AVP of Anti-Money Laundering recruitment
Major responsibilities: • Coordinate the daily work of analysts on the team • Conduct investigations of suspicious activity, including transaction monitoring, OFAC reporting and SARs • Perform on-going reviews of existing AML and financial intelligence policies procedures to identify areas of improvement Requirements: • At least 3 years of AML compliance experience • Experience managing a team • CAMS certification is highly preferred
Compliance Officer (Regulatory Reporting/Data Analyst) recruitment
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Legal Manager in our multidisciplinary practice recruitment
What makes working for PwC worthwhile in every regard? It’s our clients. We help them to achieve the objectives that are important to them and their companies. It’s the inspiring colleagues in Switzerland and on international projects. And it’s you. You can achieve what is important to you thanks to the wide range of opportunities and strategic development in assurance, tax legal and advisory services.For example in Geneva as: Legal Manager for our multidisciplinary practiceYour job:Be the point of reference of PwC’s legal team in the Romandie for employment and immigration lawProvide support Read more […]
VP, Compliance Team Head, Securities (60-70k/mth) recruitment
The Company A stable and growing financial group, with SFC type 1, 2, 4, 7, 9 licenses, to manage a small team of compliance professionals. The Role As VP of a Compliance Team, you will be reporting to Head of Compliance of the company, responsible for conducting regular compliance review and checking, staff dealing, individual and corporate licensing, liaising with local regulators (SFC), implementation of compliance programs to ensure operations are compile to statutory and regulatory requirements.Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional Read more […]
Compliance Advisory Lawyer recruitment
An excellent opportunity has arisen for a Compliance Advisory Lawyer to work for a leading bank. You will be responsible for providing legal support and, as a subject matter expert, you will be a point of reference on technical issues ensuring that key legal and business risks are managed to resolution. Responsibilities include: Effective consultation on policy and processes from a legal perspective. Providing expertise to articulate clear and accurate requirements from a legal and compliance perspective into process/ procedures/ system changes. Providing expertise to articulate clear and accurate Read more […]
TSS Compliance Manager — VP (Based in Edinburgh) recruitment
BUSINESS DESCRIPTIONThe office of the GeneralCounsel (“OGC”) at J.P. Morgan (“JPM”) includes Legal and Compliance professionals who support the firm’s various lines of business. Treasury Security Services (“TSS”) Compliance supports the Treasury Securities Services business globally. TSS is a dynamic operating business that processes payments and securities and helps institutional investors to leverage their assets.ROLE DESCRIPTIONThe TSS Compliance team forms part of the EMEA Compliance Department and the Global TSS Compliance Team and is responsible for providing Compliance support and advice Read more […]
Compliance Advisory AVP recruitment
This candidate will be responsible for advising Listed and OTC Single-Stock and Index Options, Complex Equity, Exotics, Structured Products and Notes. He or she will work closely with compliance advisors covering Equity Sales Trading, as well as regularly collaborate with Legal.This candidate must have a strong understanding of equity derivative products and markets, which includes current and proposed industry and regulatory developments. Knowledge of related products including Futures and Swaps is preferred. He or she should also have the ability to support and defend complex compliance decisions Read more […]
Compliance and Contract Manager (m/w) recruitment
Wir setzen auf Kolleginnen und Kollegen, die sich mit Innovationsfreude und hohem Qualitätsanspruch den Herausforderungen unseres dynamischen Marktumfelds stellen.Zur Verstärkung unseres Teams in München suchen wir für den Bereich Compliance einenCompliance and Contract Manager (m/w)Ihre Aufgaben umfassen:Betreuung des Unternehmens im Finanzaufsichts-, Kapitalmarkt- und Wertpapierrecht sowie bei compliance-rechtlichen Fragestellungen unter Berücksichtigung der laufenden rechtlichen EntwicklungenComplianceseitige und rechtliche Betreuung bei der Auflage von Investmentfonds sowie Unterstützung Read more […]
Compliance AML Associate recruitment
The Compliance Department protects the company’s reputation and provides client focused advice. It understands challenges and advises on the impact of regulation in our business, with the objective of:Actively participating in business decisions to champion our clients’ interests and assist the business to translate Compliance into their daily workHave client interests at the centre of everything we doCultivate and enhance the compliance culture within the companyProvide thought leadership on the impact and implementation of regulationDeveloping and fostering excellence within the Compliance Read more […]
Compliance Officer – Compliance Review / Control recruitment
This role will form part of a team of 5 local compliance officers who will be responsible for Compliance reviews in the UK. This is a AVP level hire and you will report to the Head of the Compliance Review team. Compliance reviews will include reviews within the Investment Bank, Private Bank, Asset Management and Shared Services. Specifically, this will include desk reviews, themed reviews and a number of other internal reviews of the Compliance department. Your main responsibilities will be to: • Manage and lead Compliance reviews cross divisionally. This will include: Read more […]