Systems Analyst/Business Analyst – Compliance/Fraud
Systems Analyst/Business Analyst – Compliance/Fraud – SASMy client a leading Investment bank is looking to hire a Systems Analyst/Business Analyst to join their Fraud/Crime Greenfield Programme on a long term contract.The successful candidate will be working on high profile initiatives to drive change.Essential Skills: *IT Systems/Business Analyst*Business knowledge: Financial Crime Risk / Fraud/ Compliance / Regulatory projects *Investment Banking background ideallyLondon based. If you’re interested please send an updated CV or call for more details.Key words: systems analyst, business analyst, Read more […]
Senior Compliance Policy & Advisory
The role entails working in conjunction with the Head of Team in the Provision of leadership and day to day management for a team of Compliance professionals, whilst providing expertise in Compliance matters for specified tasks or projects; and Assisting local business management to identify, assess, mitigate, manage, advise and or report on Compliance risks. (Note this is a proactive function and is not limited to advice or counselling services only). Requirements: Candidates must have a thorough understanding of the FCA rule book from Retail/Wealth perspective. Proven experience in RDR is also Read more […]
Legal Advisory
Key responsibilities To provide senior advisory support in relation to various areas such as ISDA/Repo documentation, FCA regulatory CASS aspects and Prime Services work. Dealing with ad hoc queries raised by the front office and internal documentation team relating to general ISDA, repo and stocklending work as well as FCA CASS or custody related queries and prime services matters. Ad hoc negotiation/drafting of documentation may also be required. Skill Set Required Preferably experience in prime services and/or regulatory work Lawyer English Law qualified Private practise or investment Read more […]
Sr Credit Risk Portfolio Mgr Job
Sr Credit Risk Portfolio Mgr (Job Number: 1313910)DescriptionSenior Credit Portfolio Manager Broker Dealers Hedge FundsThis is a senior credit position with responsibility for approval and overall credit risk management of the Broker Dealers and Hedge Fund portfolios within BNYM.. This position falls within Global Financial Services Credit. This person will need to interact with clients, internal management and regulators so strong communication skills are preferred.The CPM is responsible for executing the credit strategy for specific institutional credit portfolios. The CPM is ultimately responsible Read more […]
AIS Internal Control Sr Specialist Job
AIS Internal Control Sr Specialist (Job Number: 1313576)DescriptionAIS Internal Control Specialist, Sr is responsible for performing internal control reviews and self assessments to assist in establishing and maintaining a sound internal control enviroment within AIS Operations. Additionally, would work with the Global Head of Internal Control to ensure the control environment across all areas of responsibility are sound, and that BNY Mellon AIS Operations are meeting client needs. The incumbent will be responsible for management of control and risk activities for multiple business units or teams Read more […]
On Boarding Specialist
My client, a leading global bank, is looking to hear from a KYC analyst to join their account opening team as a review specialist. Excellent opportunity to join a leading department on a long term contract. The contract is initially 6 months however due to the size of the project this is likely to be extended.Candidates with a second language would be preferred because the team deals extensively with EMEA region.Responsibilities:* Responsible for ensuring that the business is compliant with all Bank policies and local legal requirements in the EMEA region * Ensure that documentation requirements Read more […]
CSD Project Manager, Sr Job
CSD Project Manager, Sr (Job Number: 1313544)DescriptionDefine and initiate projects across Investment Services Client Service Delivery and implement initiatives to ensure a successful and timely conclusion. Identify key strategies and cost analysis critical for the growth and success of project for senior management. Coordinate technology, business, operational and other internal resources during planning, development, testing and implementation phases. Coordinate and manage the implementation of tasks involving third party vendors. Participate in senior management discussions to maintain communication, Read more […]
Head of ACD Services
DUTIES AND RESPONSIBILITIES a. To ensure that a risk assessment of the proposed Fund Sponsor Client and the nominated Investment Manager is performed prior to acceptance of the appointment and to make recommendations to the Board on risk issues to be considered prior to deciding whether to enter into a relationship. b. To ensure that an appropriate monitoring plan, (desktop review of MI, regular meetings and on-site reviews), relative to the risks assessed with the Fund Sponsor Client and the nominated Investment Manager and in the context of the fund(s) managed, is operated to ensure that oversight Read more […]
Senior Legal Counsel
Key responsibilities include:Drafting and negotiating a wide range of agreements (including, but not limited to, sales and marketing materials, corporate and fund documentation).Producing legal internal management reports for senior management on a timely and accurate basis.Providing labour, employment and dispute advice to support the HR team.Monitoring financial regulations that may impact the business, updating and supporting the internal Compliance team.Managing any other legal tasks as they arise. Requirements:Legal qualification from a recognised legal jurisdiction.Proven delivery of company Read more […]
Business Analyst
Business Analyst – Compliance and Financial Crime A global investment bank are looking to hire a Business Analyst with an excellent background in Financial Crime, Compliance and/or Group Fraud to support a number of business processes and work with development teams. The successful candidate will have strong understanding of Financial Crime and Fraud from an Investment Banking background to play a pivotal role in streamlining systems and processes on a global scale. In addition, it will be necessary to have experience of working with development teams abroad as well as dealing with challenging Read more […]