Luxembourg based – Professional Support Lawyer recruitment
My client, one of the most well-established law firms in Luxembourg, is looking for an expert support lawyer to join the department in which each support lawyer selected specialises in.To be considered, the candidate must :Have a major experience in his field of specialisationHave deep experience in law firms in Paris, London or LuxembourgBe a very good technicianBe able to deal with all the researches that would have to be made within the departmentBe efficient and proactivehave very strong academic skillsbe fluent in English and French. Any other language would be considered as an advantage.Keywords: Support Read more […]
MLRO – Bahrain recruitment
Job Context:The jobholder is responsible for ensuring an adequate and effective AML and sanctions framework is established, kept up to date and adhered to within the Bahrain BSC business and to highlight/manage corrective action where applicable. This is in addition to running the day to day activities of the AML and sanctions team in Compliance in a competent and efficient manner.Reporting to the Group MLRO, the jobholder is expected to make day to day decisions on routine matters. Referral to the Group MLRO is expected for high risk and complex matters and new initiatives.The Bahrain MLRO Read more […]
Head Legal and Compliance – Zurich based -Private Bank recruitment
The role embraces the whole scope of Compliance and Administration tasks including Security, Tax, Reporting and Risk. The successful Head of Legal and Compliance will directly report to the Head of Branch (CEO). TO APPLY: please send your application to compliance@carltonseniorappointments.com or call +442070780559
Legal Counsel recruitment
Essential•Contract Commercial law•Experience of broad range of commercial transactions, e.g. alliances, co-branding agreements, marketing arrangements, joint ventures•Law and legal issues arising from non disclosure agreements •Law, legal issues and contracts relating to the procurement of products and services•Law and legal issues arising from joint ventures, alliancesPreferred•Experience of regulatory work.•Understanding, knowledge and experience of retail Banking•Knowledge of financial services related to credit cards and procurement (e.g. market data contracts)•Law Read more […]
Germany – Junior Investment Funds Lawyer recruitment
Profile: The candidate must be an investment funds junior lawyer fluent in German and English.Requirements: The succesful candidate must: Have obtained his law degree in GermanyHave from 1 to 3 years experience in a law firm or bank in Germany or Luxembourg as a lawyer specialist in the investment funds areaBe fluent in German and English. Fluency in French would be a major advantageBe eager to learn and be trained by senior professionalsbe proactive, reliable, motivated and a team workerExperience in Luxembourg and knowledge of the Luxembourg market is considered as a major advantageKeywords: Luxembourg, Read more […]
Compliance Consultant (7+ years) – Singapore recruitment
Scope of work: Oversee the review, interpretation, and dissemination of current and proposed laws and regulations, code of conduct and ethics and industry best practices; Provide consultation and advice to partners regarding compliance and risk avoidance; Work with business units on business development strategies to minimize regulatory risk and assure compliance with internal policies, relevant laws and legislation; Communicate and liaise with MAS on regulatory matters; Establish and conduct training courses for all staff on AML/KYC; code of ethics and conduct; regulatory requirements and updates; Read more […]
Regional Head of Compliance
Newly created leadership positionRegional scope. HK basedWell regarded US AM organisationOur client is a medium sized US based Investment Management firm with around US$100 billion assets under management. It has been operating in Asia for over a decade and their conservative expansion in the region is set to continue. An excellent opportunity exists to manage their Asia Compliance division. The role reports directly to the Global Head of Compliance based in the US and would involve the management of a team in Asia across several locations. The role would be based in Hong Kong but would have responsibility Read more […]
Data Protection Co-Ordinator recruitment
The successful candidate will be required to advise the business on the impact of new laws and regulations, challenging and advising the business on the application of data protection policies, and continually reviewing the data protection compliance framework. As such, candidates should have prior experience gained in data protection compliance, as well as project management experience and strong communication skills. This is an excellent opportunity to join an established business within an interesting area of compliance. Read more […]
Compliance Manager – Up to 12 month FTC recruitment
Purpose of Position The purpose of the role is to provide advice and guidance to a specific business unit within BNP Paribas Securities Services. This includes the provision of advice, guidance and training on all regulatory matters (FSA and other regulators as appropriate) as well as undertaking compliance monitoring. Purpose of Department The Compliance Department exists to provide advice, guidance and support on all regulatory matters which affect Securities Services within offices maintained in London, Peterborough, Glasgow and Dundee. The Compliance department is responsible for ensuring Read more […]
Financial Promotions Compliance Officer recruitment
The role will include;oMaintaining an effective financial promotions process for the review, approval and record keeping of all product literature and customer communicationsoReviewing financial promotions and customer facing documents to ensure that they adhere to the relevant regulations and procedures. Providing guidance and support to ensure that best practice is embedded within the businessoActing as the first line contact within for matters relating to financial promotions and customer communicationsEssential qualificationsA graduate with relevant financial services qualification.Essential Read more […]