CORPORATE SECRETARY (AVP/VP) recruitment
Our client is a stable firm with a strong regional presence, providing a stable platform for companies to trade across the region. It offers clients a broad span of equity derivative products. With the intention to expand its presence, it is looking to bring on board a corporate secretary able to spearhead the corporate governance space.ResponsibilitiesOrganise and coordinate board meetings and other corporate general meetingsMaintain proper and accurate company statutory recordsManage all subsidiaries’ reporting and filing obligations in relation to the corporate secretarial workLiaise with Read more […]
Senior Advisor, Financial Crime Risk (1-year contract) recruitment
Job Description This role is offered on a one year contract basis in support of ongoing work to enhance Financial Crime Risk (FCR) compliance advice in the region and across Wholesale Banking (WB). It consists of two parts, with coverage expected to be split 50:50 between regional AML advisory work for South and South East Asia, and compliance assurance work for the Central WBFCR team. The balance of work may fluctuate based on demand. The Advisor provides advice on AML and sanctions risks related to all WB clients in the region subject to Enhanced Due Diligence under the WB customer due diligence Read more […]
AML- AVP recruitment
This role is effectively there to ensure the implementation of the Anti- Money laundering (AML) and Counter Financing of Terrorism (CFT) compliance regime across APAC. Responsibilities will include: To provide advisory to all staff on AML/CFT matters To perform transaction monitoring and reviews on client accounts and transactions To provide training to staff on AML/CFT To conduct enhanced due diligence and investigations To conduct periodic reviews and auditing on high risk/PEP accounts To review and approve account opening requests for specified accounts Read more […]
Compliance Advisory Review- VP/ AVP recruitment
The position itself involves working with a team of three people across the region identifying high profile compliance issues in each of the respective teams and helping to draft additional process and policies to mitigate against additional risk that would leave the bank with too high a level of exposure. Unlike other review roles, this position will not merely involve advising the compliance heads of the teams but also driving change and working with the front office. Additional Responsibilities will include: Working with the product advisory teams in the region to prioritize areas Read more […]
Compliance recruitment
Duties:Conduct and manage due diligence eg on foreign investment restrictions, trading restrictions, disclosure obligations, exchange rules and regulations and maximising of tax efficiency* provide strategic advice for optimal execution of investments* review agreements with counterparties and other operating agreements* instruct and manage external advisers* conduct business impact analysis* handle regulatory applications and reports* forewarn, advise and maintain communications with stakeholders* put in place a system, process, procedures to assure and monitor compliance* prepare risk and compliance Read more […]
Futures Compliance Advisory recruitment
This position is an advisory role to the Futures front office. You will be expected to form part of the control group as well as provide support to the traders over regulatory issues. Other responsibilities will include:• Assist Regional Compliance in developing, coordinating and delivering compliance training in Singapore and, as required, throughout the Region • Help to maintain and develop relationships with the regulator MAS and Singapore Exchange • Provide ad hoc advisory support to the business including advice to new business initiatives in Singapore • Maintain and develop Read more […]
Senior Compliance Manager- Private Bank recruitment
My client is currently recruiting for a senior compliance position within the wealth management business to help oversee advisory support to the Wealth Managers and the other middle and back office functions. You will be facing off regularly to the regulators both in Singapore and regionally. Some of your responsibilities will include:* Reviewing and providing sound advisory on various types of marketing material produced by the front office to internal and external clients, including product- specific flashes, marketing presentations and teasers* Handling queries regarding compliance and regulatory Read more […]
Financial Crime Risk recruitment
This role will be working within FCR and you will be supporting the business by developing the investigations procedures and looking at process for prevention. The team is 6 strong and will report to a head in Singapore as well as matrix into other functional heads in the region. The ideal candidate will be someone who is either working in a financial crime risk role currently, an investigations role or AML.
Reg Head of Transaction Banking Compliance recruitment
Key Roles Responsibilities Product and business advisory work * Drives the programme for identification of material regulatory and reputational risks in the region for the business. * Anticipates and assesses key regulatory and product risk trends in the business for management consideration and helps drive the development and implementation of appropriate mitigation control measures. * Oversees the continual assessment of regulatory risks associated with existing products and those under development in the region. * Represents TB Compliance in the regional governance of the TB business. * Assists Read more […]
Legal & Regulatory Counsel recruitment
* Proactive management of legal and regulatory compliance risks for Wealth Management and Bancassurance businesses in Singapore. * Act as a central point of reference for wealth management and bancassurance legal and compliance issues for country, Group, business and functional stakeholders. * Effectively manage the process of engaging external counsel, including providing effective instructions to external counsel and negotiating appropriate fee structures for the transaction in question. * Work with Group Wealth LC and Country LC functions to ensure that robust local product/provider diligence Read more […]