Compliance Manager – Top Global Insurance Broking Company recruitment
About Our Client Our client is the leading global insurance broker and risk adviser in Singapore. Headquartered in US, our client has been bringing its capabilities to creating and delivering superior risk solutions to clients since the late 1800’s. With over 200 staff working in Singapore, providing their expertise and areas of specialist practice in handling clients’ individual risk management needs.Job Description We are seeking a bright and energetic individual with good interpersonal skills for the role of Compliance Manager for Singapore, reporting to our Chief Compliance Officer for Read more […]
Assistant Vice President/Associate — Compliance Officer recruitment
RESPONSIBILITIES · Responsible for day-to-day operation of the Asia Control Room and Research Compliance, including but not limited to wall-crossing, maintenance of grey and restricted lists, ongoing and pre-deal research clearance, dealing restrictions, information barriers, MNPI · Advising Research/Investment Banking/Capital Markets on research independence issues · Working with Legal and External Counsel on transactional research issues · Advising Research Management on research-related regulatory issues in Asia Pacific · Reviewing publication of all ongoing and pre-deal research for Read more […]
Master Agreement Negotiator (12 months) recruitment
Main duties:• Preparation and negotiation of OTC derivatives and master agreements incorporating required credit provisions and related terms for North Asia jurisdictions• Your role will involve keeping communication a main priority as well as fostering of interaction with and between divisional and regional teams in conjunction with client on-boarding team• Assisting various stakeholders and providing sound legal advice related to negotiations• Follow-up work, organizing of execution of completed agreements, etc.• Collaborating across divisions and ensuring high standards of integrity, Read more […]
Legal Counsel recruitment
The Company Our Client, a leading European Reinsurer is seeking a life and health Underwriter. The Role The Legal Counsel shall be working in the Asia legal team with primary focus in managing legal issues relating to the operation in South East Asia by supporting local offices in Singapore and Malaysia. The legal advice and support provided would include general corporate issues, regulatory and compliance issues, product development, reinsurance contracts and claims. Manage legal issues related to general corporate matters relating to the reinsurer’s operation in South East Asia. Manage legal, Read more […]
Asia Pacific Compliance Testing Group, Associate – Hong Kong recruitment
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.We are committed to growing our distinctive Culture and holding to our core values which always place our client’s interests first. These values are reflected in our Business Principles, which emphasize integrity, commitment to excellence, innovation and teamwork.Goldman Sachs Global Compliance is dedicated to protecting the reputation of the firm, managing risk and helping to advance the business of the firm. Working closely with Read more […]
KYC Analyst (Client Onboarding) recruitment
Responsibilities: Good understanding of rules around KYC, AMLPerform sanctions checks on clients and also classification of KYC and MiFID Knowledge of operational risks that banks face and experiencing in monitoring controls Advise teams of any potential impacts by tracking industry and market developments Requirements:At least one years experience in a similar roleCandidates should ideally have hedge fund experienceExperience of JMLSG, AML/KYC Ability to work under pressure with excellent attention to detailExcellent written and verbal communication skillsDedicated team player with a can-do attitudeFor Read more […]
Senior Fraud Examiner recruitment
Our client, a leading bank, is growing its Compliance function and is looking for a Senior Fraud Examiner to join its team.As Senior Fraud Examiner you will plan and participate in fraud examinations and special investigations, customer complaints and operational losses in order to determine the circumstances which have enabled the situation to arise. Identify responsibility for any loss or failure to comply with bank policy and recommend enhancements to systems and procedures to minimize the risk of recurrence. You will report any required updates to audit or compliance work programs in light Read more […]
Subsidiary Governance Paralegal recruitment
Duties include the following: * assisting with planning and preparation of Board and Committee meetings, preparation of resolutions and minutes and maintenance of corporate minute books. * assist in providing guidance to directors of US subsidiaries in managing the governance responsibilities of the US subsidiary Boards. * prepare and file state annual and other corporate filings, including interface with functional partners as necessary. * support the corporate secretarial function for US subsidiaries. * assist in implementing structural changes and initiatives affecting Read more […]
Vice President Legal recruitment
HSBC Singapore Legal Department The Legal department provides legal support to all HSBC Group operating entities in Singapore. The expertise of our lawyers is essential to the success of HSBC’s myriad business transactions. Our lawyers bring vast experience to all deals, providing creative, commercial advice and proactively managing the legal side of deals. The complexity of the legal environment in which HSBC conducts business is becoming ever more complex. Regulators are tightening controls and governments the world over are implementing increasing amounts of legislation. We have a crucial role Read more […]
Head of Data Protection/Privacy recruitment
Working within a global retail banking organisation you will work as the Head of Data Protection Privacy managing a team of 3 – 4 and reporting into the Compliance Director. As well as being a strong staff manager with excellent leadership skills, you will also need to be a subject matter expert in Privacy and Data Protection within financial services. You will be adapting and applying Data Product Management and performing sign-offs at a high level. You will need a good exposure to FSA regulations including the Lending Code and Secured Lending. This role will involve some but not regular international Read more […]