Compliance Manager recruitment
RoleWorking for this international financial services organisation you will be part of the compliance unit which focuses on ensuring that the organisation and it’s staff conform with laws and regulations applicable across the jurisdictions that the organisation operates in. You will also assess compliance risks, guide and educate staff and perform a monitoring and reporting role. What We Are Looking For You will have proven experience in a compliance, audit or control function within a major and ideally global financial services company and have experience of dealing with cross border issues. Read more […]
Compliance Monitoring Officer recruitment
Asset Manager based in London is looking for a Compliance Monitoring Officer to join their team.To report to the Group Compliance Monitoring Manager and to undertake and report the results of independent risk-based monitoring to all businesses in the group. To assess those businesses’ adherence with relevant rules, regulations, codes and internal policies and procedures. The role includes working with the Group Compliance Monitoring team and, where necessary, specialist external compliance monitoring assistance to perform both regular surveillance activities and thematic monitoring reviews Read more […]
Senior Manager Advisory & Oversight recruitment
Lead, inspire and make a differenceSignificant future career prospectsHighly Attractive Remuneration Package plus benefitsAt NAB, it’s all about our people reaching their full potential. And that means we drive the sustainable success of our business.NAB is experiencing exciting times under the guidance of a robust management team and numerous new initiatives. Under a dynamic leadership structure and with a real focus on its people and their careers, the bank continues to attract high achievers.The Group Compliance function oversees the management of regulatory and compliance risk across the enterprise Read more […]
In-house Counsel – Banking and Finance recruitment
Our client is seeking a banking and finance counsel, who is PRC qualified, to join their regional legal team in Hong Kong. Applications are invited from lawyers with 4 – 7 years post qualification experience gained at an international firm/top-tier PRC law firm, or similar in-house position. The role is transactional in nature and experience in the documentation of global markets, lending, structured finance and commodities transactions and advising on cross-border legal matters is expected. Execution of investment banking transactions and the ability to work independently is required. Fluency Read more […]
Regulatory Affairs Officer recruitment
A large European Bank seeks a highly talented individual that can grow into a high-level Regulatory Affairs Officer. The ideal candidate will act as subject matter expert regarding regulatory banking laws, maintain communications with various regulators and manage the banks examination process by ensuring that business units are prepared to receive successful examinations. Duties: • Develop into a subject matter expert regarding regulatory banking laws, the current regulatory environment and changes that may have an impact on the bank. • Field and respond to regulatory inquiries and Read more […]
AML Manager, Banking recruitment
Our Client is an internationally known bank in Dublin. They are seeking a Banking AML Manager in Dublin. The successful candidate will have the following experience and skills: 5 years in a senior compliance role with significant knowledge of AML and CTF In-depth regulatory experience Relevant compliance qualification AML training experience Up-to-date knowledge of the Financial Market and Banking Industry If you are interested in this role or just want to have a confidential chat about what’s on in the market call Kelly on (01) 474 4660I am a Professional Ethical Recruitment Resourcer; Read more […]
Compliance Officer recruitment
A leading international bank currently has an opportunity for a Compliance Officer within their compliance monitoring team. The bank is looking for a candidate with at least 4-5 years within compliance in banking. The essential duties of the Compliance Officer will be to: Review on a periodic basis, the relevant compliance domains and business areas set out in the Compliance Monitoring Programme to establish compliance or otherwise with the various requirements. Monitor the introduction of new or amended compliance obligations as set out in relevant legislation, regulations and standards. Assess Read more […]
Jr Business Analyst recruitment
JUNIOR BUSINESS ANALYSTLa risorsa, riportando direttamente al Responsabile dell’Area di Business, e inserita in un percorso formativo volto a svilupparne le competenze, parteciperà a progetti nell’area economica con specializzazione sulle tariffe nei servizi regolati. Nello specifico si occuperà “a regime” della determinazione delle tariffe e dell’ottimizzazione delle leve tariffarie, delle rilevazioni statistiche richieste dalle Autorità di regolazione, delle proiezioni sui ricavi in valutazioni di aziende e/o investimenti. Interloquirà con referenti aziendali di vario livello e Read more […]
Head of Financial Intelligence Unit recruitment
Main Responsibilities:The candidate will be responsible for day-to-day management of the FIU. This includes the following duties:• Manage execution of financial crimes surveillance and investigations• Manage, train and supervise teams of surveillance analysts who are responsible to investigate AML surveillance alerts as they relate to the Bank’s correspondent banking business• Liase with compliance personnel cross product lines to ensure unusual and suspicious activity is properly investigated and escalated to Financial Crime Compliance• Ensure that Suspicious Activity Reports are Read more […]
Legal & Compliance Officer – Zurich– Int. Asset Mang. recruitment
Unser Kunde:Als globales vertretenes, unabhängiges Investmentgesellschaft im Bereich Private Equity and Hedge Funds und verwalteten Vermögen von über USD. 600 Milliarden ist unser Kunde einer der führenden Anlageberater weltweit. Mit Niederlassungen in über fünfzehn Ländern und über 500 Mitarbeitern zeichnet sich diese Firma durch seine Internationalität und zugleich lokaler Präsenz aus. StellenbeschreibungIhr Verantwortungsbereich fokussiert sich hauptsächlich auf: •Verständnis and Ausführung von Compliance Regulierungen gemäß internen und schweizerischen Richtlinien. •Monitoring Read more […]