AML Senior Manager
Excellent opportunity for an experienced AML Manger to join a very well established bank in a newly created position, during a time of exciting change. This newly created position offers the chance to join a growing team, career progression and stakeholder engagement. Big 4 experience is highly regarded. The role is act as a true AML adviser, supporting the business and numerous projects in ensuring the ongoing compliance to AML requirements. Role Responsibilities;Provide support and guidance to projects and initiatives. Acting as the SME on AML to advise and support the business on key initiatives.Ensure Read more […]
AML/Sanctions Consultants
The role would not only require you to carry out tasks to client specification, but would also necessitate establishing and maintaining strong internal and client relationships. Additionally, as a valued member of the team, you will help to create a positive learning culture. You will also communicate with partners and colleagues to expand your financial crime knowledge within a diverse role in a well established and knowledgeable team. The role will suit those with strong AML and / or sanctions work experience. You will have good technical knowledge of the UK and European financial crime regulatory Read more […]
Executive Director/ Director
The primary responsibilities of this role will be to provide regulatory advice and guidance to the front office for cash/synthetic equity sales and distribution, corporate access, portfolio trading, sales trading, worked trading, algorithmic trading, DMA and statistical arbitrage. The successful candidate will also be required to get involved with the team’s responsibilities for new business proposals and project work, again primarily focused on the Cash Equities and Synthetic Equity businesses. The ideal candidate will have an understanding of the equity and equity derivative products and markets Read more […]
Procurement Expert
The role will require an exceptional candidate who will act as a relationship manager to key stakeholders cross businesses in London, with possible additional responsibility in core Europe, excluding Switzerland. The candidate will be responsible for engaging the business to determine needs, help shape strategy and future needs, and executing against these requirements, including leading the tendering and commercial negotiation with a wide range of legal service providers. The candidate will also be engaged, on a part time basis, to aid in sourcing efforts associated with the build out of the new Read more […]
Deputy Head of EMEA Anti Money Laundering Compliance
UBS Investment Bank is seeking to recruit a Deputy Head of EMEA Anti Money Laundering Compliance (AMLC), based in London, reporting to the MLRO. AMLC is responsible for coordinating the anti-money laundering, anti-bribery and sanction programs for UBS Investment Bank. The team helps to provide the firm with the necessary tools to help prevent the use of UBS-IB’s facilities for money laundering, terrorist financing or for violating economic sanction laws, as well as preventing the bribery of public officials.The primary responsibilities of this role are:Day to day oversight of the IB EMEA AMLC Read more […]
MIS and Projects Manager Regulatory Reporting Job
MIS and Projects Manager Regulatory Reporting (Job Number: 1311215)DescriptionThis role will be part of a team within Client Service Delivery Control Risk. The team will be responsible for support, validation, preparation and coordination of AUCA/RC-T submission to Regulatory Reporting. Overall responsibility to support the Program Manager Regulatory Reporting, to ensure that management information tools and reporting used to support the environment across all areas are consistent, sound and ensures that the team is meeting client needs. The incumbent is responsible to independently manage various Read more […]
Sr. Managing Counsel, Private Banking/Wealth Mgmt Job
Sr. Managing Counsel, Private Banking/Wealth Mgmt (Job Number: 1311769)DescriptionBNY Mellon is seeking a dynamic, highly experienced attorney with responsibility for the legal affairs our Wealth Management and Private Banking business. This role provides solution driven legal services to senior leaders within Wealth Management and Private Banking and additionally, manages the attorneys and legal personnel supporting these businesses. This position reports to the BNY Mellon Deputy General Counsel responsible for Investment Management and is part of the Investment Management Legal Teams senior leadership. Read more […]
Market Risk Mgr
Market Risk Mgr – Treasury (Job Number: 1313160)DescriptionTreasury Risk Management provides an independent market risk review of the balance sheet and liquidity risks managed by the Corporate Treasury group of The Bank of New York Mellon Company. The risk reporting role is a key link between trading staff, management, financial control, quantitative modeling, internal/external audit, and regulatory bodies. The major responsibilities include reviewing asset and liability management and liquidity analytics, monitoring the investment portfolio, conducting risk assessments of new investments/initiatives Read more […]
Compliance Manager
This role is repsonsible for helping to develop and implement a robust compliance framework for this business and its managed funds as well as governance oversight.You will be responsibile for a range of compliance duties inclduing but not limited to; compliance advisory to the business; the preparation of compliance policy and procedures; board reporting; review of IMA’s and RFP’s and input into new compliance projects and initiatives. To be successful in this role you will exiting investment management compliance experience and be adept at forging strong relationships with very senior business Read more […]
Associate Director
The ideal candidate will have 4-7 years examination experience in safety and soundness, capital markets, asset/liability management (ALM), liquidity and interest rate risk as it relates to institutions’ investment policies, and will be currently or previously employed as an examiner (NCUA, FDIC, OCC, Federal Reserve), or a JD with strong experience in banking regulation. Within this role your responsibilities would include, but not be limited to: * Researching laws and regulations related to credit unions, banks and thrifts, and staying current in all regulatory developments and issues Read more […]