Team Leader – Compliance – Credit Products recruitment
Our client is a major institution based in Ireland and they require a Compliance Team Leader to manage and oversee the risk structures within a particular Division.The overall Unit is broken into 4 different areas from across the core business; Credit Products. Deposits and Wealth Products, Payment Products and Distribution Channels (Retail and Direct Banking). This role with focus on the Credits Products unit.Develop and maintain the compliance culture across Business and Personal BankingEnsure a direct open line of contact is consistently kept between you and Managers and Senior ManagersAdhere Read more […]
Director, Compliance – Equities & Global Markets – AML focussed role recruitment
Director, Compliance- Equities and Global Markets, AML focussed role : for Global Financial Institution Overview of the role within the Business: -The position has responsibility for the implementation and maintenance of AML/Sanctions policy within the Bank . -This includes the execution of Group-wide Compliance Frameworks and Regional policy programs. -The position is further required to be an integral component of the any AML/Sanctions/CTF projects/programmes business operations, working with all facets of the business in achieving its purpose and business objectives. -The role must Read more […]
Senior Manager, Compliance recruitment
Support Treasury, Finance and Taxation FunctionsConsult, advise and influence at senior levelNewly created roleMacquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and freedom to grow your career whilst making your mark within a highly successful organisation. Key to our success is the entrepreneurialism we encourage in all our people. We give you the opportunity to progress your career as quickly as you can demonstrate your ability. Macquarie’s business is structured into six operating groups and Read more […]
In-house – Finance/Capital Markets – Dublin recruitment
Wide-ranging, challenging role for an experienced transactional lawyer with a leading global financial institution. You will be the sole lawyer based in our client’s Dublin operations, and a key member of the wider EMEA legal team. Your role will be broad and will include advice to senior management on cross-border transactional and regulatory issues, advising on new product development, advising on licensing regulations, and other general legal and company secretarial matters. Ideally, you will be an Irish-qualified lawyer, although applications from lawyers qualified in other common law or Read more […]
AVP – Compliance Counsel (5-7 yrs) – Singapore recruitment
Our client has a wide gamut of asset management businesses (including PE funds, real estate funds, and closed-end mutual funds) and they provide various financial advisory services, such as financial, strategic and restructuring/regorganisation advisory, as well as fund placement services.Job ResponsibilitiesThis newly created role will be perfect for a driven and ambitious individual who has personal impact and strong experience with the local market in Singapore, given the need to obtain and maintain licenses for the various fund management businesses in Singapore. Other responsibilities Read more […]
Legal Counsel / Company Secretary recruitment
You will independently provide legal advisory to the business and operations of the group and ensure a robust legal advisory program in protecting the legal interest and preserving the legal rights of the organisation. You will also provide corporate secretarial direction advice. Key requirements: -Good degree with at least 7 years’ PQE -Must be called to Singapore bar -Familiar with Singapore listing rules -Prior corporate secretarial experience essential -Independent, committed and self-motivated -Excellent communication and interpersonal skills -Ability to work under time Read more […]
AVP/VP – Control Room Surveillance recruitment
The primary function is to conduct surveillance against Employee, Customer and Proprietary Accounts to detect potential insider trading, market abuse, and/or violations of the Firm’s Trading Policies, as well as project-based work. • Conduct daily surveillance of Proprietary, Customer and Employee’s trading activities to ensure compliance with the Firm’s Watch Restricted Lists, Front-running and Insider Trading policies. • Perform research and investigations to identify the reason for potential violations. • Document research results and escalate violations and/or suspicious Read more […]
PARA LEGAL / LEGAL ASSISTANT recruitment
This role will be very hands on and will report directly to Senior Management. You will be visiting a number of clients with the managing partner and will need to be a confident, self starter. The successful candidate will have 1-2 years experience with a top tier firm and relevant qualifications. Arabic speaking is desired but not essential. Excellent packages on offer.
Compliance Advisory : Asset Management recruitment
Our client is one of the world’s leading asset management firms based in the heart of the City of London Role Description The position is within the Compliance Advisory function servicing four dynamic, interesting and distinct investment and advisory business areas within EMEA. The Compliance Advisory function is responsible for providing qualitative compliance advice to the various business divisions in respect of activities, products and services within the EMEA region. The ideal candidate will have a minimum of 3-4 years relevant experience within financial services, ideally within Compliance Read more […]
Equities Counsel – Investment Bank (3-6 years pqe) recruitment
Equities Counsel – Investment Bank (3-6 years pqe) Our client, a major international bank, seeks to recruit a lawyer with experience in equities and/or derivatives law to assist its structuring and sales business by providing legal advice on various structures of equity linked structured products (both structured notes and OTC products) and fund linked structured products. Applicants should have at least three to six years pqe at a recognised derivatives institution or a primary international orHong Konglaw firm in this field. The responsibilities of the successful candidate will include working Read more […]