Mortgage Compliance Analyst, WMA Banking & Trust Compliance Group
As a Mortgage Compliance Analyst covering UBS Bank USA, you will have the opportunity to contribute to the compliance framework, which will include regular interaction with business partners, senior management of UBS Bank USA, and partnering with stakeholders from various business and control functions to ensure that UBS Bank USA remains in compliance with all applicable banking laws and regulations. Key Responsibilities: Development of policies and procedures for UBS Bank USA On-going monitoring and testing of UBS Bank USA to ensure compliance Conducting compliance-related training for UBS Read more […]
Operational Risk Management
Our client is an investment bank, seeking experienced Operational Risk professionals to develop a robust, group-wide, operational risk framework.Main DutiesPromote operational risk throughout the entire bank.Work autonomously to develop operational risk measures and products.Take responsibility for operational risk for particular areas of the company.Work both as a team player and as an individual to get things done.CandidatesIdeally will have experience of operational risk.If not from operational risk, will have worked in Audit or IT or another risk-related area.Must know front-to-back trade lifecycles.Will Read more […]
Litigation Senior Lawyer
Job Purpose: To provide legal advice and support to Citi businesses and management throughout the Europe, Middle East Africa (“EMEA”) region in connection with a broad range of contentious issues and disputes. The matters advised upon will be of varying significance and complexity and will include civil/commercial litigation as well as contentious financial regulatory issues.Working as part of a team, the workload will be extremely varied and could relate to any business area or product and/or to any one or more of the 54 countries in which Citi does business in the EMEA region.Job Background/context:Reporting Read more […]
Development Team Lead
Senior Development Team LeadRate: £600-630 per dayContract: 6 months+London Senior Development Team Lead – Dodd Frank Role:To manage and lead a large IT Development TeamTo plan, monitor and report on major work streams relating to Dodd-Frank/Regulatory reportingWork closely with Developers on organising development tasksTo participate in reviews of business requirements and functional specificationsTo support the Development Manager in achieving delivery of business requirements through entire software lifecycle Essential Skills:At least 5 years’ experience leading software development Read more […]
12 mth FTC Project Manager
**12 month Fixed Term Contract**Applicants will need to be immediately available to be considered. The role holder will work in one of the bank’s project management teams, and will be responsible for facing off with the front office / sales compliance teams, focusing on improving and implementing effective controls for the following activities:Insider DealingMarket ManipulationSuitability and AppropriatenessInducementInformation BarriersThe successful applicant will need to come from a project management / PMO background with a solid understanding of banking front office/sales compliance functions. Read more […]
AML
Develop and implement compliance programs, while analysing the impact of regulatory changes affecting the business.Take proactive approach in amending and developing policies and procedures in line with regulatory and legal changes.Participate in regulatory audit and filingTraining the staff and developing training material and also reviewing marketing material from a compliance perspectiveParticipate in preparation of management reports.EssentialsYou will come with at least 6-8 years experience in AML, audit, regulatory, compliance.Bachelor degreeIf you are keen on the role and you match the requirements Read more […]
Manager
Manager – Compliance TeamMy Client, an international bank is hiring a Compliance manager.Responsibilities includes Control Room function and Conflicts of Interest Management, Watch List Maintenance, Personal Account Dealing Approval Record Keeping, Gifts Entertainment, etc. 7-10 years of relevant experience required with good working knowledge of systems such as Microsoft programmes, Bloomberg, Trading systems, Booking systemsIf you think, you match the requirement; please do get in touch with Ella Ngiam at ella.ngiam@hays.com.sg Read more […]
BA
An opportunity has become available within a top tier investment bank to join their Project Management team. The role will focus on providing business analysis to the banks front office, with respect to ensuring that sufficient controls are in place to meet and exceed global regulatory requirements. The role will involve liaising with Front Office business managers and relevant compliance departments to understand and capture existing controls and assisting to complete a gap analysis between existing APAC controls, regulatory requirements and controls which have been rolled out in the US and EMEA Read more […]
Internal Audit, Banking
The Company A leading international financial institution with an excellent reputation in the market currently has a rare opportunity for an experienced Internal Audit professional due to continued growth within this specialist team. The Role Plan, lead and participate in audit assignments and engagements; Perform tests of key controls to ensure business risks are being managed appropriately; Evaluate systems control adequacy, effectiveness and efficiency and identify opportunities for improvement; Identify and implement continuous improvement of operating procedures and processes; Propose Read more […]
Intern, Financial Law Unit
Department OverviewThe Legal Transition and Knowledge Management Team of the Bank (LTT) administers the Legal Transition Programme (LTP) within the EBRD’s Office of the General Counsel (OGC). The LTP is the EBRD’s initiative to contribute to the improvement of the investment climate in the Bank’s countries of operations by helping to create an investor-friendly, efficient, transparent and predictable legal environment. The Financial Law Unit within the Team is a specific, dedicated unit focusing on products (debt and equity), and institutions (regulator, financial institutions, courts and registries) Read more […]