Project Mgmt Administrator I Job
Project Mgmt Administrator I (Job Number: 1311218)DescriptionThis role will be part of a team within Client Service Delivery Control Risk. The team will be responsible for support, validation, preparation and coordination of AUCA/RC-T submission to Regulatory Reporting.Under the direction of the Program and/or Project Manager, s/he coordinates and provides support or maintains updating and filing of project documentation and reference materials while adhering to documented processes. Responsible for coordinating and providing support for maintaining project work products, project plans and generating Read more […]
MIS and Projects Manager &##8211; Regulatory Reporting Job
MIS and Projects Manager – Regulatory Reporting (Job Number: 1311215)DescriptionThis role will be part of a team within Client Service Delivery Control Risk. The team will be responsible for support, validation, preparation and coordination of AUCA/RC-T submission to Regulatory Reporting.Overall responsibility to support the Program Manager – Regulatory Reporting, to ensure that management information tools and reporting used to support the environment across all areas are consistent, sound and ensures that the team is meeting client needs. The incumbent is responsible to independently manage Read more […]
CAAG Control Group Sr Supervisor Job
CAAG Control Group Sr Supervisor (Job Number: 1309964)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
CAAG Control Group Sr Analyst Job
CAAG Control Group Sr Analyst (Job Number: 1309966)BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Head of Audit
My client a Leading Global Insurance firm, headquatered in the USA are seeking to hire the Head of Audit. This is a key hire with a wide ranging remit that will have a direct impact on the organisations global operations. The focus of the role will be to lead the Financial Controls uinit, ensuring complaince with the SOX and Model Audit rule programes and achieving the overall objective of maintaining a strong internal control environment.In addition the role is responsible for oversigth of SOX team leaders and other staff who carry out the following tasts.Review and Update detailed audit test Read more […]
Head of Transactional Banking
It’s an opportunity to develop and execute a strategy for transactional banking and liabilities products across retail and corporate segments for a new bank. This role will be based in Edinburgh. We’re creating a new standalone challenger bank in the UK, supported by its own technology platform with the potential to be floated on the stock market. The business is made up of the RBS Branches in England Wales and NatWest in Scotland. It’s a strong full service personal, private, SME and Corporate bank, large enough to stand alone in its own right, and well positioned for the future. It’s often referred Read more […]
CASS Audit Manager II Job
CASS Audit Manager II (Job Number: 1308959)DescriptionCASS Audit ManagerDescriptionThe CASS Audit Manager’s primary role is to act as the expert within Internal Audit on the Financial Conduct Authority’s Client Assets Sourcebook (CASS) regulations, and how these apply to the business and operations of the Company.Principle Responsibilities:· Provide CASS specific direction and support to audit management and the audit team in general.· Keep up-to-date with development of the CASS regulations and their application to the Company, including liaising with Compliance and Risk.· Ensure that CASS Read more […]
FMTS Spec
FMTS Spec – AC Utility (Job Number: 1311725)DescriptionThe FMTS Specialist supports the Information Risk Manager globally to ensure the effectiveness of access control operations. The incumbent must be able to independently weigh business needs against access control concerns, use judgement and make decisions to properly fulfil requests. The Specialist is required to articulate issues to management once identified. Provides access control support for a business area with little supervision. Assists in the compliance with and communication of corporate-wide Information Security standards, policies Read more […]
Wealth Management Compliance Branch Examiner
Position Description Morgan Stanley is seeking a strong candidate for its retail Branch Examination team. The individual will independently and effectively execute branch examinations of retail branch locations. Candidate will be expected to:- Conduct retail branch office inspections. The process includes obtaining background information, a physical inspection of the branch, a review of various reports and other documents maintained at the branch, interviewing financial advisors, support staff and branch management.- Test, assess, document and report on the adequacy and effectiveness of the control Read more […]
Compliance – Compliance Monitoring Manager, Asset Management – AVP/VP
Position Profile The position requires a person who is enthusiastic, confident and has practical experience in performing asset management monitoring activities. The person’s background could be a compliance officer, Chartered Accountant, internal auditor, or regulatory examiner.Specific Responsibilities · Thorough and up to date understanding and practical experience of either buy-side or sell-side Fixed Income and Equity trading systems and processes, including programme trading, direct market access and algorithmic trading.· Work with the Compliance Advisory teams to ensure up to date and Read more […]