Compliance Manager, International Brokerage
Our client is a global brokerage house with excellent industry expertise and primary technology to ensure the delivery of quality services to the clients The Role Reporting to the Head of Compliance, you will be fully responsible for: Implementation of new rules and compliance program within the firm Keeping abreast with the exchange rules and regulations relating to the business Maintaining a robust relationship with the regulatory body and to assist with visits, investigations and enquires Developing and delivering training program to all staff on compliance matters Providing compliance related Read more […]
Director, Regulatory Project Compliance (Global Markets)
Our client is a global financial services institution with a rapid growth in the Asia Pacific region. As a result of the evolving regulatory environment, they are looking for an experienced Director to join the dedicated team in Global Markets The Role Reporting to the Regional Head of Compliance, you will be fully responsible for: Developing and implementing material regulatory change for the Global Markets business Providing compliance support to senior management in HK and the APAC region for all relevant external regulations Collaborating with business and the compliance team members to provide Read more […]
Aml Kyc Account Opening
The CompanyRobert Half is representing a City based Corporate Banking organisaton to hire someone with previous experience within AML KYC Account Opening, to work within a 12-month Fixed-Term Contract. There is a definite chance at the end of the contract for the role to go permanent too. The RoleRobert Half are representing a City based Corporate Banking organisaton to hire someone with previous experience within Trade Finance, to work within a 12-month Fixed-Term Contract. The role covers all aspects of operations back-office recruitment relating to AML/ KYC. Previous Operations experience is Read more […]
Control Room Officer (AVP) – London
Control Room Officer Compliance Control Room Officer is needed by a leading Investment Bank. This is a top tier Investment bank seeking to expand it’s Control Room function and they are looking to replace an internal move as well as increase the size of the team. Control Room Officer The team has a wealth of experience and talented individuals, renowned for their excellence within the bank and in industry. Their focus is the maintenance of the Information barriers, review of Research, pre-clearance of certain transactions and providing advice to the surveillance team. Control Room Officer Control Read more […]
Fellowing Program
Key goals of the Alfa Fellowship Program are expanding networks of American, British and Russian professionals, developing greater intercultural understanding, and advancing U.S.-Russian and U.K.-Russian relations. The Alfa Fellowship Program begins with language training in the U.S. or U.K., followed by a language course in Moscow starting in mid-June. Throughout the summer, Alfa Fellows attend a seminar program with key public and private sector officials to discuss current issues facing Russia. Fellows then work at prominent organizations in Russia, including private companies, media outlets, Read more […]
Manager, Company Secretarial, ANZ (Legal and Governance)*
About the RoleThis role is responsible for the management, oversight and administration of Macquarie’s Australia and New Zealand subsidiary entities, including management of a team of 4 qualified or part qualified Company Secretaries. Reporting directly to the Head of Macquarie’s Global Company Secretarial Services team, you will be responsible for ensuring effective subsidiary governance and statutory compliance. Your key accountabilities include: Board support and corporate governance: Attending and minuting meetings of Macquarie’s Australian subsidiary entities including oversight and collation Read more […]
Control Room Manager
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed. CONTROL ROOM MANAGER Strong prudential management has been a key to Macquarie’s success over many years. The Compliance Division is a part of the Risk Management Group. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring Read more […]
Senior Manager, EMEA Risk Architecture Job
Senior Manager, EMEA Risk Architecture (Job Number: 1312092)Description Team Description The EMEA Data Processing and Control Unit sit within the new EMEA Risk Architecture (ERA) function which is based across London, Manchester Brussels. This team is responsible for the collation, control, validation and reconciliation of all data required in the ERA function in EMEA. The team is also responsible for maintenance and consistency of underlying processes, systems, documentation and policy. The team will interface with the global teams on an on-going basis to ensure where possible consistency in Read more […]
Opportunities in AML
Headquartered in London, HSBC is one of the largest banking and financial services organisations in the world. We currently have a number of opportunities within HSBC’s Private Bank for candidates with experience in anti money-laundering. Roles range in seniority from Compliance Assistant to Compliance Officer. Reporting to the Head of Anti Money Laundering and Sanctions, Private Banking, MLRO Function, the jobholder will be required to assist in carrying out anti-money laundering compliance due diligence and monitoring activities across Private Banking, UK in order to assist management to Read more […]
Head of Surveillance – Investment Bank
Head of Monitoring Surveillance – Investment Bank – London A leading Investment Bank inLondonis seeking a Head of Monitoring Surveillance with extensive compliance experience in wholesale banking products and a broad understanding of regulatory requirements as they apply to Corporate and Investment banking. Reporting to the Head of Compliance, you will play a key role in risk identification and mapping, the design and implementation of compliance controls, monitoring and reporting on the effectiveness of the controls and managing and developing the team. Responsibilities:Establish and maintain Read more […]