Chief Compliance Officer/ Associate General Counsel
Hedge Fund/ Private Equity firm with $2 billion in AUM is seeking a Chief Compliance Officer. The CCO will report directly to the General Counsel, and manage all aspects of compliance, including regulatory, marketing, and HR. The hedge fund is responsible for managing a family of long/short hedge funds, long only fund, and private equity funds focused on the health care and life science sectors. Responsibilities will include the following: • Annual updates of Form ADV • Assist with preparation of Form PF • Liaise with Chief Operating Officer and General Counsel to administer policies Read more […]
Managing Counsel, Vice-President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $24.37 trillion in assets under custody and administration and $2.09 trillion in assets under management at December 31, 2012, State Street operates in 29 countries and more than 100 geographic markets and employs 29,660 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,660 employees across Read more […]
Corporate Compliance Analyst
The Analyst will assist in the management of compliance risk across business lines, monitor bank compliance with applicable regulations and keep management informed of current regulatory developments. This role will support the bank’s financial reporting control compliance framework to ensure the bank is in compliance with regulations and policies relative to the Sarbanes-Oxley (SOX) Act of 2002. In addition, the position will perform risk assessments of the components of the bank’s SOX framework using a top-down, risk-based approach. Additionally, this role will analyze and monitor controls Read more […]
UCITS Fund Architecture Manager
Our client is a leading global asset manager with a wide range of successful funds across EMEA, Asia and the Americas.The product development team is seeking a Fund Architecture Manager to ensure the efficient and timely registration of their products across Europe, Asia and the US, including providing specialist guidance and advice on their fund regulations. Key responsibilities include: overseeing ongoing maintenance of their existing fund architecture, ensuring offer documentation complies with existing regulatory requirements, deliver effective project management of regulatory changes, Read more […]
Finance Manager | Regulatory Reporting | Funds
Global Financial Services Company seeks an experienced Client and Regulatory Reporting Manager to lead a team and co-ordinate production of board reports, monthly UCITS reporting, regulatory reporting, fee management and MIS reports.The ideal person will have a Bachelors degree in accounting or relevant professional qualification together with 5 years industry experience in a similar field and sound working knowledge of the securities industry, specifically fund accounting and reporting.The successful candidate will be the 1st point of contat with Senior Management on all Client and Regulatory Read more […]
Head of Regulatory Finance | Bank
Global Financial Services Organisation is looking to hire an experienced Senior Regulatory Manager to run their Finance team to ensure compliance with all financial regulations.This opportunity is about forming effective working relationships with regulators and statutory auditors to ensure appropriate internal controls are in place and operating to the highest standard. The successful individual will provide the COO, Country Business Managers and Regional CFO’s with informed advice on significant regulatory developments and key strategies to be implemented.Based in Dublin this is a great opportunity Read more […]
FUND COMPLIANCE SUPERVISOR
FUND COMPLIANCE SUPERVISOR Our client is a world leader of financial services to institutional investors. The continuing growth of the company has resulted in the need of an experienced Fund Compliance Supervisor to be responsible for reviewing and assisting the Fund Compliance Team with compliance system alert validation and reporting to help fulfil the daily compliance monitoring and assist in the preparation of client or internal management reporting.The role involves the supervision of a team of Fund Compliance Junior and Senior Administrators in training and coaching them. Key Responsibilities:Daily Read more […]
Senior Internal Auditor | Global Bank | Dublin City Centre
A leading global financial services institution is seeking to hire a Senior Auditor to join a newly formed internal audit team, based in their Dublin city centre HQ. This position will have primary responsibility for Irish and Central European business audits which are regulated by the Central Bank of Ireland.The Internal Audit team will cover the corporate and retail banking transaction services businesses in these regions which includes corporate cash management, trade finance, funds services and products as well as retail banking products to consumer customers.Key Tasks:Responsible for the development, Read more […]
International Compliance Officer – Asset Management
The role:· Conducting global reviews ensuring compliance with rules and regulations with the relevant jurisdictions· Develop and maintain knowledge of the regulatory requirements and environments across Europe, US, Latin America and Asia.· Lead and take part in the planning and execution of compliance checks including: collaboration with local senior management, compliance, legal and other key personnel;· Prepare regulatory compliance risk assessments; design and performance of appropriate reviews/tests; report writing and follow Read more […]
Risk & Compliance Director
The RoleReporting directly into the CEO and providing oversight for a team of Anti-Fraud and AML specialists, you will be responsible for –Identifying and maintaining oversight of all key operating/regulatory risk and compliance obligationsCreating, and monitoring operational policies for managing fraud, risk and compliance, and provide guidance on interpretation at board, management, commercial and operational levelsTaking on the formal responsibility for financial regulatory oversight including formal MLRO responsibilitiesOverseeing the risk and compliance management activities to ensure that Read more […]