Archive for June, 2012
Compliance Advisory Manager – Fixed Income recruitment
Our client, a Global Financial Institution is looking for a compliance advisory manager to provide support and guidance to their fixed income business. The individual would help support the compliance function in identifying and mitigating risks across the fixed income business and help promote a proactive compliance culture within the firm.Duties Include: • Promote effective compliance and oversight with legislation in relation to their fixed income business • Providing regulatory and transactional guidance and advice to the front office • Provide interpretation of relevant rules, Read more […]
VP Internal Audit Investment Management recruitment
My client, a Tier 1 Investment Bank, is looking for an Auditor at the VP level within their Investment Management Wealth team to be based here in London. Due to expansion the bank require a talented individual who possesses strong project management skills and the ability to lead teams and add value immediately to senior stakeholder relationships The successful candidate must possess an in depth knowledge of the Investment Management space demonstrable Audit experience working with a Top Tier institution. Ideally you will have trained with the Big4 and hold a CCAB qualification or be CIA IIA Read more […]
Compensation and Benefits Executive recruitment
The role will also work alongside the Benefits Executive in the management of benefits across the EMEA region.Main relationships are with the local CB team, plus wider EMEA HR team, particularly HR Operations Employee Relations. May also work with Tax, Finance, Company Secretarial Risk Management Group (including Compliance) to collect data and/or clarify data requirements.Compensation• Produce reports or analyse data to support the development or implementation of reward policies, assess trends or market developments or predict the potential impact of legal or regulatory changes.• Track Read more […]
Head of Risk Management recruitment
ResponsibilitiesHelp to implement an overall risk management process for the organization.Building up a strategic portfolio risk management team.Develop strategic understanding of risk and return profile for a global public portfolio with focus on Asia.Develop country, sector or thematic drill downs that ensure nuances in macro insights get translated to each theme, country and sector and reflected in the bottom up screening and asset selection of specialized investment teams.Ability to link thematic or macro insights to insights for major portfolios.Partner to senior management in relating portfolio Read more […]
Executive Director, Model Validation recruitment
Market Liquidity Risk MangementGlobal Investment BankThis role is to provide leadership to a team of Model Val Quants who analyse model risk for: FX Exotic Rates Derivatives, and other Structured Products across G7 and Emerging Markets, validating stochastic valuation models, running Monte Carlo simulation and pricing assets.RESPONSIBILITIES:Manage the Model Validation Quant teamDeliver independent model evaluationDevelop innovative valuation modelsDevelop relationships with Front Office model development teams, Market Risk and the Business to identify models risks for reviewDevelop Model Validation Read more […]
Fund Accountant, Associate 2 recruitment
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $21.510 trillion in assets under custody and administration and $1.877 trillion in assets under management at September 30, 2011, State Street operates in 26 countries and more than 100 geographic markets and employs 29,685 worldwide. For more information, visit State Street’s web site at www.statestreet.comPromoting a culture of excellenceWith more than 29,000 employees Read more […]
REPO Trader EM Focus ((London)) recruitment
My client is a top investment bank that is looking to add a senior emerging market focused repo trader to the team.My client is looking for an experienced repo trader to oversee this desk in London with excellent emerging markets exposure also.Job Requirements:• Director level experience in the repo trading space with a focus on emerging markets.• Deep understanding of counterparty framework and requirements with a focus on emerging markets.• Must have extensive experience in managing multiple counterparties in emerging markets mainly CEEMEA and Russia CIS• Have the necessary qualifications Read more […]
Compliance Officer recruitment
Leading Independant Financial Services ProviderVaried Role with Scope for DevelopmentGrowing, Friendly CBD Based OrganisationThis is a fantastic job opportunity to work for a leading national financial services provider in a compliance role. This vibrant, growing independent organisation has experienced significant growth and success in the last few years and offers a friendly, sociable culture. Based in CBD offices you will have a compliance remit over authorized representatives across Australia and you will work with Directors and auditors to ensure compliance. Your role will co-ordinate adviser Read more […]
Senior Private Banker ((London)) recruitment
Responsibilities:Assist Bank Senior Management achieve “Bigger Picture”Existing Clients or Track Record – Will be sensibly rewardedExcellent Understanding of Banking/Financial Services/InvestmentsMust be FSA Registered RDR CompliantRequirements:RDR CompliantMin 5-6 years Private Banking experienceIf less, then must have been in an Intermediary Sales role or SimilarBenefits:Excellent base salaryClear bonus structureIntellectual and Experienced Peer GroupGood Working Environment – Team Based/Collegiate ApproachAll CV and Enquiries should be directed to privatebanking@carltonseniorappointments.com Read more […]
Credit Documentation Manager recruitment
Key Roles Responsibilities Key responsibilities for this role: prepare, review, draft, negotiate and finalise financing and related documents (largely based on internal templates), confidentiality agreements, review corporate documents (for example, board resolutions), send out drafts of financing and related documents in a timely manner; negotiate these documents effectively; liaise with law firms (for example, in relation to registration of security), draft letters to clients, update the relevant Wholesale Banking lawyers and business areas as to the status of negotiations; and to thoroughly Read more […]