Compliance manager recruitment
This opportunity offers great exposure to the key areas of the business and will require candidates to have solid advisory and regulatory compliance knowledge. The candidate that secures this role will be responsible for the following: Working with different business units within the bank to provide regulatory compliance advice. Liase with senior stakeholders within the firm to update them of changes in MAS guidelines and ensure internal compliance with these regulations. Undertake review of transactions and conduct periodic assessment checks on departments. Help to resolve gaps in compliance understanding. Conducting Read more […]
Investigator – Group recruitment
Key Roles Responsibilities 1. Provide investigation capabilities. Assist the Regional investigative team in conducting significant investigations and provide assistance as required to Global investigations. Conduct investigations in line with the Group standards for investigations in the country / region including escalation, case management, data capture, evidence management, electronic evidence review, reporting, interviewing and attending before internal disciplinary panels as required. 2. Support Country Head of FCR in management and promotion of Speaking Up in country with assistance from Read more […]
WholesaleBank (WB) Compliance Advisor recruitment
Key Roles Responsibilities Assist the Country Head of Wholesale Bank Compliance, Singapore to: * Ensure effective management of all WB Compliance matters in Singapore (including training). * Provide WB Compliance support for Global Markets, Transaction Banking and OCC businesses in [Country]; * Review the WB compliance and regulatory risk framework identifying gaps in coverage; * Identify any new rules and or regulations applicable to the local WB business and partner with local WB management to identify business impact before developing policies and procedures to minimize compliance and regulatory Read more […]
Regional AML Testing VP recruitment
This role will be responsible for the management and maintenance of risk focused testing, performed at country and regional level, with a particular focus in AML. The key responsibilities of the role will include: Establish effective and optimal Test Plans for AML, while working with the Regional Heads and the Country Testing teams, by ensuring that the AML Test Plans in each country are risk based and covering key risk areas Work closely with the Regional Heads and the country teams to monitor AML Test Plans progress, test results and observations and adequacy of controls. Manage interactions Read more […]
TSS Compliance Director (7+ yrs pqe) Singapore recruitment
This role will cover the treasury and securities services business units, overseeing a variety of products in across the region. Strong understanding of the business in addition to regulatory or risk management/assessment experience gained at a financial institution, law firm or regulator is required along with an excellent command of English. REF: 10999/EFC
Corporate Secretary recruitment
Job Responsibilities:Reporting to the Assistant Executive Director, Corporate Services, you will be part of the Corporate Services team responsible for corporate secretariat functions which will include the following:Ensure compliance to statutory requirements and handle statutory filing with relevant government authoritiesPlan, organize, co-ordinate and attend Board, Council and Committee meetingsDraft notices, resolutions, papers and minutes of meetingsUpdate and maintain statutory register and recordsIncorporation and registration of new companies within the GroupProvide advice on matters related Read more […]
WB Compliance Advisor recruitment
Key Roles Responsibilities Assist the Country Head of Wholesale Bank Compliance, Singapore to: * Ensure effective management of all WB Compliance matters in Singapore (including training). * Provide WB Compliance support for Global Markets, Transaction Banking and OCC businesses in [Country]; * Review the WB compliance and regulatory risk framework identifying gaps in coverage; * Identify any new rules and or regulations applicable to the local WB business and partner with local WB management to identify business impact before developing policies and procedures to minimize compliance and regulatory Read more […]
Legal Documentation Manager – Transaction Banking recruitment
Our client is a multi-expert financial institution with offices spread across the globe. In the Asia Pacific region, it has offices in many of the major countries, including Japan, Australia, China, Korea, India, Hong Kong and Singapore. The successful candidate will be based in Singapore and responsible for assisting a global team on legal documentation for cash managementResponsibilitiesSupport the business in developing and managing standard legal documentation, as well as customizing and negotiating individual customer contracts for Cash Management services. In close coordination with internal Read more […]
Compliance Managers – 2 Positions (Contract/ Perm) recruitment
Responsibilities1. Carry out daily trade monitoring and periodical transactions review with an eye for suspicious / unusual trade activities2. Conduct internal reviews to ensure compliance with all applicable laws regulations including Banking Act, SFA, FAA and SGX rules3. Identify potential risk areas / issues that require compliance checks and / or conduct special investigations on suspicious transactions4. Provide compliance advisory to business units in relation to new products and business initiatives5. Provide updates / advise on regulatory developments in relation to Banking Act, Read more […]
Compliance Director-Singapore recruitment
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions — from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world’s capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and Read more […]