Program Manager
Program Manager – Information Risk Management (Job Number: 1315483)DescriptionS/he is responsible for the coordinated management of multiple related projects, and in many cases, ongoing operations which are directed toward a common objective. S/he works with constituent Project Managers (who are responsible to the Program Manager for the execution of their project and its impact on the program) to monitor cost, schedule, and technical performance of component projects and operations, while working to ensure the ultimate success of the program. S/he is responsible for determining and coordinating Read more […]
SENIOR COMMERCIAL LEGAL COUNSEL
Alliance Trust PLC is a FTSE 250 self-managed investment company with third party asset management and a savings businesses. We have a heritage going back to 1888 and over £5bn assets under management. We are looking for an ambitious and talented individual who has extensive commercial and technical experience augmented by outstanding people skills. Asset management or banking experience is essential. The Role holder will: Provide clear, constructive and timely legal advice and support to management across all parts of the Alliance Trust. Provide legal and regulatory requirements affecting the Read more […]
Financial Crime Officer
MAIN RESPONSIBILITIES: Provide expert advice on Financial Crime and Anti-Bribery prevention to the business, senior management and fellow compliance officers in all offices Coordinating fulfilment of relevant policies and procedures across offices and ensuring proper communication and reporting on Financial Crime and Anti-Bribery matters Maintaining technical knowledge and professional networks within area of Financial Crime and Anti-Bribery and Corruption legislation and regulatory requirements in order to advise and recommend improvements with respect toUK and firm-wide policies, procedures Read more […]
Senior Business Analyst- Financial Crime/AML
Senior Business Analyst- Financial Crime/AMLA new and exciting opportunity has arisen for a Senior Business Lead in a large global bank. In the role you will work in financial crime focusing on AML and CDD. Key ResponsibilitiesAnalyse and document AML and KYC business requirementsProduce functional specsManage user acceptance testingDemonstrate a strong understanding of the project life cycleKey SkillsStrong knowledge of the frameworks and methodologies within global change deliverySome understanding of business reengineeringExperience of working with stakeholdersCertified Business Analysis Professional Read more […]
Compliance Specialist / Investments
The main purpose of the Compliance Analyst will be to ensure that the firms’ global filing disclosure obligations related to aggregate beneficial ownership are met. A varied position, the role will involve but not be limited to: Completing filing obligations Gathering market intelligence on upcoming new / changing filing requirements Building strong relationships with vendors Analysing poison pill information and implementing restrictions To be considered for this role we are looking for someone with a solid compliance background with a leading investment management organisation together with Read more […]
Senior AML Manager
Our client, a leading international bank is looking for Arabic speaking Senior Anti-Money Laundering Manager to assist the business in meeting its regulatory requirements in respect to money laundering deterrence. The individual would assist in identifying and mitigating risks across the private bank to help promote a proactive compliance culture within the firm. Duties Include: Provide anti-money laundering (AML) related advice including guidance on fraud and financial crime related matters. Provide regular reports to Senior Read more […]
Head of AML
Our client, a global financial institution is looking for a Head of AML to provide support, advice and guidance to their front office and senior management. The individual would manage the AML function and help to promote a proactive compliance culture within the firm. Duties Include: Provide anti-money laundering (AML) related advice including guidance on fraud and financial crime related matters. Manage a department of staff in providing support on AML and sanctions issues. Provide regular reports to Senior Management and Head Office abroad regarding AML activities of the bank. Liaise and Read more […]
Equity Compliance Officer
Senior Equity Compliance Officer Advise and Update 13M – 17M Tokyo International financial institution is currently looking for an experienced Equity Compliance officer to join a dynamic team. This position sits on the trading floor and focuses on providing real time advice and guidance on compliance related issues to the business. Additionally you will also be required to perform daily trade surveillance and develop internal policies and procedures. The ideal person for this role will have at least 3 years experience in a similar role and will also have strong knowledge of listed derivatives Read more […]
Risk Manager | Financial Services | Hong Kong
Our client is a leading Financial Services firm and we are URGENTLY looking for a strong Risk Manager for a new Risk role within the firm. The Risk role will be based in the regional HQ in Hong Kong. This Risk role works closely with the different business units and candidates will get exposure to the other regional offices. Our ideal Risk candidates should have at least 2 years of working experience in an Operational Risk, Enterprise Risk, Internal Controls, Compliance or related field. Candidates with AML, KYC, Compliance or Risk Controls experience may have an advantage. Candidates should Read more […]
AML Compliance Officer
EMEA Anti-Money Laundering Compliance (AMLC) is responsible for coordinating the anti-money laundering, anti-bribery and sanction programs for UBS throughout the region. The team helps to provide the firm with the necessary tools to help prevent the use of UBS’s facilities for money laundering, terrorist financing or for violating economic sanction laws, as well as preventing bribery. An opportunity has arisen to fill a full time role within AML Compliance in EMEA with a focus on a number of areas within the AML, Sanctions and Anti-Bribery Corruption Programs. This will include: Executing the Read more […]