Assistant Compliance Manager recruitment
A prestigious, global, Asset Management Group are looking for a Compliance Manager to join their team to provide significant input, development and support of compliance standards, policy, strategy and controls within the business.The role will include, but not be limited to:• To assist in preparing an annual plan for that adequately reflects the compliance accountabilities and compliance risks (including money laundering risks) and implement the agreed plan• Assist in ensuring that the Private Bank Cross Business Monitoring Team (‘CBMT’) can complete their compliance monitoring plans. Read more […]
Lawyer recruitment
As part of the Asia Pacific IT, Contracting and Shared Services Legal Team, you will collaborate closely with the team to provide advisory legal support to the various business areas. You will report into the Asia Pacific Head for IT, Contracting and Shared Services Legal and be responsible for the following key tasks: Key tasks and responsibilities include:Work within the IT, Contracting and Shared Services Legal team with a focus on Technology, Intellectual Property, Procurement / Vendor arrangements, Outsourcing, Data Management and Privacy, Corporate Real Estate and general commercial matters Read more […]
Director of Compliance recruitment
Our client has two main business divisions – an equities-only brokerage platform as well as Investment Management.To be successful for this role, you will have:- At least 10+ years experience in compliance- Extensive experience with FSA-regulated companies- Must be based in London, UK- Superb interpersonal skills as well as demonstrating a strong work ethic- Fluency in EnglishIn addition, you will have strong analytical and communication skills, as well as an excellent ability to multi-task.Our client offers you long Read more […]
Risk & Compliance Lawyer recruitment
A top 10 international law firm is looking for a Risk and Compliance Lawyer for a maternity cover contract. You must be fully qualified lawyer who is immediately available and has a strong desire to pursue a career in Compliance. This position will sit within a busy team of qualified lawyers who are managing the firms’ risk exposure so will require strong organisational skills and the ability to make quick, important decisions and give advice to senior partners within the firm. This position does not require previous risk and compliance experience, however you do need to express a keen desire to Read more […]
AML Team Leader recruitment
Main Function:The job holder will be responsible for ensuring:Compliance with policies, procedures and US regulations for the Correspondent Banking and Corporate Banking line of business in relation to AML surveillanceThe bank meet its statutory obligations for reporting suspicious activityThis will involve investigation of suspicious activity from alerts generated by surveillance systems with SAR reporting as appropriateMain Responsibilities:Process Activity – 90%Act as team lead for analysts who conduct AML investigations from alerts generated from Mantas using internal/external research toolsConduct Read more […]
Senior Legal Advisor – Investment Banking (German speaking) recruitment
This rewarding position requires the successful applicant to complete all legal documentation tasks related to the production and distribution of structured products. Besides that, your tasks are as follows: Preparation of documentation listings and liaising with SIX, FINMA, etcInitialising, verifying and negotiating contracts together with external partiesContinuous observation and implementation of regulatory amendments Negotiate various agreements (license, services, sales and cooperative agreements)Support legal operations across EU and Dubai Requirements for this position include:Swiss attorney Read more […]
Compliance Manager/Officer recruitment
A top securities house is looking for a compliance manager to be based in hong Kong. We are targeting individuals from audit firms, brokerage, regulatory authorities, investment banks with between 3-7 years of experience to be based in Hong Kong. Role: -Management of SFC HKEx Licensing compliance -Ensure compliance with the firms policies by all the firm employees -Conduct AML review and control including KYC, due diligence, and identification of suspicious activities. -Trade monitoring of firm employees, including reviews of errors This role is an exciting opportunity with a top securities house Read more […]
EUROPEAN GENERAL COUNSEL – FINANCIAL SERVICES DIVISION recruitment
We are well established global commodity trading firm with a fast growing financial services division encompassing brokerage activities in fixed income, equities, foreign exchange and listed and OTC derivatives.Presently we are seeking to appoint an experienced lawyer with a compliance background to the newly created position of European General Counsel in our financial services division. Working in our London office and reporting directly to the divisional Managing Director you will be a key participant in the division’s management team and tasked with managing the legal and compliance risks Read more […]
AML Officer recruitment
Principali responsabilità ed attività:-Coordinamento del team AML- Supportare il responsabile antiriciclaggio per creare una cultura aziendale sulle relative tematiche;- Supportare il responsabile antiriciclaggio nel fornire consulenza e formazione ai vari dipartimenti della Banca;-Implementazione in Italia delle Policy di gruppo in tema AML-Implementare e monitorare la realizzazione di attività di Risk mitigation e remediation plan in tema di AML- Implementare le attività previste nel MLRO Governance Manual tra cui in particolare: • Analisi della normative in tema antiriciclaggio Read more […]
ISDA Negotiator – Legal Master Agreements recruitment
London is an important centre for global English law documentation. The successful candidates will report to the London Head of Master Agreements who has responsibility for English law governed documentation globally under the responsibility of the Global Head of Master Agreements, also based in London. Main responsibilities Manage a caseload of ISDAs and related agreements (e.g. CSAs) and other master documentation based on approved formsNegotiate master agreements with counterparties in compliance with the Bank’s global standardsLiaise with the Bank’s relevant business lines and external Read more […]