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Compliance Manager – Equity/Advisory/Derivatives/IBank/Hong Kong recruitment
Compliance Manager Equity/Advisory/Derivatives/IBank/Hong KongOur client, a well-established bank, is now seeking a driven, passionate and professional Compliance Manager to join their Equity Advisory Compliance team. This is a unique opportunity to join one of the market leading global Investment banks, focusing your development in General Compliance.Job function:Participate in regular meetings with Heads of business line/COOs to understand business developmentParticipate in regular meetings and co-ordinate with Compliance Officers from other Asian countries to update on new regulatory Read more […]
AML Compliance Officer recruitment
Our client is a global leader in financial services. They help consumers and businesses all over the world to transfer money, send payments, and purchase money orders and prepaid services. Consumers can quickly and easily transfer money to approximately 350,000 locations in more than 200 countries and territories. For our client we are seeking Compliance Officers for locations in Munich, Berlin, Nordrhein WestfalenAML Compliance OfficerFull Time, Position Home-Office Based, Munich, Berlin, Nordrhein WestfalenThe Role:Reporting to the Compliance Manager who is based in Frankfurt, the AML Compliance Read more […]
VP – Wealth Management, Compliance (5+ yrs pqe) Singapore recruitment
You will conduct compliance monitoring and desk reviews, provide induction and other compliance training and update the business on regulatory requirements and changes. 5+ yrs prior experience in compliance in a financial institution, preferably in private banking, is required along with a good understanding of relevant Singapore laws and regulations. REF: 10973/EFCLearn more about this position apply today by contacting Hughes-Castell:+Call: +65 6220-2722+E-mail: hughes@hughes-castell.com.sg+Browse latest jobs: http://www.hughes-castell.com.sg/ Read more […]
Compliance Manager recruitment
A leading IFA is looking for a Compliance Manager to lead their Compliance function. The role reports directly in to a Managing Director and be responsible for Compliance and Anti-Money Laundering across the business.Your responsibilities will be:• Managing the firm’s relationship with regulators• Completing quarterly GABRIEL returns and six-monthly RMAR returns to the FSA• Maintaining Complaints file and any rule breach on the register• Producing monthly Compliance report to the Board• Providing references for former advisers• Dealing with complaints against advisers and the Read more […]
AML Compliance Sr. Manager (8+ yrs pqe) Hong Kong recruitment
This role works with international teams on suspicious transactions, internal controls and MIS systems. A strong familiarity with local, Chinese and US anti-money laundering regulations is required with a focus on AML/CTF. The successful incumbent will hold at least 8 years experience in AML/CFT compliance; audit; banking operations; internal control; or regulatory work in financial services industry with fluent English and Mandarin language skills. REF: 11056/EFC
Senior Vice President / Vice President, Treasury & Markets Compliance, Group Compliance recruitment
DBS is a leading financial services group in Asia, with over 200 branches across 15 markets. Headquartered and listed in Singapore, DBS is a market leader in Singapore with over four million customers and also has a growing presence in the three key Asian axes of growth, namely, Greater China, Southeast Asia and South Asia. The bank’s strong capital position, as well as “AA-” and “Aa1” credit ratings that are among the highest in the Asia-Pacific region, earned it Global Finance’s “Safest Bank in Asia” accolade for three consecutive years, in 2009, 2010 and 2011.Group Compliance is committed to Read more […]
Compliance Managers – 2 Positions (Contract/ Perm) recruitment
Responsibilities1. Carry out daily trade monitoring and periodical transactions review with an eye for suspicious / unusual trade activities2. Conduct internal reviews to ensure compliance with all applicable laws regulations including Banking Act, SFA, FAA and SGX rules3. Identify potential risk areas / issues that require compliance checks and / or conduct special investigations on suspicious transactions4. Provide compliance advisory to business units in relation to new products and business initiatives5. Provide updates / advise on regulatory developments in relation to Banking Act, Read more […]
Compliance Policy Advisor – Insurance Broking recruitment
A global broker is currently looking to build out their policy focused compliance function, and is currently recruiting in a senior advisory capacity. This role will work closely with specialty business units to ensure that all regulatory issues are addressed compliantly and effectively, looking particularly on issues affecting wider general insurance product lines, from an investment advisory perspective.The suitable candidate will have a very strong FSA compliance background with a general insurance broker; covering conduct policy directives, ICOBs, MiFiD. In addition, the ideal candidate will Read more […]
Compliance Director-Singapore recruitment
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions — from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world’s capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and Read more […]
Compliance Officer
Full Job Description My client is a dynamic, global electronic payments business that has a new requirement for a Compliance Officer. This is an excellent opportunity for an experienced compliance professional with in depth understanding of payments scheme rules and related industry compliance plus an understanding of regulatory compliance (AML, Anti Bribery and Sanctions in particular) The role will report to the Chief Risk Officer and will involve: Writing, implementing and maintaining compliance programmes Developing the compliance Read more […]