Wealth Management Compliance VP recruitment
Excellent career progressionReport to Head of ComplianceAbout our ClientRecognized as a leader in the wealth management industry, our client is developing their business in Asia rapidly and looking for a switched-on, intelligent individual to develop his/her career in the organization.Job DescriptionAs VP in the Wealth Management Compliance Department, you will be part of the regional team with the following responsibilities: Carry out control and advisory support to the business across the region Enhance the control standards and processes and ensure proper compliance to cross border and investment Read more […]
VP, Regional Compliance, Asset Management (1mill + base) recruitment
The Company A reputable asset manager with strong presence in Asia Pacific, with over 50ppl employees in HK, and over 300 employees in the region. The Role As the Head of Compliance, you will be reporting to Global Head of Compliance, responsible for designing and implementing compliance policies and procedures, investment compliance, individual and corporate licensing, liaising with local regulators (SFC), new products approval, and be the point of contact for all compliance matters in the region. Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional Read more […]
Hong Kong – Administrative Compliance Assistant recruitment
Strong prudential management has been a key to Macquarie’s success over many years. The Risk Management Group is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. Risk Management Group personnel liaise closely with all operating areas to ensure risks are understood and properly managed.We are currently seeking a highly motivated Administrative Compliance Assistant to oversee the administration and reconciliation of staff personal dealing and to coordinate substantial Read more […]
(Senior) Manager Forensic Investigation, Global Insurance Firm, 40-80k/ month recruitment
The Company Our client is a leading global insurance firm looking for an experience forensic investigator to assist with growth in the region. The Role Reporting to the Head of Internal Audit, you are responsible for the following duties: Plan, lead and execute investigations and special review. Establish a program of data to identify and resolve risk and control issues. Possess strong analytical skills to identify audit risk, fraud risk and investigation concerns. Lead annual top down fraud risk assessment process. Present fraud awareness training to the business. Your Profile University Read more […]
Senior Trade Surveillance Analyst recruitment
Reporting to the Regional Head of Trade SurveillanceAcross all asset classAbout our ClientOur client is a Global Investment.Job DescriptionDay-to-day trade surveillance. Daily analysis investigation of alerts across Equities, Fixed Income, FX and Derivatives covering Market Abuse and Insider Dealing behaviours for allocated jurisdictions. Documenting and reporting findings of alert investigations, including identification of appropriate escalation procedures. Preparing reports to senior management regarding the status of alert investigation escalation. Developing and maintaining a proactive Read more […]
Director: ISDA Negotiator recruitment
Responsibilities: Preparing and negotiating ISDA Master Agreement and any related credit support arrangements, Global Master Repurchase Agreement (GMRA) and master confirmation agreements. Reviewing and analysing supporting legal documentation to determine capacity and authority to purchase specific issuances or engage in Over The-Counter (OTC) traded derivative products, among others such as swaps, options synthetic futures on underlying equity, credit, currency and fixed income instruments /assets including commodities. Identification and facilitation of business, credit, treasury, legal, tax Read more […]
Senior Legal Counsel – Regional recruitment
Senior Legal Counsel – Regional HK$100,000 to HK$120,000 (month) + BonusRegional role across AsiaStrong in Asia, Growth into the US and European marketsAre you looking for a growing sector, growing company and growing team?Do you want to be in a role which combines legal and operations?Role: Work closely with the Group General Counsel and other counsels globally to solve issues within the Group and in particular issues in Region Asia PacificYou will act as a service function providing legal services for all entities within the Group, this includes the managing of internal and external resources Read more […]
WB Compliance Advisor recruitment
Key Roles Responsibilities* Handle individual licensing matters for Relevant Individuals, Licensed Representatives, Executive Officers, Responsible Officers, Principals, etc. * Assist to adapt existing (and develop new) WB Compliance policies and procedures for application in the country designed to eliminate or minimise the risk of breaches of regulatory requirements and of damage to the Bank’s reputation. * Assist to ensure that compliance policies and procedures are clearly communicated to WB management, front line and support staff and Legal Compliance staff. * Co-ordinate compliance projects Read more […]
Senior Private Banking Compliance Advisor recruitment
Reporting to the Regional Head of Private Banking Compliance based in HKSenior Manager roleAbout our ClientOur client is a Global Private Bank.Job DescriptionReview, Advise and Approve Private Bank Accounts following the Global And Hong Kong Customer Due Diligence Process. Advise Middle and Front Office on technical aspects of local laws and regulations and internal policies regarding Customer Due Diligence and AML. Provide Training to Middle Office on account opening processes and procedures. Provide Senior Management and Compliance with information on key issues identified, risks and potential Read more […]
Data Protection / Privacy Lawyer recruitment
Data Protection / Privacy Lawyer Renowned international financial institution requires a senior lawyer with experience in Data Protection, Data Privacy to provide legal advice and policy formation in regards to data security and cross boarder data transfer issues globally. The successful candidates role as the global subject matter expert in Data Privacy will require identifying regulatory and legal risks relating to the business and ensuring effective mitigation and management of such risks; leading to the establishment of standards and frameworks to ensure compliance with all applicable laws Read more […]