Conduct Risk Manager
You’ll play a key role in the newly established divisional level compliance function, which is being built to sit at the heart of the CBD. You’d be required to carry out conduct risk analysis activities across the CBD businesses and central functions.UK Corporate Banking serves UK corporate and commercial customers from SMEs to UK based multi-nationals, providing them with everyday banking, innovative products and services, and specialist help. We work together with our customers to achieve their financial goals with local and sector expertise and access to the right products across the UK. By Read more […]
SENIOR FINANCIAL CRIME ADVISORY MANAGER / PRIVATE BANKING
Our client, a Global Financial Institution is looking for a Financial Crime Advisory Manager within their Private Banking division to assist in providing oversight of the business as well as implementing and supporting changes to policies, processes and systems. The individual would also help in promoting a proactive regulatory culture. Duties Include:·Provide specialist Financial Crime advice and solutions on compliance issues raised globally.·Draft and comment on Financial Crime related policies, processes and procedures·Provide project management structures to manage issues arising from Read more […]
KYC QA Training
This individual would be responsible for working with global stakeholders to develop, maintain and deliver KYC/AML training material to KYCS as needed and as identified by QA Metrics. Technical Qualifications/Skills: – Excellent written and verbal communication/presentation skills – Comfort with speaking to audiences required – Strong powerpoint/deck development skills required – Strong Institutional AML/KYC background required (not private wealth management or retail AML/KYC) – Able to coordinate delivery of training globally – Maintaining scheduling across multiple regions (US, India, Poland Read more […]
COMPLIANCE MONITORING MANAGER / CORPORATE BANKING
Our client, a global financial institution is looking for a Compliance Monitoring Manager to join their compliance team and help in ensuring that the business meets its regulatory obligations. The individual would also help in identifying and mitigating risks across the business and help promote a proactive regulatory culture.Duties Include:·Manage a team of reviews specialists to ensure timely completion of the compliance monitoring plan.·Oversee assurance reviews of activities within the corporate division, including reviews of products, procedures and activities of business units.·Regularly Read more […]
COMPLIANCE ADVISORY MANAGER / CORPORATE BANKING
Our client, a Global Financial Institution is looking for a compliance advisory manager to provide support and guidance to their corporate banking business. The individual would help support the compliance function in identifying and mitigating risks across the corporate banking business and help promote a proactive compliance culture within the firm.Duties Include:·Manage staff providing advice to corporate banking business or to change programmes.·Promote effective compliance and oversight with legislation in relation to their corporate banking business.·Support the business in achieving Read more […]
AML Compliance Officer
Position Category: Legal/CompliancePosition Title: AML Compliance Officer – DirectorJob Level: DirectorLocation: United Kingdom – LondonEducation Required: Refer to Position DescriptionPosition Description:The Legal and Compliance Department’s UK AML Group, which is based in London, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all businesses including Institutional Sales and Trading, Private Wealth Management Business, Investment Banking and Investment Management across the EMEA region. A need has arisen for an individual to provide support to Read more […]
Global Capital Markets Compliance Officer
Position Category: Legal/CompliancePosition Title: Global Capital Markets Compliance Officer – Executive DirectorJob Level: Executive DirectorLocation: United Kingdom – LondonEducation Required: Refer to Position DescriptionPosition Description:Job Title: Global Capital Markets Compliance, ED1. Job ObjectiveTo co-ordinate and assist the Firm as a whole in compliance with UK legislation including FCA rules and regulations and applicable EU and overseas legal and regulatory requirements.2. Job DimensionsThe Compliance Department is a service-oriented department which provides guidance and advice Read more […]
Digital risk / compliance (Banking)
Digital banking / onlin banking / compliance / operational risk My client is a leading UK retail bank. As part of their overall digital strategy they require someone with a background in digital who can assist with the oversight of potential risks, both operational and regulatory. Whilst training and guidance can be offered on the speicifcs of regulation a knowledg eof digital and the technical risk associated is essential. The team provides second line compliance oversight to UK Retail projects, product development and sales process, identifying conduct risk and challenging standards at each stage Read more […]
KYC / AML Manager | Investment Bank | Dublin
Leading Investment Bank is seeking to hire an experienced KYC/AML Manager to run their global Client On Boarding team to ensure regulatory compliance across multiple locations.This opportunity is about managing a sizeable team across different locations covering global markets and global banking lines of business. The successful person will provide informed advice to regulators, auditors, key business partners and senior management on significant regulatory developments in AML/KYC and key strategies to be implemented.Based in Dublin this is an exciting opportunity to join a renowned brand in the Read more […]
Quality Assurance Expert
My client, a respected and innovative Wholesale Bank, is seeking a proactive and highly motivated Quality Assurance Expert to join a high profile project driven by the FCA.As the Quality Assurance Expert your duties will include:- Ensuring and validating that the Assessment Outcome reached follows agreed assessment methodology and can be supported by the information on file.- Validating whether the recommendation proposed follows the agreed methodology and is a fair and appropriate outcome for the customer, and can be supported by the information on file.- Ensuring that case files are of an acceptable Read more […]