Guideline Management- Sentinel Coding
Guideline Management- Sentinel Coding Global Asset Management Company have an opportunity for a highly motivated individual to join the Guideline Management Control department, whose purpose is to safeguard the fund management process by controlling and effectively mitigating portfolio risk. The successful candidate will join the guideline management team working on many guideline monitoring applications in the interpretation, coding and analysis of guideline restrictions. The successful candidate will perform the following functions: – Manage all aspects of guideline management, from sign-off Read more […]
INVESTMENT COMPLIANCE
Our client is an international asset management house. They focus on providing clients with global investment solutions that meet the demands and challenges of sophisticated and complex investment and economic circumstances. With steady growth, they are now looking for an outstanding professional to join their team. Responsible for advising and handling investment compliance related matters for investment products offered in Asia. Responsible for managing the time of trade fund monitoring function to compliant with applicable regulations, investment guidelines and restrictions as well as country-registration Read more […]
Associate Director – Financial Investigations
Responsible for managing an aspect of a large investigation, or responsible for all aspects of case management, from conducting research and analysis, to structuring reports and managing resources, to presenting conclusions to clients. This is a client facing role and as such, you will be expected to build and retain key relationships and exceed in meeting the client’s needs. Accountabilities: Gain a deep understanding of the case and client, or taking direction from a senior member of the Financial Investigations Practice Scoping the project, writing and submitting proposals Manage aspects of Read more […]
GLOBAL HEAD OF COMPLIANCE
Our client is a Global Asset Management business which has an international presence with offices across North America and mainland Europe, as well as in Australia and Ireland. A very experienced compliance professional is now sought to become Global Head of Compliance and take a strategic overview of compliance at the firm. This individual will be expected to, inter alia: Have overall global responsibility for the compliance team within the firm in each jurisdiction in which they operate; Manage all aspects of business risk inherent in the compliance function; Ensure that companies within Read more […]
Co-Head of Legal, Legal Global Markets
Co-Head of Legal, Global Markets Legal ( Singapore based) Strong financial markets law experience Provide high quality legal services Contribute to super regional bank goal ANZ realises that our greatest asset is our people. We are vibrant professionals on a journey to create a super-regional bank that aims to be the best connected and most respected bank in the Asia Pacific region. ANZ is currently connected across 32 countries and provides world class learning opportunities and compelling career pathways for its people. We’re exploring new and better ways to progress the business with energy Read more […]
Assistant Corporate Secretary
The National Employment Savings Trust (NEST) is a new workplace pension scheme. It’s been designed around the needs of employers and workers and offers a low cost, easy to use way to save for retirement. We champion: • Easy on-line access • Clear communications • High Quality Governance • Award Winning Investment Scheme The Assistant Corporate Secretary will be Secretary to the NEST Employers’ and Members’ Panels and service fortnightly Corporate Management Group meetings. This involves production and dissemination of agendas, papers and minutes and follow up of action points derived Read more […]
Head of Investment Restrictions Control
The Company One of the UK’s leading investment managers. A global organisation with over £150bn under management across a wide range of asset classes. Providing investment solutions ranging from core managed funds to multi-asset absolute return solutions, real estate and fund-of-funds. The Role You will be responsible for the day to day operations of the Investment Restrictions Control team. A front office team of investment professionals responsible for independently monitoring adherence of funds against their regulatory, client and in-house restrictions. As such safeguarding client assets, SLI’s Read more […]
Manager, Client Documentation, Asset Management
Leading global asset management house seeks an experienced people manager with sound experience of drafting and negotiating investment management agreements for an institutional client base. Legal qualification preferred but essential experience is for contractual documentation from either asset management or the financial services sector This is a high profile role offering visibility and accountability in a growth area of the business and offers the opportunity to work closely with Product and Sales teams to support their efforts in winning new business and generally driving assets under management. Read more […]
Fair Lending & Bank Advisory Compliance Lead for Award-Winning Wealth Management Firm
– Global Wealth Management Firm -Based in New York City -180-200k salary plus 50% bonus International wealth management firm is looking to bring on a private banking compliance expert. This firm provides wealth management solutions to high net worth and institutional clients. Within this role, you will serve as the specialist for regulatory and compliance related matters, developing relationships with the compliance internal testing team and the compliance director. Candidates will ideally have around 10 years of compliance related experience in consumer and private banking as well as a thorough Read more […]
Transaction Reporting Programme Manager – MiFID
Transaction Reporting Programme Manager – MiFID – 130k My client is a leading Global Investment Bank who requires an experienced Operations Change Programme Manager to run a key strategic work stream within their transaction reporting programme. This is a role where you will have the opportunity to mould and make it your own and with the tight deadlines imposed under the MiFID 1, offers an excellent opportunity for an ambitious individual to step up and deliver in a highly visible role. You will have ownership for the organisations strategic ambitions to transform the architecture within this Read more […]