Group Sanctions Manager recruitment
Group Sanctions Manager – London – PermanentMy client, a global banking group, is seeking a Sanctions Manager to join their team in London. The successful candidate will be responsible for day-to-day management of Group Economic Sanctions and AML matters. You will be involved in providing advice, guidance and making recommendations regarding Group Sanctions Policy and will be expected to face-off to s enior stakeholders.Responsibilities:• Manage day to day Group sanctions and AML matters related to Lists and Notices, Breaches, Exceptions, Dispensations Waivers, and Ad-Hoc Projects.• Ensure Read more […]
AML Associate recruitment
Responsibilities include: – Create monthly/weekly metrics and ad hoc reports- Create productivity reports- Answer field inquiry related questions about AML transaction monitoring- Conduct QA on weekly inquiries being sent to Client Service Officers- Conduct QA on transaction monitoring alerts- Maintain and update procedures accordinglyRequirements- Bachelor Degree in a relevant discipline e.g. Economics, Finance, Business and/or Law- Minimum of 3 years experience in finance, banking or legal.- Excellent written and verbal communication skills- Knowledge of Anti Money Laundering systems preferred- Read more […]
Compliance Monitoring – Insurance recruitment
This highly successful and well known Lloyd’s Syndicate are seeking a Compliance Monitoring Executive to join their growing Compliance team.You will be responsible for undertaking regular compliance monitoring across various lines business. You will be responsible for all aspects of the monitoring process, which will include; pre-visit planning, collation and analysis of MI and monitoring samples, as well as the provision of written and verbal reports to the relevant business areas. You will also work directly with the business in improving any identified weaknesses and monitor actions, escalating Read more […]
2 Compliance Officer roles in Securities (Hong Kong)/Capital Markets(Singapore) recruitment
1.) Hong Kong Compliance officer role for Securities business:Responsibilities:Dealing with enquiries from Regulators/ExchangesKeep abreast of all current and future regulations and related legislations.Monitoring of Regulatory procedures.Assist in updating policies and proceduresProviding regulatory guidance to all staff where required.Provide any reports, findings, recommendations etc. to Head of DepartmentUse knowledge application to develop others in the DepartmentRequirements:3 years’ industry experience in a Securities firmMicrosoft office applications – must be computer literateSecurities Read more […]
Investor Relations Manager, Global Secondary Investor, London – 3157 /8D recruitment
Recruiter’s Reference: 3157 /8D About our client Our client has the world’s largest investment team dedicated to private equity secondaries. ResponsibilitiesYou’ll take responsibilities for all IR activities including investor reporting, events and conference attendanceSkills we’re looking forMust have ACA qualification or equivalentStrong academic track recordExcellent written and oral communication skillsExcellent communication, problem solving skills and ability to build long term relationshipsAn additional language would be an advantageHigh level of professionalism, discretion Read more […]
Compliance Manager recruitment
Compliance Manager6 month FTC (Fixed Term Contract)Location: DublinSalary: 55k-65kRole:To support the Head of Compliance to ensure compliance (with):Relevant Irish and international regulations, codes of conduct, etc.With Groups Standards ManualWith Legal and Compliance standards and regulationsTo ensure that both Group and Regulatory standards are maintained. Responsibilities: To assist the Head of Compliance on the capture of regulatory changeAssist the Head of Compliance with the implementation of regulatory developments, provide guidance and advice on key aspects of regulatory change and support Read more […]
Financial Crime Specialist Needed recruitment
This role is at Associate Director level and offers the successful candidate the opportunity to perform AML reviews and audits of all business units of this firm – corporate and investment, retail and wealth management. The position is placed within group audit offering the financial crime professional the opportunity to work with a broad range of stakeholders with flexibility in location, teams and projects both domestically and abroad.Key responsibilities:Manage audit work to ensure that relevant risks and controls have been identified and appropriately assessedReview and direct control evaluation Read more […]
Tax Lawyer – Romandy-GVA -Switz recruitment
To be considered for the role, candidates must:Have the Swiss barHave at least 10 years experience in well-established law firms in SwitzerlandCandidates who have some experience as in-house lawyers are also consideredFocus on Tax throughout all the candidate’ s career is essentialHave the skills and experience to enter the law firm directly as a partnerCandidates must be team players, hard-workers, dedicated and must be able to show persistency in their previous experiencesa strong business-mind is essentialLanguages required: Fluent English, Fluent French. German would be an advantageTo apply, Read more […]
Data Governance Manager recruitment
Job Description Working with GTO, establish and maintain a framework, policies, procedures, processes, controls and assurance mechanisms to ensure the Bank complies with all applicable legal and regulatory requirements and expectations relating to data and information management, technology, Operations, IP and Brand Key Roles Responsibilities Provide support across the Group in relation to all aspects of Data Governance, including leading delivery for Data Protection, Data Privacy and policy formulation and supporting GTO with data security, retention/retrieval/destruction and cross border data Read more […]
Senior Control Room Compliance Officer sought by leading Investment Bank – New York recruitment
The role offers strong compliance candidates a great opportunity to work with one of the US’s fastest growing groups within investment banking. The growth of the firm and their rapid expansion is highlighted by the fact that the compliance group has doubled in size over the last 18 months. This aggressive recruitment will continue throughout 2012 with this role being turned into a management position with headcount to hire later this year. The position offers not only great career progression but also a huge amount of exposure to multiple areas of the business, with regular facing with front Read more […]