Senior legal officer
Votre fonction:- Droit des affaires et des sociétés- Conseil à la clientèle- Gestion technique de dossiers: crédits, trusts,.- Contentieux Profil:Juriste senior, avec une expérience bancaire en Suisse ou dans un grand groupe financier (Family office, Société de gestion), de préférence avocat.- Solides connaissances du droit bancaire Suisse- Domicile en Suisse- Français et anglais d’excellent niveaux, allemand un plus- Esprit analytique, autonomie, prise de responsabilités Read more […]
Assistant Wealth Planner
You will ensure all relevant bank policies and principles are effectively applied in managing risks inherent in the provision of Wealth Planning Service and comply with Key principles. You will prepare all necessary client documentation including Trust deeds, Trust application questionnaires, company management agreements, fee letters, schematic of structures etc. as requested by Wealth Planners. You will prepare all relevant ancillary documentation to establish new structures for each of the Trust entities. You will submit the new business package to New Business Acceptance Committee for Read more […]
Associate, Compliance Training Officer
Compliance Associate to $120K (Fluent in Spanish/Portuguese)Prestigious International Financial Firm seeks a Compliance Associate to join their Compliance Team. Responsibilities include:· Research and draft Compliance Training modules in Spanish Portuguese by working with South American, Central American and Canadian Teams to obtain jurisdiction specific information· Research and draft Compliance Training modules based on federal laws and regulations and Bank policy and procedure· Proof all Spanish and Portuguese related training modules and course functionality· Coordinate team meetings· Read more […]
Private Client
It has a an immediate opportunity for an individual currently working in a similar areaKey Responsibilities :*Working and supporting the Head of Group Risk and Compliance to cover regulatory change in the UK and overseas offices*To monitor and analyse the compliance of the Company and to ensure this is in line with relevant FSA regulations.*Identify and monitor compliance risk across all areas of the business and to initiate corrective actions where required.*Develop, implement and review compliance monitoring and controls across the Group and work with the team to execute the compliance monitoring Read more […]
Regional Head
Account Control Team – Regional Head The Private Bank at JPMorgan is a global wealth management leader that delivers personalized financial solutions that integrate investment management, capital markets, trust and banking to Ultra-High-Net-Worth and High-Net-Worth individuals and families. The Asia Client On-boarding and Documentation Head will manage the Account Control Team (ACT), and paralegal team, with the responsibility for opening and managing J.P.Morgan Private Banking client accounts. Responsibilities of the role:Manage a team of 20+ specialists within the Client On-boarding Read more […]
Compliance Manager
– Prepare, maintain and deliver Compliance Monitoring Programme – Oversee compliance systems – Advise the business and develop procedures, policies, and controls – Supporting the UK Heads of Compliance in meeting their regulatory requirementsTo apply for this role you must be a proven Compliance Manager / Officer with substantial experience from the insurance industry – it is highly desirably that this experience is from a Lloyd’s / London Market Insurer/Broker and is transferable to the above tasks. People management and audit experience are also desirable.Keywords: advisory, monitoring, Read more […]
VP, TRUST & TAX MANAGER
Excellent Career OpportunityPrivate Investment CompanyReports to Managing Director, you will be supporting primarily the international tax compliance and planning activities of the Company, the family trusts, the beneficial owners and the private entities of the beneficial owners.These responsibilities include:Review and analyze, on an ongoing basis, the current company structures and investment holding structures across various jurisdictions (such as Hong Kong, the United States, the United Kingdom, Guam, France and Switzerland) to identify any potential tax issues emerging from the changing tax Read more […]
Corporate Secretary (Part-time can be arranged)
You will be responsible for all Corporate Secretarial duties that falls under the Singapore and Hong Kong jurisdiction. This is a good opportunity to work for a great environment and culture.DutiesEnsure that the processes and controls are compliant with the Companies ActEnsure the smooth running of board meetings, audit and risk committees and general meetings. Maintain statutory registers, draft circular resolutions and meeting agendas for the board and recording of minutesMonitor any changes pertaining to Companies Act and to assess the impact of these changes on the companyWork closely with Read more […]
VP Compliance (AML / KYC), Private Banking
Are you seeking a change of environment? Seeking to join a professional and well capitalized bank that offers ongoing training and career development for their employees? Our client is one the worlds most reputable and dynamic banking financial services institutions in the world. With a strong global footprint and diverse product offering, they truly stand out from their competitors to be one of the best banking financial institutions in the world. Currently we are seeking an experience Compliance professional to join their Private Banking business. In this position you will be reporting directly Read more […]
Head of Compliance and Regulatory Risk
Our client is a leading international financial institution engaged in corporate banking, institutional brokerage and capital market activities. The Bank seeks to hire a candidate to head the Compliance and Regulatory Risk component for their Americas group. The professional will manage compliance in the offshore branch and broker-dealer to assist the business to comply with laws, regulations, industry codes and organizational requirements. Additionally, the candidate will contribute to the development, implementation and improvement of Institutional Banking and Markets(IBM) compliance risk Read more […]