Business Analyst
As a business analyst you will be responsible for undertaking change project and analysis activities, including current state analysis, stakeholder engagement and presentations, process modelling, procedure writing, training material development, systems model analysis. You should apply for this role if you have: 5+ years experience as a business analysis within the financial services Operating model current state analysis and implementation experience Financial crime and sanctions knowledge highly advantageous Strong knowledge of AML, KYC and/or client on-boarding or related areas BSc educated Read more […]
ISDA Negotiator
MG Investments is Prudential plc’s UK based fund management business and is one of Europe’s leading active asset managers with more than £238.4 billion* of funds under management across fixed income, equity, property and multi-asset strategies. -*as at 31 March 2013OpportunityMG Legal team are looking to recruit an International Swaps and Derivatives Association (ISDA) Negotiator. The candidate will be working in a small team and as such, we are looking a candidate with experience of negotiating and drafting ISDA and related agreements (eg. CSA). The candidate should also have an awareness of Read more […]
Compliance Development Manager
A challenging and highly visible role responsible for executing the compliance monitoring audit program and deliverinig compliance services to financial planners in the various distribution channels of Financial Advice.The ideal candidate will have 1-3 years experience in a compliance type role in financial planning with:An understanding of financial planning practices and how they operateSolid knowledge of legislation and policy relating to the financial planning processRG146 qualifications essentialA summary of the main tasks include:Evaluating and managing compliance risks within adviser practices Read more […]
Fraud & Risk Manager
A leading commercial insurance company is seeking to appoint an experienced fraud and financial crime expert, to oversee the company’s fraud and payment security programme.Following a restructuring of the compliance and risk functions, this is a newly created positon, reporting directly to the Head of Risk, will be responsible for oversight of the organisation’s anti-fraud programme. Working closely with the business, and alongside other areas of the risk compliance teams, the role will focus heavily on gap analysis and the management and development of new minimum standards, to identify and mitigate Read more […]
AIMFD Consultant – Hedge Fund – London
This relatively new to market fund with strong and stable seed backer and good start-up performance is now looking to grow the AUM through its first proactive marketing campaign. To assist this marketing drive; operationally they are going through a process to ensure that they are fully AIMFD compliant. They have mandated one of the top compliance consultancies to undertake the project. The work load of the COO is however continuing to increase and he would like to have a compliance specialist onsite to manage the project and external service provider. It will suit someone with strong hedge fund Read more […]
Senior Lawyer, Wealth Distribution
Permanent Role Attractive Salary Package Melbourne CBD Location ANZ realises that our greatest asset is our people. We are vibrant professionals on a journey to create a super regional bank that aims to be the best connected and most respected bank in the Asia Pacific region. ANZ is currently connected across 32 countries and provides world class learning opportunities and compelling career pathways for its people. We’re exploring new and better ways to progress the business with energy and enthusiasm. Backed by a proud and established heritage, we’re on a journey creating a super regional Read more […]
Legal & Compliance Assistant
About Us: CITIC Securities, whose A shares are listed on the Shanghai Stock Exchange and H shares on the main board of The Stock Exchange of Hong Kong Limited, is a leading investment bank in China. CITIC Securities International Company Limited, a wholly-owned subsidiary of CITIC Securities, is located in the heart of Asia’s financial center – Hong Kong. We offer comprehensive financial services to individual, high-net-worth, institutional and corporate clients in providing capital market advisory services, security brokerage, equity research and asset management. Our vision is to become a Read more […]
Credit Mgmt Reporting Analyst Mgr Job
Credit Mgmt Reporting Analyst Mgr (Job Number: 1314790)DescriptionThe incumbent will be responsible for providing timely information, assessment and analysis to Senior Management, External Regulators (FED, OCC, FDIC) and the Board of Directors. Responsibilities may include the analysis and reporting of Shared National Credits; regulatory reporting including Basel, Pillar 3, and SEC; credit risk reserves; asset quality and credit risk trends; and domestic and international risk reporting. Incumbent serves as one of the primary focal points for dealing with OCC, Fed, and Auditing Department. Incumbent Read more […]
Jr Data Quality Officer Job
Jr Data Quality Officer (Job Number: 1314705)DescriptionThis position is responsible for understanding the strategic uses of information within the Risk Sector and translating them into data quality requirements. Ongoing focus will be on assessment and measurement of information quality, recommending and implementing process improvements. This position will work closely with data owners stewards to understand data relationships and uses, understand the root cause of data issues, implement solutions, and measure results. This position requires strong analytical and communication skills, as well Read more […]
Vice President Corporate Counsel
The Legal and Compliance team oversees BlackRock’s compliance with applicable laws and rules, and is responsible for, among other things, overseeing all regulatory matters – employees must direct all communications regarding such matters to a Department member; coordinating all litigation and legal proceedings; negotiating contracts (except certain BlackRock Solutions contracts); providing ongoing legal advice to business regarding new and existing products and strategies; establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative Read more […]