Regulatory Affairs Adviser recruitment
The role will sit within Global Regulatory Affairs and the responsibilities as follows:Serve as a point of contact with regulators in Singapore, Hong Kong and Malaysia in relations to regulatory filings and requirementsPrepare and maintain regulatory filings and licensing requirementsCo-ordinate with other business units such as finance and operations to obtain required information in timely manner for regulatory filingsParticipate in regulatory implementation or ad-hoc projectsTo succeed in this role you will require the following demonstrable skills and attributes:At least 5 years of relevant Read more […]
VP, Regional Head of AML recruitment
• Global Financial Instituation• Stable Firm• Excellent Career OpportunitiesOur client is a global finnacial institution with diversified businesses and global network of clients. This is a newly created role for the Regional Head of AML.Managing a small team, you will be involved in risk management for the business to review for potential risk, liability, license and compliance issues. You act as the Regional AML officer and review the KYC procedures as well. You will be involved in roll-out of programs, monitor the governance of funds and participate in operational reviews. You are also Read more […]
Compliance Officer – Luxembourg recruitment
Role: The main Compliance tasks will include:Understanding Luxembourgish compliance rulesCreating, monitoring and updating of a Luxembourgish regulatory control system which lists on-going regulatory obligationsReviewing the existing compliance Luxembourgish Manual to ensure compliance with Luxembourgish compliance rulesMonitoring regulatory developments in Luxembourg and providing regular updates to the Head of Group ComplianceReviewing and approving marketing documents, research articles and press releasesAd-Hoc support as required by the General Counsel and the Head of Group ComplianceRequirements:For Read more […]
Are you a Banking Lawyer with global leadership skills? recruitment
Due to an ongoing and steady increase of financial instructions, my client – a quality-led Law Office in Luxembourg – is seeking to add a mid-level Banking Finance Lawyer to their sociable team. This opportunity can truly ‘internationalise your career’ through the clients you shall work with, the secondments afforded, and the transferable nature of the day to day work across the globe! The OpportunityOver and above working on market-leading transactions and regulatory advice in a firm that prides itself on being at the forefront of industry developments, you can also obtain the chance to:● work Read more […]
Assoc Director – Gp Legal & Comp Assur Team – Sanctions recruitment
Assoc Director – Group Legal Comp Assurance Team (SANCTIONS)Ref: PJ/PA/05£Excellent package + £4,999 Car AllowanceOur client, who is a well respected organisation in the FS markets, seeks an AD to provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.The core responsibility of a Technical Conformance Associate Director within the Group Read more […]
Compliance Officer- Qualified Lawyer for COLP status recruitment
An excellent opportunity has arisen at a leading law firm for a qualified lawyer with Compliance experience within the legal sector to work closely with the MLRO and the Risk Committee, also being the first point of contact on any money laundering and compliance issues that arise within the firm.Some of the responsibilities within the role will include:• Carry out and verify Customer Due Diligence (CDD) / new client openings and Anti-Money Laundering (AML) evidence for all types of entities, including trusts, private equity funds and unit trusts.• Perform ongoing compliance monitoring of Read more […]
Regulatory Business Consultant recruitment
Due to an unprecedented change in the regulatory environment our client are looking to bring on a Consultant to deal with a number of regualtory changes that will come into force in the near and medium term i.e. Dodd Frank Act (US), EMIR (EU/UK), MiFID-2 (EU/UK), Basel-3 (Global).The role is to work for a newly created support function in the business line specialist area with the aim of delivering an independent, robust and controlled environment that underpins the business activity.Duties:Perform full front to back analysis of Rates Credit Market/Credit Risk and system capabilitiesDocumenting Read more […]
Senior Compliance AML Specialists sought by Top Tier US Investment Bank – NYC recruitment
The role offers a great daily salary rate, and wide exposure to all areas of the project. Successful candidates will also be given the opportunity to turn the role permanent if performance is good.The role not only offers an excellent salary package, but also allows candidates a change to work with multiple counterparties of the bank, and gain senior management facing internally.Ideal Candidate……• Extensive AML monitoring experience• OFAC screening experience• 5+ years working within a financial institutions Compliance Department• Fluent English Speaker• Strong, robust personality• Excellent Read more […]
Senior Tax Accountant, US Compliance recruitment
We offer a wide rangeof traditional reinsurance products and related services, which arecomplemented by insurance-based corporate finance solutions andsupplementary services. Our core business segments are: risk transfer,risk finance and asset management.DivisionFinanceDepartmentTaxesJob DescriptionPosition Description:The Tax Accountant – Compliance Group is responsible for tax compliance and reporting matters for certain life, property and casualty, and non-insurance companies within the US organizationalstructure of Swiss Reinsurance Company. Reporting to the US Tax Director, the Tax Accountant Read more […]
Compliance Senior – Chicago Clearing Organization recruitment
This is a highly visible role within the firm that will require you to manage information and data for multiple business units and communicate regularly with senior management. Role requires very strong communication skills and an understanding of corporate compliance. Duties include: This role will be viewed as an integral part of the growing Compliance Department. The Senior Compliance Analyst will work on a daily basis with the Director of Compliance and have the opportunity to eventually manage staff as the team expands.Assisting with the development and execution of an annual Read more […]