Compliance Officer (m/w)
Mein Mandat, ein namenhafter Bankenkonzern mit Sitz in Frankfurt sucht zur Verstärkung seines Teams einen Compliance Officer.Ihre Aufgaben:Als Ansprechpartner für alle Bereiche bzgl. aller Compliance-Themenstellungen sind Sie für die Betreuung und Beratung der Mitarbeiter der Bank bei compliance-relevanten Fragestellungen aus allen Geschäftsbereichen zuständig.Sie verantworten die Analyse neuer nationaler und internationaler rechtlicher Vorgaben in den Themenbereichen Compliance, sowie darauf aufbauend die Festlegung geeigneter Umsetzungswege und die kontinuierliche Beobachtung des regulatorischen Read more […]
VP Compliance Change Management
The candidate will be involved in a broad range of management, regulatory and project initiatives across Compliance. The role will demand regular interaction within Compliance as well as with the Front Office, Legal, IT and other external parties. The candidate should therefore be comfortable working with colleagues at all management levels and possess the necessary interpersonal and leadership qualities. The position also requires the candidate to be a strategic thinker. Role details:Establishing the Compliance Control Framework, a joint initiative between Front Office Compliance to promote Read more […]
Manager
We are exclusively recruiting for a brand new role at a leading global asset manager.Reporting to the Head of Compliance with a dotted line to the Head of Product you will act as the primary contact between the Compliance and Product teams in relation to impact, threat and opportunities of global changes to regulation on existing and future productsYou will also review and assess existing and future regulation relevant to all existing and future development of productsResponsibilitiesManager’s role – responsible for assisting the Compliance Officer and Head of Product Strategy in the review and Read more […]
Senior Compliance Manager / Advisory / Investment Management
The role: *Keep the business abreast of all regulatory changes and developments for their specific areas.*Ensure business individuals, including front office and infrastructure understand their regulatory duties and the implications of what they do.*Compliance oversight of product, distribution and new projects.*Compliance training and making sure all individuals are up to date with relevant regulatory knowledge.*Working very closely with senior management and all areas of asset management.*Thorough understanding of relevant FSA regulations with a particular familiarisation with investment and Read more […]
Compliance Officer (Switzerland)
Who we are Optiver is an international and innovative proprietary trading firm. We deal with highly-automated electronic market making activities. With offices in Amsterdam, Chicago, Sydney, and Shanghai, we are currently in the process of finalising the setup of our new office in Switzerland. Employing around 600 talented individuals from over 30 nationalities, we trade in more than 20 countries, across 5 continents, 24 hours a day. Optiver is operating in an increasingly complex and fast developing regulatory environment. The Compliance function is mandated to help safeguarding compliant business Read more […]
Senior Business Analyst – Reference Data
This is an exciting opportunity to lead, shape, gather, analyse and design business/technical requirements for a number of concurrent workstreams on a refernce data programme. You will act as a conduit between the Business and IT BA teams, managing cross programme dependencies. Define solutions for Process Improvement / Requirements Gathering / Data Analysis / Testing Alexander Ash is acting as an agency for the purpose of this advert
Business Analyst
Our client are a Global Investment bank, seeking to hire a business analyst to join their expanding Compliance Change delivery function. The successful candidate will be responsible for:Providing general support of team project workload while also being assigned specific projectsCarry out impact assessments and review document existing operational processes, applications and workflows.Assisting Project Managers with analysis and documentation of business requirements, including production of formal BRDs.Production of functional specifications and process flows.Liaison with IT development resources Read more […]
Senior lawyer: Give nothing, Double your profits! 95k
Strongly established in the Luxemburgish market, the office has doubled its staff these last years thanks to a client-oriented strategy.The firm is growing at a fast pace and it is looking for an ambitious lawyer to support and develop the further growth.Your responsabilities:You will be in charge of the day-to-day follow up of your clients from the incorporation to the liquidation(legal advices, draft of documents, draft of legal opinions…)If you want to, you will participate of the business development of the firmYour profile:You have minimum 4 years of experience in the legal field in LuxembourgYou Read more […]
Risk And Compliance Consultant
Role Responsibilities:Provide regulatory oversight and advice to ensure that the business is informed of all risksMonitor the management of Compliance and Risk related issues/breaches ensuring they are appropriately handled and resolvedEngage and effectively communicate with management and multiple stakeholdersDrive new Risk and Compliance initiatives or projects to reflect ongoing brand strategyProvide Risk and Compliance advice to advance the continuous enhancement of frameworksReport writing and presentationRole Requirements:3-5 years experience in Operational Risk and ComplianceExposure to Read more […]
Global Head of Marketing Compliance
Position Overview: The Global Head of Marketing Compliance would be responsible for leading and managing the implementation of the firm’s global marketing compliance program and advising and providing guidance to the firm’s Global Marketing and Communications group. BlackRock’s Global Marketing and Communications group prides itself on creating, communicating, and delivering BlackRock’s brand to institutional and retail clients worldwide. Unified under one Global Marketing platform, the teams specialize in a diverse range of functions to provide robust campaigns, advertising, communications, Read more […]