AML Compliance
Within this role you will: * Investigate potential money laundering and fraudulent financial activity across business lines. * Provide subject matter expertise in the area of Anti-Money Laundering and financial fraud investigations; ie: FCPA, OFAC and/or PEP filtering systems, KYC file remediation, AML gap assessments, AML compliance monitoring and AML training and the review and preparation of SARs * Lead and supervise compliance officers * Train and development of junior compliance officers MUST have prior AML compliance experience at a public accounting or consulting firm – KPMG, Deloitte, Read more […]
Director Business Transformation
Director Business Transformation Description This position oversees the planning and implementing of strategic finance projects (may be enterprise-wide) to improve operational efficiencies across business lines and functions and the elimination of duplicate processes, operations and systems, to decrease overhead in line with targets. This role will have a strategic focus and will focus on critical and complex business transformation solutions, including processes, program and project management, and off-shoring of jobs where relevant. This position will work closely with initiative sponsors Read more […]
Sr Quant Rate Risk Analyst Job
Sr Quant Rate Risk Analyst (Job Number: 1313155)DescriptionThis position reports to the Head of Interest Rate Risk, Asset Liability Management within Market Risk. The incumbent will be responsible for developing, implementing and maintaining structural interest rate and liquidity risk analytics that measure, monitor, and report on the bank’s asset-liability positions, interest rate risks, earnings sensitivities and other key risk metrics related to liquidity, regulatory and economic capital. The role will be a hands on role where the individual will be expected to conduct mortgage prepayment, interest Read more […]
Team Leader II Job
Team Leader II (Job Number: 1313169)DescriptionManages internal controls and risk management efforts at the corporate level for a large segment of Client Services Delivery Group as they relate to very complex regulatory, legal, policy, procedures and practices. Supports the line of business in developing and implementing standards and policies appropriate for the business that conform to the principles and guidelines established by Risk Management including the active identification, assessment and management of the risks it faces, and development of continuous risk management process through trending Read more […]
Economic Capital Analyst Job
Economic Capital Analyst (Job Number: 1313130)DescriptionThis position is a part of the Portfolio Management Division. This role involves on-going maintenance and development of the Economic Capital framework, allocation of Economic Capital to business lines and entities, responding to regulatory requirements and business changes. Responsible for communication and explanation of the framework, Economic Capital concepts and describing the underlying models to a variety of stakeholders.QualificationsMinimum of 5-7 years of professional experience. BS of BA required but an MBA is strongly preferred. Read more […]
Credit Mgt Reporting & Analysis Mgr Job
Credit Mgt Reporting Analysis Mgr (Job Number: 1313133)DescriptionThe incumbent will be responsible for providing timely information, assessment and analysis to Senior Management, External Regulators (FED, OCC, FDIC) and the Board of Directors. Responsibilities may include the analysis and reporting of Shared National Credits; regulatory reporting including Basel, Pillar 3, and SEC; credit risk reserves; asset quality and credit risk trends; and domestic and international risk reporting. Incumbent serves as one of the primary focal points for dealing with OCC, Fed, and Auditing Department. Incumbent Read more […]
FMTS KYC Specialist Sr Job
FMTS KYC Specialist Sr (Job Number: 1312577)DescriptionThe ITS KYC Specialist, Sr., is responsible performing quality assurance (QA) for all Corporate Trust Business Customer Profiles (BCPs); preparing BCPs for all global Corporate Trust clients; performing due diligence searches on clients, their owners and managers; as well as special projects as assigned. The ITS KYC Specialist, Sr., is able to work on all client s regardless of AML risk rating and complexity, and do so with minimal oversight. Maintain client s know your customer (KYC) files as assigned. Prepare BCPs; Ensure all information Read more […]
Sr Mgmnt Admin Assistant- Compliance and Ethics Job
– expertise in Powerpoint Qualifications The qualified candidate will have 8 + years of significant secretarial experience. S/He should be familiar with MS Office. S/He should have good math skills, excellent oral/written communication skills, as well as organizational/interpersonal skills. Primary Location: New York, NY, USInternal Jobcode: 00298Job: Audit/Compliance/RiskOrganization: Compliance Ethics-HR06015
Manager
Compliance Advisor – Financial Markets – Top Bank A leading Banking Group in Londonis seeking a Compliance Advisor to act as a partner to Operations and other functional support teams within Commercial Banking and provide advice on regulatory requirements such as Client Money Custody, Transaction Reporting and Client Classification. You will also play a key role in the design and implementation of an advisory framework along with Commercial Banking specific Compliance Conduct policies, procedures and governance arrangements. Responsibilities will include: * Providing advice, guidance, direction Read more […]
Global Privacy Legal Advisor-Data, Technology & Operations L&C
Salary level: 70,000.00 GBP per year. Location: LONDON (EC2) Policy and Standards Contribute to the development, implementation and maintenance of global privacy policies, procedures and guidelines and promote good data privacy standards globally. Maintain current awareness of evolving data protection and privacy legislations and laws of jurisdictions where the Bank has presence and contribute to the revision of the global privacy programme to ensure it remains effective in meeting the expectations of laws, regulations, and/or Bank’s policy. Oversees the evaluation of enterprise privacy risk assessments, Read more […]