Investment Compliance, Director Level, Private Banking, 85k-120k per month. recruitment
The Company Our client is a leading global private bank with a renowned international presence. They are looking to add a senior level compliance candidate at the Director level to focus on Investment Compliance. The Role As a part of a growing compliance team, you will be reporting to Head of Compliance, responsible for performing investment product advisory as well as conducting regular compliance review and checking, staff dealing, individual and corporate licensing, account opening approval, compliance structuring with senior RMs, liaising with local regulators (SFC and HKMA), as well as liaising Read more […]
Surveillance Analyst – Asia Pacific Compliance Monitoring and Surveillance recruitment
Purpose of position: Performance of the daily compliance monitoring and surveillance function across JPMC’s Asia Pacific businesses (incorporating JPMC’s automated monitoring and surveillance systems). Regional Surveillance and Monitoring covers the following countries and exchanges: Australia, New Zealand, Indonesia, Singapore, Philippines, Malaysia, Hong Kong, China, Japan, Korea, India, Taiwan, and Thailand. Financial Product Coverage of the group includes: Equities, Futures and Options Key responsibilities: Automated Transaction SurveillanceDaily analysis of system generated exception reports Read more […]
Senior Manager, Regional Compliance recruitment
JOB RESPONSIBILITIESEnsure all corporate and region local regulatory compliance requirements are identified and evaluated with effective programs to implement relevant control measures including product initiatives, advertising and communication activities / materials, anti-money laundering, sales practice, etc.Participate in the discussions among committees for proposed change of legislation / guidelines and new internal compliance initiativesProvide mentoring to managers to enhance their skills in providing compliance advice and monitoring Liaise / coordinate with regulatory authorities for change Read more […]
Vice President / Executive Director, Head of AML Policy, Training & MIS, Asia recruitment
JPMorgan Chase Bank is a global leader in the financial services industry, offering intelligent solutions across comprehensive and cutting edge global product platforms. You will be surrounded by smart, driven people like yourself, who in line with the highest standards of integrity, combine innovation and analysis to achieve industry leading results and recognition in accordance with the business principles fundamental to our success. The J.P.Morgan Chase Asia Anti-Money Laundering (AML) Compliance Team is responsible for implementation and oversight of the firm’s AML and sanctions programme Read more […]
Head of Legal – PE Real Estate Fund recruitment
Global asset management firm is now seeking a senior lawyer to advise the Real Estate Fund business across Asia and Japan.The ideal candidate will have solid private equity/fund formation experience, ideally with some exposure to real estate funds. This role will see you working closely with the head of the real estate business, advising on strategic growth issues across the Asia region. A high level of commercial acumen is required for this role. No chinese language skills required.For more information please contact Liam Richardson on +852 2168 0791 or liamrichardson@puresearch.com Read more […]
Executive Director, OFAC, Asia recruitment
The J.P.Morgan Chase Asia Anti-Money Laundering (AML) Compliance Team is responsible for implementation and oversight of the firm’s AML and sanctions programme for the firm’s businesses in Asia. J.P.Morgan Chase is required to comply with US OFAC regulations and the sanction programmes of all Asian jurisdictions in which we have a presence. You role will be to oversee the sanctions programme for all lines of businesses, but will principally focus on the Treasury Services Business, which principally covers cash management, trade finance and escrow products. Job functions/responsibilities: The successful Read more […]
Senior Compliance Manager (Asset Management) $80K+/ month recruitment
The Company This asset management firm is a market leader with a strong presence in Asia and is currently looking for a compliance manager to supervise its team. This is a great opportunity to work in a stable, reputable and recognised company. The Role The successful candidate will be primarily responsible for:Leading a team of 3 Manager/ Assistant Managers Undertake risk-based compliance monitoring or perform special monitoring reviews as agreed from time to time with specific business areas, including the identification and reporting of potential regulatory issues Marketing Material – the review Read more […]
Regional Compliance Manager – APAC (Ex Japan) – Hong Kong recruitment
Responsibilities:• Performs daily reviews of security positions held by mutual funds and separately managed accounts to ensure compliance with all regulatory requirements, operating policies, and fund/client imposed investment limitations.• Assists more senior level staff in the preparation and filing of regulatory reports registrations and related administrative responsibilities following established procedures.• Reviews marketing material for compliance with relevant regulations• Conducts AML reviews of new and existing clients• Assists in the completion of fund and client account Read more […]
VP, Treasury Services Hong Kong Compliance Lead recruitment
VP, Treasury Services Hong Kong Compliance Lead Business Description JPMorgan Chase Bank is a global leader in the financial services industry, offering intelligent solutions across comprehensive and cutting edge global product platforms. You will be surrounded by smart, driven people like yourself, who in line with the highest standards of integrity, combine innovation and analysis to achieve industry leading results and recognition in accordance with the business principals fundamental to our success. TSS is a dynamic business, comprising of Worldwide Securities Services (WSS) and Treasury Services Read more […]
Disputes Lawyer 5 years+ recruitment
Disputes Lawyer 5 years+ PQETop International law firm.Our client is a top international law firm with a very strong litigation and international arbitration capability inHong Kong. The practice is led by a well known partner with strengths in the contentious regulatory and financial serviced field. The team now needs a strong senior associate or counsel level lawyer who can join and help grow the practice. The ideal candidate will beHong Kongqualified and will have experience in a broad range of commercial disputes. The preferred candidate will be experienced in managing small teams and bringing Read more […]