Manager, Risk & Compliance Employee Programs Job

Manager, Risk Compliance Employee Programs (Job Number: 1316084)DescriptionThe incumbent will design and implement employee recognition and innovation programs and diversity initiatives for a 1,000+ employee group. S/he will be responsible for all communications related to these programs including communications to senior managers, the employee engagement eNewsletter, and employee communications on MySource. S/he will be responsible for metrics related to usage and effectiveness of recognition programs and will produce reports for senior management in the group. S/he will analyze and communicate Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Senior Compliance Officer, EMEA and Asia

Our client is a global investment bank that was founded by a Wall Street veteran and a number of his partners in 2007. The team sought to create a partnership that offered a better way of investment banking, with a focus on long-term client relationships. The bank now has 600 staff globally and 100 in London based in The City. The bank is doing excellently and has tripled in size in the last 18 months. They have offices in NY (350 staff), London (100 staff), HK (20 staff), Dubai (13 staff), Mumbai (8 staff) and representative offices in France and Germany. Inline with expansion, the bank has an Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Compliance Manager II

Compliance Manager II – AML (Job Number: 1306947)Description Role: Senior Compliance Manager – Anti-Money Laundering Reporting Line: Head of Compliance – Ireland Location: Dublin Purpose: This Senior role involves managing the Anti-Money Laundering (AML) requirements of the BNY Mellon operations in Ireland from a Compliance perspective. These operations involve multiple legal entities in multiple locations within Ireland and other jurisdictions where Ireland has outsourced functions. BNY Mellons activities include transfer agency services, fund accounting, trustee and corporate trust operations. Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Financial Crime Regulatory Consultant

Role: Financial Crime Regulatory ConsultantType: ContractDuration: 3 months – Perm (optional)Location: LondonRate: £450 per day – £550 per day DOE A role is available for an experience Financial Crime Regulatory Executive to work for an Asset Servicing firm based inLondon. You will provide Financial Crime advice and guidance to the business and compliance teams and other areas as required. A MINIMUM of 5 years of hands on Financial Crime experience is required and having a thorough understanding of EMEA AML regulations and UK JMLSG Guidance Notes is key to this role which should go hand in hand Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Stage Conformité Contrôle Interne

La Banque Postale Asset Management bénéficie d’une position solide grâce à son actionnaire La Banque Postale et à une offre de gestion d’une grande diversité : fonds monétaires, actions, obligataires, diversifiés, fonds de créance et fond sà formules avec la Filiale La Banque Postale Structured Asset Management. La Banque Postale Asset Manangement propose un stage à la Direction de la Conformité et du Contrôle Interne. Au sein de la Direction de la Conformité et du Contrôle Interne (équipe de 4 personnes), le stagiaire interviendra activement sur des missions de conformité et de Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Business Analyst

Business Analyst – Change Permanent London Business Analyst – Change – Compliance – Permanent – London I am currently working with a leading bank on a requirement for an experienced Business Analyst to work within the Change Function. Within the Change team there is one workstream that is looking to transition the support of two systems into the Bank. They are looking to remove the reliance on external consultants who have owned and supported the two systems historically. This will be achieved by the transition of the knowledge, processes and change activity in to the bank (working with Technology, Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Quality Assurance PPI Project

The successful candidate will carry out quality assurance of past business file reviews, call monitoring and outcomes testing and will be expected to work to targets and tight timescales. Key skills/qualifications required: Full FPC or Equivalent Previous QA and PBR experience Excellent attention to detail Good IT Skills Good interpersonal skills For more information please call Joshua Serlin on 02035899297 or email to joshua.serlin@jcwresourcing.com Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Compliance Officer

The head of SPCPI is responsible for supporting the UK Head of Compliance in key initiatives, management of regulatory relations, delivering Compliance related projects and maintaining the operational structure of IB Compliance. As a result of this expanding role we are looking to recruit an additional team member, with rank to Director, to a new role performing many of the team responsibilities. These will include: 1.1. Management of planning and risk assessment processes, including planning, tracking, escalation and reporting and coordinating with global processes such as those of Group Regulatory Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Business Managers / Project Managers | Moscow

Equities Business Manager Commodities Business Manager FX/IR Business Manager Provide the information for all the connectivity between Business and Support – daily and strategic interaction with Support teams – prioritization of their work by business needs, discussion of business plan objectives and constraints Provide recommendation for the approval of Support headcount Provide  Head of Business DevelopmentSupport  and Head of Processes Development with information and analytics necessary for headcount planning, Provide HR with business side view of the documentation on HR matters (job Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments

Senior Sanctions Manager

Our client is looking for an experience Sanctions SME to be able to develop their sanctions policy standards to ensure they’re meeting all international sanctions, but also identifying new and evolving to ensure the bank’s reputation isn’t jeopardised, or put at risk of fines. The role will liaise with a variety of senior stakeholders, both internally and externally which will include a range of supra-national organisations and governments/regulators and trade bodies. Managing a team in London, the role is also required to advise, lead and direct a number of global teams. You will have recently Read more […]

October 18, 2013 • Tags: , • Posted in: Financial • No Comments