Senior Corporate Officer recruitment
Votre OpportunitéVous êtes ouvert à un nouveau challenge au sein d’une nouvelle ligne de métier en pleine expansion dédiée au Private Equity Real Estate?Ce poste est fait pour vous…Vos ResponsabilitésEn tant que Corporate Officer vos responsabilités couvreront : * La gestion des aspects administratifs et juridiques de fonds et sociétés d’investissement en capital-investissement et immobilier, * Le suivi des rapports financiers, préparation et publication des convocations aux conseils d’administration et assemblées générales* La tenue et rédaction des minutes des conseils et assemblées, Read more […]
Company Secretary and Regulatory Manager recruitment
Duties and Responsibilities Company Secretarial MattersProvision of advice and expertise on all company secretarial and corporate governance mattersPreparation, scheduling, attendance, minute taking and follow-up matters for all Board and Board sub-committees meetings.Maintaining all Company Statutory records.Regulatory, Compliance and Corporate Governance Ensuring that the Companies have proper and compliant set of internal procedures, guidelines with regard to all legal, compliance, corporate governance and regulatory matters.Supervise and guide the Compliance Officer in fulfilling the various Read more […]
Avocat Associé en Fond d’Investissement (H/F) LBIA501886 recruitment
En tant qu’associé(e) futur(e) responsable du département “fond d’investissement” et en collaboration avec les autres départements du cabinet, vous développerez une clientèle de haut-niveau auprès de laquelle vous aurez un rôle de conseil en matière de fonds d’investissement Profil recherché : Actuellement Avocat(e) Associé(e) ou Collaborateur(trice) confirmé(e) au sein d’un cabinet d’avocats, vous possédez une expérience d’au moins 7 ans au cours de laquelle vous avez développé une pratique experte en matière de réglementation liée aux fonds d’investissement au sens large, Read more […]
Group Legal & Compliance Assusrance Technical Conformance Manager recruitment
£70K + London Weighting + PackageRef: PJ/PA/02Group Legal Compliance Assurance Technical Conformance ManagerOur client, which is a very well known recognised player in the FS Markets, seeks a Manager to provide reliable, valued assurance to the Group Head of Compliance (Group Principal Risk Owner) over compliance in relation to the application of particular internal rules policies, external regulations, and, where applicable, local laws and restrictions pertaining to Legal Regulatory Compliance and Financial Crime.The core responsibility of the role is to support the planning of technical conformance Read more […]
Associate/Assoc. Director – Compliance – Singapore recruitment
The candidate will join the regulatory and internal compliance team of the company’s legal regulations department. The candidate will be expected to take on the regulatory aspects for all of the company’s transactions.Core functions:Managing and overseeing regulatory compliance issues. Key responsibilities include: Managing systems/processes for monitoring shareholder disclosure and other regulatory trigger thresholds in Singapore and 47 other jurisdictions; Continually reviewing and updating of such systems/processes for changes in regulations; Making filings of shareholder disclosures, Read more […]
Compliance Consultant based in Switzerland Zurich recruitment
The role offers an insight to a wide portfolio of different organisation and a close co-operation in the legal and compliance advisory field. The role is for dynamic individuals with 2-5 years working experience who would like to gain experience across the industry with an international exposure. To apply, please send your application (Word format) to compliance@carltonseniorappointments.com or call +4420707 80559 for further details
Compliance Officer – Advisory recruitment
Duties:Provide advice and guidance to nominated business areas on regulatory matters and to deal with day to day queriesBe aware of local Compliance and regulatory requirements and Group Compliance policies and endeavour to ensure compliance therewith by nominated business areasInteract pro-actively with management and staff of nominated business areas to know the business and identify regulatory risk and escalate issues to managementPeriodically undertake Compliance risk assessment of nominated business areas and assist with or lead, as required, Compliance reviews of different aspects of business Read more […]
Compiance Officer based in Switzerland Zurich recruitment
Job description:The succesful candidate will deal with Kyc and Compliance issues and will provide support with the drafting of Legal documentation and on the reviewing of files on a daily basis.Requirements- Education and professional experience in Switzerland is a must-Strong background in Legal and Regulatory-3 to 8 years experience as a Compliance Officer-Fluent English and French. Another lanaguage is highly benefical-Strong organisational skills, motivation and willingness to progress.To apply for this job, send your CV in word format to compliance@carltonseniorappointments.com Read more […]
Compliance Officer – Monitoring and Surveillance EMEA recruitment
The role holder will be responsible for monitoring compliance with the following key compliance risks – Market Abuse / Manipulation, Fair Dealings with Customers and Conflicts with a view to ensuring there has been no abuse of sensitive UBS information or UBS’s clients, that internal policies are complied with and helping to safeguard UBS’s reputation against legal and regulatory risks. Responsibilities include:Conduct and document monitoring reviews to assess compliance with and adherence to regulations and internal e-communication policies. Follow established global policies, procedures Read more […]
Compliance Officer 40% recruitment
In this exciting and challenging role you will be primarily responsible for monitoring and testing the companies control framework in turn ensuring that this is operating effectively and in accordance with regulations. In a role that is hands on and requires flexibility as well as self motivation, your daily tasks will include: -Develop and maintain compliance monitoring systems in accordance to evolving requirements-Working closely with colleagues to further develop consistent and successful compliance frameworks for global offices -Maintain knowledge of Compliance and identify changes for companies Read more […]