Compliance Specialist @ Private Banking
Job Scope;Start up the compliance platform for bank’s Wealth Management desk.Provide the desk with compliance internal rules.Update team members with regulator’s rules and regulations.Train internal clients with compliance matters.Provide legal and compliance advisory services to internal clients.Liaise with external auditors, internal auditors, authorities and HQ.Report to Legal Manager and front office desk head.Other ad-hocsThe successful candidate is required to;have more than 5 years of working experience in the very same area.have local (Singapore) exposure.be well versed with the local Read more […]
UK Head of Compliance
Provide advice and counsel to UK CEO and Senior ManagementPrimary contact for the FSA and other Regulatory bodies. Maintaining an effective and open relationship with Regulators. Managing all regulatory inquiries and reviewsProviding advice and direction on both internal and external conduct of business rules and practices and how the rules of the regulatory body affect the day to day operations of each department.Interpretation of the provisions of the Financial Service and Markets Act and FSA Rules and providing support to the UK business on these. Interpretation of additional laws, regulations Read more […]
Compliance Analyst Programmer
AIG Corporate has an opportunity for a Compliance Analyst Programmer in New York. You will be responsible for assisting the Senior Compliance Officer, Risk Management and Reporting in supporting all ongoing activities related to the development, implementation and maintenance of databases and reporting for AIG’s corporate compliance risk management program. This would include preparation of monthly, quarterly and/or ad hoc reports for senior management, as well as developing reporting on key information relating to ongoing risk assessments and mitigation controls, monitoring and testing, training, Read more […]
Federal Reserve Liaison Manager
AIG Corporate has an opportunity for a Federal Reserve Liaison Manager in New York. The Federal Reserve Liaison Manager will be part of the AIG Federal Reserve Liaison Group (FRLG), and will play a critical role in the coordination and management of AIG’s relationship with the Federal Reserve. Day-to-day responsibilities include: * Build and maintain a constructive, cohesive and collaborative day-to-day relationship with the Federal Reserve supervisory team * Collaborate with the members of AIG’s FRLG Leadership Forum, comprised of key Business Unit and global function representatives (“Primary Read more […]
Compliance Team Lead (Client Review)
Large Private BankCareer growth opportunitiesLeadership roleAs the Team leader of the Client review team your main responsibilities will be to Coordinate and manage compliance reviews of existing relationships. Reporting into the Senior manager and leader a tight knit team you will have to ensure that all work done is as per internal policy requirements and regulatory requirements this is including but not limited to AML/CFT and client suitability requirements. You will also be tasked to conduct quality periodic reviews of KYC and CDD information of existing relationships and consolidate review Read more […]
VP, Compliance
You will document and report findings and advise on remedial measures to facilitate effective corrective actions, where unusual activities or deficiencies in compliance with regulations, procedures or best practices have been identified. You will prepare reports to management/ stakeholders regarding the status of recommendations, made as a result of monitoring review findings. You will identify new and emerging risks from business and regulatory developments and assess their impact on the monitoring program. You will be involved in implementation projects i.e. implementation of surveillance Read more […]
Director, Risk & Business Management
Acting as Risk Manager for TFS entities, including ensuring new business acceptance and administration processes are fully respected, you will manage special projects as and when required affecting TFS entities business. You will support Trust Administration Management and team with technical and practical guidance, including organization of internal and external training and development to improve expertise and competency standards.You will organize a minimum of two full board meetings per annum, preparing board papers and reports, as required for review in advance; and ensuring board meeting Read more […]
Risk Management and Control Manager
Are you an experienced risk management professional with a proven track record of providing advice to financial service clients on regulatory risk management? If so, this market leading accounting and consultancy firm is looking for a Risk Control Manager to join their practice.The successful candidate will help lead the development of this firm’s risk management practice in Singapore, and across the wider South East Asia region. This is a broad role, and the successful candidate will be expected to provide advice to clients, participate in industry briefings and provide support to audit engagement Read more […]
Deputy Head of Sanctions
Harvey Nash is working on behalf of a leading global bank who currently have an exceptional senior opportunity to join the Financial Crime team based in Glasgow. Our client is seeking a senior individual who has extensive experience of Financial and Economic Sanctions to join them on a permanent basis. The team remit covers policy, technical definition, constant advice and guidance as well as maintaining a general oversight of key financial crime controls. You will work with the Head of Sanctions to develop the sanctions vision across the globe. The role holder will be responsible for managing Read more […]
Interim Head Of Compliance Monitoring
The role will involve conducting focussed compliance monitoring ensuring the business is complying with regulation and best practice is met throughout the business. The candidate will be a seasoned compliance professional with a proven career in hands on oversight and assurance able to successfully administer a risk based compliance monitoring programme. The role will also involve Operational Risk ensuring the controls and risk management within the business is met, mitigated and reported. The candidate will also monitor and report on Training competence so previous experience in this area Read more […]