AML – Fraud/Sanctions – Deputy MLRO recruitment
Main purpose of the roleTo assist the MLRO in respect of the anti-money laundering (AML) function in relation. To act as the Deputy MLRO in the absence of the MLRO. By definition the AML Function is responsible for dealing with all aspects concerning financial crime including money-laundering terrorist finance prevention, sanction, corruption and fraud issues.ResponsibilitiesAssist the MLRO and act as deputy on day-to-day and ad-hoc projects/reviews/tasks within the MLRO function, including:Contribution to the Commerzbank Risk Analysis;Liaising directly with the Client Verification Team Read more […]
Vice President / Executive Director, Asia Pacific Enterprise Financial Crimes Compliance recruitment
JOB PURPOSE This Vice President / Executive Director position will be a key part of the Asia EFCC team, responsible for the implementation and oversight of the region’s anti-corruption programme, including programme governance, policy development, training, quality assurance, monitoring, exam coordination and policy enforcement. The recruitment of a more junior compliance officer to join the team is planned for 2013. The successful candidate must have anti-corruption experience, including an understanding of the Foreign Corrupt Practices Act and UK Bribery Act. An understanding of the operations Read more […]
UK Compliance Director recruitment
Overview:Reporting to the CEO, the successful candidate will join a leading provider of integrated real estate services and will be responsible for ensuring that the organisation conducts business in compliance with ethical business practices, company policies and legal requirements; especially with regards to Preventing Money Laundering and Terrorism financing, Anti-bribery and Corruption, Conflicts of Interest and Professional Ethics.Key Responsibilities:• Co-ordinate regulatory examinations (RICS, FSA) and any other investigations prompted byrequests from clients or their counsel.• Prepare Read more […]
Compliance Officer ( DFSA Licensed ) recruitment
In this role, you will be the sole person in charge of Compliance activities, reporting to the CEO in collaboration with the Head Office, and MUST be DFSA qualified (licensed).In this challenging role, your daily tasks will include but will not be limited to:Handle all compliance and regulatory affairsKeep up-to-date with changes of local laws/regulations and the effects on internal policiesReview and revise compliance manuals, company policies and proceduresApprove account-opening documentation and report any irregularitiesLiaise with local regulators and authoritiesLiaise with the Head Office Read more […]
Compliance Adviser / Senior Compliance Advisor recruitment
Job Description * Promote, lead and manage the culture and practice of compliance with the letter and spirit of legal and regulatory requirements and ethical standards in the conduct of business and to assist the Head of Regulatory Compliance in HK in overseeing the country compliance with the above requirements and standards * Assist Head of Regulatory Compliance and Management to ensure that the Bank and its subsidiaries operate in accordance with (a) all regulatory and legal requirements and (b) all Group standards of conduct, so as to protect and enhance the reputation of the Bank and its subsidiaries Read more […]
Financial Crime Surveillance Analyst recruitment
Leading International Bank is now seeking a Financial Crime Surveillance Analyst to join their Financial Crime team. The desired individual will be responsible for: Desk-based monitoring of Cash Equities proprietary, customer activity/transactions. Identification and investigation of suspicious activity and escalation where appropriate. Financial Service background with extensive AML/Financial crime experience and a wealth of AML surveillance experience is highly desirable. Please only apply if you meet the desired criteria.
Compliance Manager – Regional role for top tier Financial Advisory recruitment
About Our Client Our client is a top tier financial advisor that offers a full range of financial advisory services including MA and strategic advisory and financing advisory, including restructuring. They offer trusted, independent advice to regional corporations of all sizes, as well as to overseas investors.Job Description Providing regulatory compliance services and support to regional offices Technical roleThe main responsibility of the job will be to ensure the comprehensive implementation of the compliance manuals for all divisions in the Southeast Asia offices and on-going monitoring of Read more […]
Compliance Advisory, Private Banking recruitment
Compliance Advisory Private Banking A successful Private Bank enjoying expansion in the region is looking for a Compliance Advisor to support the Head of Compliance, Private Banking in Singapore. The candidate to win this role will be responsible for: Implementing AML and CDD procedures across the bank Managing an reporting Regulatory Risk and Financial Crime Develop and maintain policies and procedures Report to management on key regulatory risk Maintain relationship with MAS and other key regulators The successful candidate will have the following experience Read more […]
Attorney for Corporate Treasury and Disclosure recruitment
Position Category: Legal/CompliancePosition Title: Attorney for Corporate Treasury and DisclosureJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Doctorate DegreePosition Description:Counsel within Company Law assisting Corporate Treasury and Financial Reporting team on the following matters:• Counsel to Corporate Treasury in connection with worldwide corporate finance activities, including the Firm’s securities programs in the global markets, both structured and unstructured (including SEC-registered, Rule 144A and Regulation S), MTNs and Guarantees• Interaction with Read more […]
Assistant Manager, Compliance recruitment
Job Description:Conduct regular compliance monitoring procedures and checkingHandle disclosure of interest and other reporting and filing for the groupHandle licensing related matters and other regulatory filing for the group and liaise with SFC on their enquiriesHandle trade and staff dealing approval and monitoring and review trade-related and staff dealing-related reportsProvide advice and guidelines, including briefing sessions, to staff on compliance issues relating to the regulated activitiesFormulate compliance training programs for staffCoordinate with IT on system enhancement and user-acceptance Read more […]