Head of Compliance – Life Insurance recruitment
This leading Life and Pensions provider are seeking a Head of Compliance Development, Monitoring and Training to join their Compliance function.You will be responsible for ensuring an effective system and control framework is in place to ensure the firm meets its regulatory compliance requirements and that these requirements are effectively communicated and implemented across the business. You will provide advice and guidance to the business on regulatory change, as well as, compliance and regulatory requirements. You will also manage the delivery of the Compliance monitoring programme to provide Read more […]
Head of Private Banking Compliance – Singapore recruitment
Key Roles Responsibilities Regulatory, Compliance and Reputational Risk Identification and Policy Setting * Leads in the identification of regulatory, compliance and reputational risks in the Private Bank business (‘Business’) and development of appropriate Compliance Program, Policies and Procedures to address such risks. * Anticipates and assesses regulatory, compliance and reputational risk trends and audit themes in the Private Bank business for Management attention and drives the development and implementation of appropriate Compliance programs, policies and procedures to address such trends Read more […]
Senior Legal Counsel (Asia-Pac inc. Japan, India and Australia) recruitment
Senior Legal Counsel (Asia-Pac inc. Japan, India and Australia) HK$100,000 to HK$120,000 (month) + BonusRegional role across AsiaStrong in Asia, Growth into the US and European marketsAre you looking for a growing sector, growing company and growing team?Do you want to be in a role which combines legal and operations?Role: Work closely with the Group General Counsel and other counsels globally to solve issues within the Group and in particular issues in Region Asia PacificYou will act as a service function providing legal services for all entities within the Group, this includes the managing of Read more […]
Senior Regulatory Analyst recruitment
Harvey Nash’s leading investment sector client is looking for a Senior Regulatory Analyst to join their policy team within their compliance division. This is an excellent opportunity for an experienced risk or compliance analyst to work in a varied role with all levels of a dynamic business.This is a rare opportunity for you to take a hands on approach on all things regulatory. You will play a part in creating, developing and maintaining the regulatory frameworks and will be responsible for analysing new legislation and providing recommendations on compliance policies.You will be involved in Read more […]
Legal Counsel – Wealth Management Global Emerging Markets recruitment
Legal Counsel – Wealth Management Global Emerging Markets85088BRA position has arisen in Zurich for an experienced person as Legal CounselThe main focus of your role will be:o Act as the relationship manager / point of entry for legal matters arising in business region Central Eastern Europe and Turkey and APAC within Wealth Management Global Emerging Markets (GEM); possibility to become a member of the respective business MCo Provide legal advice on market specific product and service offerings, including the design and implementation of business models and related processes and documentationo Read more […]
Risk – Compliance Central Services, Position Reporting Group (AVP) recruitment
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. We’re committed to being the best financial services provider in the world, balancing passion with precision to deliver superior solutions for our clients. This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile thinking Read more […]
Regional Head of Compliance recruitment
A regional role has come up to head up the Compliance team for this well established Investment Bank . There are 2 roles available – one in Hong Kong (Equities) and one in Singapore (Debt focused) – both at the Director level.Description:To help develop the Compliance framework within the BankTo provide advisory support on compliance and regulatory issues to Regional ManagementTo develop strong relationships with sales and trading functions and provide compliance training where requiredTo provide strong management to the existing teams and help to drive and build the compliance brand across Read more […]
Compliance Analyst – SKYC recruitment
JP Morgan Chase is seeking Customer Care Analyst – User Support and Analytics – SKYC shared services, responsible for supporting business users of a major Compliance application. As a Customer Care Analyst, will be responsible for delivering quality support to business users by providing them with a single point of contact to report problems and make inquiries to maximize the overall user experience. You will respond to calls, live chat and email to conduct problem determination with the customer, while using documented procedures and available tools. You will interact with users and co-workers Read more […]
Senior Compliance Manager recruitment
Joining a truly international group, you will have a large scope of responsibilities within the bank. This is a great opportunity to join a strong organisation with great career perspectives. Main tasks and responsibilities – Being responsible for clients’ check and controls during the account opening process- Monitor transactions, flag suspicious operations and follow up on the chain of escalation- Keeping up to date with the regulation and any change in the regulatory environment- Project management- Implement training programmes for the staff on relevant compliance subjectsRequirements- Master Read more […]
Structured Products – Sole Counsel recruitment
Structured Products – Sole Counsel Renowned international financial institution with an expanding structured products business in the Asia region requires a senior lawyer with experience in structured products/ derivatives to provide legal advice, risk and transaction management support across all assets classes (in particular credit, equity and funds) to it’s structuring team.The successful candidate will be the sole lawyer supporting this business in Asia and will require a deep familiarity with the Asian structured products markets. Communication, judgement and problem solving skills will Read more […]