Compliance Officer Junior specialisé dans le Trade Finance recruitment
Pour l’un de nos clients, une banque de la place, nous recherchons un(e):Compliance Officer Junior specialisé dans le Trade Financequi prendra en charge l’ensemble des problématiques liées à l’activité de Trade Finance et collaborera en binôme avec un Compliance Officer Senior davantage concentré sur les activités de Private Banking.ResponsabilitésEffectuer les contrôles de premier niveau en matière de Compliance selon les normes en vigueur au niveau de la divisionAssurer la mise en œuvre des dispositions de diligence (CDB/OBA-FINMA/LBA) selon les procédures et directives internesAssurer Read more […]
IT MNC – Legal Counsel recruitment
Our client is a leading US-based global IT company which offers its clients a diversified range of business solutions. The business has enjoyed strong growth in Asia Pacific over the years and our client is now seeking to further expand its business in this part of the world. In line with their growth plans they are seeking a mid to senior level lawyer to join their legal team.This role is for a sole legal counsel who will be based in Singapore with a reporting line into the APAC Legal Counsel. You will be leading contractual negotiations with your counterparts in the SE Asian region. Working Read more […]
Compliance Officer -FICC Compliance Team recruitment
The role is in the EMEA FICC Compliance Team providing primary Compliance support to the following business areas:Structured Credit TradingStructured LIBOR TradingStructured EM TradingComplex Structured Products FICC StructuringPrivate Side StructuringAdditional Compliance support would be required for the other business areas:Macro Trading SalesIB Treasury TradingETD Fixed IncomeGroup TreasuryCompliance Support will require the following:- Advice on transactions, new business initiatives and other Compliance issues to the above business areas as required ensuring that business and product development Read more […]
Asia Control Room recruitment
Key Roles Responsibilities Control Room Activities * Provides a pro-active control room service to the various stakeholders in relation to regulatory, reputational and ethical matters, relating to Standard Chartered Group’s activities. This includes assessing transactions for potential conflicts, providing guidance on Information Walls, managing the Watch and Restricted lists, reviewing equity positions, providing assistance on research related matters, administering the Group Personal Account Dealing policy and procedures and managing the Outside Business Interest procedures. * Assist in the Read more […]
VP- Director, Trade Surveillance and Monitoring recruitment
This role will look across the groups business in Hong Kong, montoring and conducting trade surveillance across fixed income, equities and some equity derivatives for the main business lines, including Private Wealth Management and capital markets.Key Responsibilities: – Monitor trading across all asset classes – Identify exceptions to regulatory requirements and policy. – Maintain an up-to-date knowledge of regulatory requirements and advise front office on any potential implications. – Regularly communicate with the business on changes and updates that will effect trading activities. – Support Read more […]
Compliance Manager recruitment
The primary responsibility of this role is to develop and maintain a compliance frame work that supports the businesses strategic direction. You will manage the compliance plans, policies and systems and see these disseminated to the across the wider business. The first 6-12months of the role will also entail a large risk assessment project to be undertaken. Other responsibilities will include but are not limited to;- Providing advice in relation to compliance issues – Implement strategic objectives and business plans to ensure a consistent approach to compliance issues- Develop and maintain effective Read more […]
Managing Director, Global Chief Compliance Officer recruitment
Background to Role CME Group is committed to ensuring the consistent implementation and/or operation of global compliance programs consistent with pertinent laws, rules, regulations, and governing regulatory bodies for CME Group and its subsidiaries. In order to achieve this, the CME Group is looking to hire a Global Chief Compliance Officer who can own and lead this development. This role will help design, build and drive the implementation of global ethics and compliance programs for CME Group. This role will also focus on the refinement of existing ethics and compliance programs and development Read more […]
Senior Consultant – Governance Risk & Compliance recruitment
The Risk and Regulation team within Consulting are currently looking for a Senior Consultant located in our Regional Financial Services Consulting Practice.- Understands recent and forthcoming regulation and business change implications and/ or risk functions design and change and has experience in changing organisational structures, operational team designs and spans of control within a complex organisation.- Delivery of Risk and /or Regulatory Programmes and the use of methods and accelerators to optimise solution robustness and mitigate delivery risk- Knowledge of risk and financial systems Read more […]
Local Compliance Officer – London branch recruitment
Mediobanca is currently looking for a Local Compliance Officer for its London branch to provide, in collaboration with the Group Compliance team in Milan, compliance coverage and support to capital market and trading businesses with focus on Market Abuse, Mifid and Anti Money Laundering issues.Key responsibilities:• Review trading and capital market activities to check compliance with appropriate rules, regulations and firm policies;• Provide interpretation of relevant rules, regulations, policies and procedures to staff;• Provide advice and support to staff on all aspects of AML Policy;• Provide Read more […]
Germany/Berlin- Investment Fund Lawyer. recruitment
To be considered for the role, the candidate must:be a qualified lawyer with any European Barbe fluent in German, French and English.have 3 to 5 years in a law firm working in the funds departmentexperience as in-house can be advantage but there must be a minimum experience in a law firmbe autonomous, independent, hard-workerhave a very strong interest for the funds industrybe reliable, ressourceful and trustworthy.To apply, please send your CV in Word version to Compliance@carltonseniorappointments.comKeywords: law firm, legal, law, lawyer, investment fund, funds, legal, Germany, Berlin, Luxembourg, Read more […]