VP/SVP
• Strong Global Bank with deep Asian presence • Global Role with High Visibility • SME for AML This is a global european bank with significant Asian footprints and continues to grow aggressively in this region. Due to internal mobility, there is now an exciting global Financial Crime Risk role to be filled. Being part of the global team, you are responsible to establish the FCR (AML, Sanctions and Bribery) management framework globally. To ensure that the FCR policies and procedures remain up to date and in compliance with local regulations and best practice. You lead special projects or Read more […]
Assistant Manager, Compliance
Eastspring Investments, part of Prudential Corporation Asia, is Prudential’s* asset management business in Asia. It is one of Asia’s largest asset managers, with operations in 12 markets (including a US sales office) and just under 2,000 employees in Asia and about US$94.4billion (£58.1 billion) in assets under management (at December 31, 2012). Eastspring Investments recently topped an annual ranking by size of retail fund managers in Asia.** About half of total assets are sourced from third party clients including a wide range of retail and institutional investors. Eastspring Investments also Read more […]
Credit Underwriting Assoc Job
Credit Underwriting Assoc (Job Number: 1314890)BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Additional Read more […]
Banking
Our client is a profitable, world-leading banking organisation. The firm is expanding, and seeking to add two additional hires to its Operational Risk team. The primary areas of responsibility for the Operational Risk Department are supporting the development, implementation and monitoring of operational risk based programmes to identify, assess and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems or external events, while maintaining a balance between risk mitigation and operational efficiency. Responsibilities The primary responsibilities Read more […]
Regional Head of Regulatory Compliance
Key Responsibilities:Leadership to ensure proactive approach is taken to identification of Regulatory Compliance risk change and potential impacts on the Technology Services Business Model in AsiaContinuous review for appropriateness of framework to monitor regulatory compliance developmentsImplement as required market product suitability, sales and staff remuneration policies and systems that ensure that the business’ exposure to regulatory compliance and reputational risks is managed, in a practical and effective manner, including efficient and reasonable deployment of resources and an understanding Read more […]
Regional Head of Compliance Analytics and Systems Control
Key Responsibilities:Lead the Analytics and Systems Control program regionally across all business lines for the full range of coverage responsibilities including business process analysis, program execution, compliance testing, and outreach and liaison activities;Advise business and senior management on regulatory and risk management issues related to the transaction monitoring program;Provide regional oversight for model development to reflect real world risk environments that determine likely risk profiles in given market conditions, segments and geographies.Provide input and regional oversight Read more […]
Compliance Manager for Hong Kong
Main Duties Establishing and implementing a compliance framework and function for the Bank’s, Hong Kong Branch in line with the guidelines of Head Quarter and local compliance requirements. Act as local compliance contact for HKMA. Monitoring Hong Kong Branch business activities, sales practices, documents and marketing material, and clients’ statements to ensure compliance with local regulatory requirements. Liaising with Compliance team in Singapore with regards to client on-boarding process such as account opening, sales practices, client/product suitability and ensuring that these practices Read more […]
Hong Kong based Anti-Money Laundering (AML)
Position Description (AML) Group, an integral part of the global Legal and Compliance Division, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all of the Firm’s various businesses globally, including Institutional Securities Group (e.g. Fixed Income and Commodities, Global Capital Markets, Institutional Equities, Investment Banking, Wealth Management and Research) and Investment Management. Headquartered in Hong Kong (HK), the Asia (including Japan) Anti-Money Laundering (AML) Group includes dedicated personnel in Singapore and Tokyo as well. My Read more […]
Chief Market Risk Officer
Chief Market Risk Officer – EMEA (RC # 839) (Job Number: 1314687)DescriptionSignificant experience in financial markets including market risk disciplines (Market Risk Management, trading, funding, asset-liability management etc.) Strong understanding of markets, risk management standards and governance in financial firms; experience of operating in high pressure periods / financial crises is highly desirable. Demonstrable knowledge of treasury practices including ALM and liquidity management Good understand of current banking regulations, preferably with emphasis on regulators in the UK EEA Experience Read more […]
Compliance Mgr I Job
Compliance Mgr I (Job Number: 1314373)DescriptionCompliance Manager I – 23610Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes and identifies existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Strong understanding of banking or brokerage products and services, including applicable AML/KYC and USA PATRIOT Act requirements. Manages control process validation to ensure compliance with laws, Read more […]