatives to ensure that implementation risks and issues are considered and addressed. Proactive approach to identification Read more […]
Employment Counsel
The successful Candidate will be joining a busy legal team. They will report to the Head of Legal for France who in turn reports to the General Counsel (Europe Asia). They will work closely with the French and Swiss offices of BGC Partners and Cantor. There is a genuine global dimension to the remit as well as substantial autonomy and responsibility. The environment is fast paced and the customer base is very demanding therefore the role requires a person who is able to deal with pressure, can commit to deadlines and work at a good pace. The work includes: Employment and commercial advice. Read more […]
Compliance Officer
The Compliance Officer III will support the assigned Regional Banking Group (RBG) Compliance Manager by helping research and analyze pending/new/changed regulations, including related to the Dodd-Frank Act, and determining new requirements necessary for RBG to comply. The Compliance Officer III will also help monitor RBG’s compliance with, Regulations W and Y, Non-Deposit Investment Products requirements, and other assigned regulations. The Compliance Officer III will participate in business-as-usual compliance activities, special compliance projects and initiatives, and ad hoc assignments. THIS Read more […]
Compliance Monitoring
Contract to Permanent opportunity in Global Banking Markets Division of large European Bank covering general monitoring duties as part of a growing monitoring team. Fantastic opportunity for an experienced compliance monitoring expertHays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC’s, Privacy Policy and Disclaimers which can be found at hays.co.uk Read more […]
AML Business Analyst
The AML Business Analyst will play a critical role in ensuring that the risks associated with the business propositions are properly understood and that solutions are correctly identified with required capabilities to support and further enhance the BWIM AML control infrastructure. The AML BA is also responsible for assisting in project implementations as well as supporting BAU activities. A proven track record in the implementation of transaction monitoring systems, reports and controls as well as AML/financial crime experience and knowledge from previous related BA roles.
AVP Control Room
Role: Control Room Specialist Bank: Tier 1 Investment Bank Salary: Upto £70,000 Location: City of London A tier 1 Investment Bank based in the City is looking for a Control Room specialist. It is a large team that can give support, guidance and exposure to international work. The role can also give the opportunity to move internally into advisory after sufficient experience is gained. Role: Maintaining the firm’s Watch List and Research and Trading Restricted Lists Imposing restrictions on the firm’s Research and/or Trading activities in connection with the firm’s advisory, principal investment Read more […]
On-Boarding & KYC Manager
This is a fantastic opportunity for someone with some experience of managing a small team but would like to gain a little more challenge with process improvements and policy. This is a dual team across KYC and On Boarding with broad exposure. The role: This is a varied role managing the processes, changes, policies and people that focus on both client on-boarding and KYC reviews. A large part of the role will involve increasing knowledge and skill among the team, creating a proactive environment and giving leadership and guidance to more junior members of the teamThere will also be a need to deliver Read more […]
KYC Specialist
Change International are currently recruiting for a globally recognised financial services organisation in the position of KYC Specialist in Luxembourg.To apply for the role and for a full breakdown on the position, the benefits and the package itself please drop an email together with your CV to pete.maksimczyk@changeinternational.net quoting reference PM9213OpportunityOur Client, a global private markets investment management firm, is seeking to recruit a Fund Accountant for their operations in the beautiful Swiss city of Zug.The Company specialise in the management of Funds in private equity, Read more […]