Retail Compliance Manager: Asset Management
Our client is the main supplier of outsourcing solutions and business process management with a global reach. As a company they are highly dedicated to engaging and involving their employees at all levels. They recognised that through employing ambitious individuals they need to fulfil this by supplying continuous training and offering clear career development. As a result they have a very high staff retention rate.Due to their size and large variety of industry offerings there is great scope to gain exposure and direct your career to many important areas including, Financial Services, Government, Read more […]
Regulatory Apprentice
Responsibilities: – Monitoring and identifying the threshold crossings of AXA Group for major holdings in listed companies for European countries taking into account the general information obligation- Preparing the notifications of major holdings according to each country’s applicable laws and regulations- Answering specific requests from issuers (shareholding surveys) and AXA Group on AXA’s holding in the capital of listed companies- Carrying out legal and regulatory research on major holdings reporting and financial markets Please describe the sort of profile you are looking for including:- Read more […]
Regulatory Intern
Responsibilities: – Monitoring and identifying the threshold crossings of AXA Group for specific reporting obligations: takeover panel and regulated industries- Preparing the notifications to the regulators according to the applicable laws and regulations;- Carrying out legal and regulatory research on takeover requirements and regulated industries;- Participating in the improvement of the AXA system to identify and analyse holdings of the AXA Group in the capital of listed companies: presentations to different entities, suggestions, updating documents, etc. Please describe the sort of profile Read more […]
Senior Compliance Associate (Monitoring & Examinations)
FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide. At the heart of FXCM’s client offering is No Dealing Desk forex trading. Clients benefit from FXCM’s large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM’s U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients Read more […]
Senior Compliance Associate (Corporate)
FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide. At the heart of FXCM’s client offering is No Dealing Desk forex trading. Clients benefit from FXCM’s large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM’s U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients Read more […]
Vice President, Sales Quality and Investigations
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC Insurance (Singapore) Pte. Limited is a wholly owned subsidiary of HSBC Insurance (Asia Pacific) Holdings Limited, which is ultimately owned by HSBC Holdings plc, the London-based holding company of the HSBC Group. HSBC Group is one of the world’s largest Read more […]
Private Banking-Compliance/AML Officers ( 1 year contract)
Proactively assist the management in its prime responsibility of complying with relevant•review of clients’ profiles.Review the client adoption and Know Your clients policies/procedures, including the•staff training, client due diligence, client reviews and transaction monitoring.Ensure appropriate compliance arrangements are in place including compliance policies,regulations to ensure that the Bank is able to conduct its business within applicable laws,directives, rule and regulations, and in accordance with the Bank’s Group PolicyGeneral Role Description• Key Features of the Role•626/regulatory Read more […]
Private Banking -Senior Account Opening/KYC Officer ( 1 year contract)
Review Private Banking Clients’ Account Opening Documentation for adequacy, Legal and Regulatory Compliance Liaise with and Support Relationship Managers and their Assistants to complete required documentation, explain and clarify documentation requirements KYC review of Client Documentation as per regulations and internal policies To execute account opening processes across the various systems and activate the Accounts To provide prompt, accurate and quality service to internal clients Key Features of the Role Review Co-Approve Account opening based on documents submitted by Relationship Read more […]
Senior Manager, Compliance Financial Markets
Compliance experience in Financial MarketsExperienced in regulatory matters and working with regulatorsBusiness advisory, senior stakeholders management experience The client is looking for an experienced and passionate Compliance industry with strong local, Singapore regulatory experience and working with regulator. The ideal candidate should have a strong understanding and experience in Financial Markets, Financial Markets products and providing business advisory. The Senior Manager – Financial Markets, Compliance is responsible for the implementation and delivery of the bank’s Compliance Strategy Read more […]
Senior lawyer: Work high level, earn high level! 110k
The high-level of the lawyers is necessary to provide the best solutions and advices to prestigious and exigent customers. Completely immersed in an international environment, the firm is in permanent relationship with multinational companies and groups. Specialized in Corporate, Banking, Funds and Litigation Law, the law firm is seeking a new talented Lawyer to join the team and write the lines of his own career. What will be your job?As a personal counsel, you should provide adequate solutions directly to your clients on various and complex cases.You will be independent in the management of your Read more […]