Compliance Manager, Retail Banking ($45-75K/mth) recruitment
The Company An excellent opportunity has arisen to join an expanding international bank who’s known for providing extensive career opportunities and promotion from within its ranks. Utilize your Compliance experience in Retail Banking by applying now! The Role Reporting to the Head of Compliance, the successful candidate will be responsible for developing, implementing and monitoring policies and procedures to ensure compliance with relevant legislative, regulatory and policy requirements, identifying compliance and control across the business, assisting in reviewing and analysing changes to legislative Read more […]
Compliance Technology Analyst recruitment
The role is to document all systems used by Nomura in EMEA to trade, book, settle, pay, manage positions and maintain static data , demonstrate their interoperability and evaluate their appropriateness for Compliance use. In addition to documenting the system ‘universe’, it will be necessary to:• identify all products traded by Nomura;• link products to the appropriate system(s); and• develop a process to ensure that all new or changed systems/products are notified to Compliance via the NEPAL and BENGAL systemsThe candidate will require excellent interpersonal, investigative, technical Read more […]
Client Due Diligence Analyst recruitment
To help promote, lead and manage, throughout the Business, the culture and practice of FCR risk management within the letter and spirit of the law and UK regulations and in accordance with Group standards. To help promote, lead and manage, throughout the Business, the culture and practice of FCR risk management within the letter and spirit of the law and UK regulations and in accordance with Group standardsKey responsibilities:• Review and Approve CDD documentation for high risk clients• Respond to all queries with regards to CDD from the business• Carry out monthly quality assurance Read more […]
Legal Executive / Manager – Funds Contracts (LE/M-FC/SW140212) recruitment
Our client is one on both the Regions and Worlds leading Investment Banks and this is a business critical role will sit within the Global Transaction team and an excellent opportunity for candidates with strong experience around Funds TC’s An excellent opportunity for an experienced Legal Professional with a strong track record in to coordinating with internal and external resources on documentation negotiations through to completion. The product documentation in question sits with Securities and Funds Services business including custody, ETFs, Trustee, Mutual Funds, Hedge Funds Read more […]
Senior Advisor, Financial Crime Risk (1-year contract) recruitment
Job Description This role is offered on a one year contract basis in support of ongoing work to enhance Financial Crime Risk (FCR) compliance advice in the region and across Wholesale Banking (WB). It consists of two parts, with coverage expected to be split 50:50 between regional AML advisory work for South and South East Asia, and compliance assurance work for the Central WBFCR team. The balance of work may fluctuate based on demand. The Advisor provides advice on AML and sanctions risks related to all WB clients in the region subject to Enhanced Due Diligence under the WB customer due diligence Read more […]
AML- AVP recruitment
This role is effectively there to ensure the implementation of the Anti- Money laundering (AML) and Counter Financing of Terrorism (CFT) compliance regime across APAC. Responsibilities will include: To provide advisory to all staff on AML/CFT matters To perform transaction monitoring and reviews on client accounts and transactions To provide training to staff on AML/CFT To conduct enhanced due diligence and investigations To conduct periodic reviews and auditing on high risk/PEP accounts To review and approve account opening requests for specified accounts Read more […]
Associate Director – Compliance Manager recruitment
Associate Director – Compliance Manager – Group Regulatory Compliance – LondonMy client, a global banking group, is seeking a Regulatory Compliance Manager to join their team in London on a permanent basis. The successful candidate will be working with colleagues within the group centre to deliver compliance risk management processes to mitigate any regulatory financial risk. This is a very high profile role that will be dealing with very s enior stakeholders within the business and as such will be a very visible position. You will need the gravitas and communication skills to challenge and have Read more […]
VP, Control Group recruitment
Key responsibilities: – This role will work closely with internal team members across legal and compliance as well as front office, in order to identify issues that need to be addressed by policy and procedures. – Act as a point of contact and spokesman for APAC policy on a global level, providing creative solutions and advising on new procedures. – Project management for ongoing projects relating to areas such as Chinese Walls and Employee trading. – To provide coverage across the core control room tasks, including conflicts clearance, wall crossings, restricted and watch lists, review of Read more […]
Compliance Advisory Review- VP/ AVP recruitment
The position itself involves working with a team of three people across the region identifying high profile compliance issues in each of the respective teams and helping to draft additional process and policies to mitigate against additional risk that would leave the bank with too high a level of exposure. Unlike other review roles, this position will not merely involve advising the compliance heads of the teams but also driving change and working with the front office. Additional Responsibilities will include: Working with the product advisory teams in the region to prioritize areas Read more […]
VP – AML – Governance & Metrics recruitment
Job Title: VP AML – Governance Metrics Salary: HKD $850,000 – $1,220,000 Location: Hong Kong Summary: My client is a top tier Global Investment Bank that is looking for an AML specialist to help develop its Governance and Metrics function. Your main responsibility will be to conduct enterprise wide, risk assessments of the Bank’s AML function which you will have to present to Senior Stakeholders throughout the business. This is a great opportunity for an AML expert to challenge their knowledge in a Regional role that offers excellent exposure across the Bank. Requirements: You must have Read more […]