KYC / AML Analyst recruitment
Duties:Undertaking KYC reviews ensuring compliance with the AML framework relating to KYC.Reviewing information currently held on due diligence files;Reviewing classification of the client;Obtaining outstanding information from the client as and when required;Experience required: Recent AML / KYC experienceExperience in dealing with higher risk customers, products in jurisdictions such as the Middle East and Africa is essentialExperience in working for a smaller institution is desirableFor further information and details about this opportunity, please contact Rowan Mollison in the first instance Read more […]
Leading Insurer – Head of Legal and Compliance recruitment
Responsibilities: Ensuring the Hong Kong Office’s compliance with legal, corporate and financial regulations governing the insurer’s licences, market conduct of financial adviser representatives, and securities dealing license Monitoring of business risks, possible fraud and illegal activities in Business Units. Ensure risks are appropriately mitigated, effective controls implemented and enforced. acting as local HK Legal in-house counsel Company Secretary to BU, responsible to review and draft all legal documents in accordance with local BU requirements. Managing local external legal counsel Read more […]
AVP – Compliance (Fixed Income) recruitment
• Global Bank• Business Facing• Highly Visible RoleOur client is global bank with significant presence across Asia Pacific. There is now a new headcount in Compliance based in Singapore.You provide compliance advisory to the fixed income business and assist in the review of new products/business proposals. You also supervise the monitoring of FI transactions for compliance and conduct risk assessment and periodic compliance review of exisiting activities on established risk assessment methodologies. You also assist in the implementation of transaction monitoring tools and business reviews Read more […]
Senior Regulatory Counsel recruitment
As a senior regulatory consultant you must be authoritative and confident in your identification of potential outstanding and forseeable issues. You must be able to advise the General Counsel and Senior Management on the priority order and develop a work flow in accomplishing the completion of this project. Legal or compliance project management experience does help.Specific tasks may include assessing the internal legal and compliance needs, blue-printing new policies and procedures, re-drafting of the policies and procedures , revising and correcting ADV forms 2a/2b, as well as providing assistance Read more […]
Senior Business Analyst recruitment
Do you relish a challenge? Are you looking for a new outlook in your professional life that will allow you to develop further? As a global leader in risk and capital management, our success is built on forward-looking, committed employees who are keenly focused on quality. Are you ready for the challenge?Senior Business AnalystGeneral Accountability:As a Senior Business Analyst you will be responsible for the coordination and timely production of Non-Life Intra Group Retrocession (IGR) financial statements.During the quarterly closing process you will work in close cooperation with other Finance Read more […]
AVP-VP, AML Compliance Manager recruitment
Reporting directly to the Regional Head, you will act as an advisor to the business in relation to AML, Sanctions and Due Diligence. Other key tasks include:- Client identification- Transaction Monitoring- Active participation in counterparty review- Control checks and Gap Analysis- Regional over-sight of rules and regulations relating to AML, Fraud and Anti-Bribery.Individuals applying for this position should come from an international banking background, with demonstrable industry knowledge (in Global Markets, Private Wealth Management and Corporate Banking) and currently be working within Read more […]
JUNIOR LAWYERS needed by Top Tier Global Investment Bank recruitment
A leading global investment bank is looking for junior lawyers to join their legal department in their headquarters in Berlin. The role offers a huge amount exposure for such a junior position, with successful candidates working directly with the banks leading wealth management and asset managers in both the UK and New York markets.The department is growing rapidly due to huge success over the last 12 months, and the team supports all aspects of the bank allowing candidates to gain exposure to multiple markets and later choose a specialty. The role includes unrivalled training from the banks ‘centre Read more […]
Regulatory Monitoring and Testing Leader recruitment
Main responsibilities will include: • The goal of the role is to provide on-going and objective oversight of activities with a view to detecting non-compliant activity at the earliest possible stage. Specific attention to policy compliance, functional governance and regulatory standards• Use qualitative and quantitative approaches to establish adequate management information, key reports and metrics to measure compliance with standards, policies, procedures and regulations• Own all documentation detailing results of activities including background information, scope, Read more […]
Legal Officer – Real Estate recruitment
OrganisatieCofinimmo est la première socieacute;teacute; immobilière belge cotée spécialisée en immobilier de location. La socieacute;teacute; bénéficie du statut Sicafi en Belgique.DescriptionLe legal counsel intégrera un team de 6 juristes et 4 paralegals en charge des affaires juridiques du groupe Cofinimmo. Il sera le business partner juridique du département commercial en matière de baux de bureaux. Il participera aux négociations de contrats de baux avec les clients. Il participera à des contrats d’acquisition, de cession d’immeubles ou de sociétés immobilières, des projets Read more […]
Crime Compliance – Monitoring Officer recruitment
Position description, responsibilities and reporting linesUK Financial Crime Compliance supports RBC Capital Markets and International Wealth businesses to manage financial crime risk including money laundering, terrorist financing, economic sanctions and bribery corruption through advising, monitoring and investigating adherence to relevant regulatory rules and industry standards. The candidate will be responsible for providing coverage to both Capital Markets and International Wealth.Under the supervision of the Group AML Officer for Europe, the Candidates responsibilities will include, but Read more […]