Compliance Officer/Manager – Trust Company – Singapore recruitment
Job Responsibilities:Regulatory MonitoringDevelop annual compliance work plan and maintain regulatory compliance checklists/control self-assessmentsConduct compliance reviews and investigations; identify lapses weakness and recommend/follow-up on appropriate remedial action to ensure compliance with regulatory requirementsIdentify and assess compliance risks associated with the business activities of the company, including risks in relation to new products, business and client acceptanceMonitor staff training plan and conduct training to promote awareness of regulatory requirementsAnti Money Laundering Read more […]
Compliance and Risk Officer recruitment
Job Scope:Responsible for:ComplianceProduce and implement a structured compliance monitoring planProvide regular monitoring reports and a detailed quarterly Compliance report to Risk Committee. Co-ordination, monitoring and reporting of executive level complaints.Timely escalation of emerging risks and issues. Provide guidance to business areas on unregulated compliance matters. Subject matter expert on all internal compliance policies and provide guidance to staff when required. Monitor regulatory developments with an impact and report to the Risk Committee on a regular basis. Oversee Anti Money Read more […]
Senior Manager – Compliance recruitment
Our client is a global asset management company who is currently looking to recruit an interim senior manager – Compliance, UK Distribution.The successful candidate will work with UK Distribution, Group Compliance and Internal Audit to provide reasonable assurance of Distribution’s compliance with its regulatory obligations and the effectiveness of the control environment. Duties include;-To provide advice on all relevant regulatory matters across all areas of UK Distribution and work closely with senior management on any compliance issues that may arise. -To coordinate with the Head of Compliance Read more […]
Head of Group Compliance recruitment
Our client is an international bank based in Manama, Bahrain. As they continue to grow and develop, they are looking to recruit a Head of Group Compliance to cover operations in MENA, Europe, Asia and America.As Head of the Group Compliance division, daily duties will be broad and varied. A complete understanding and ability to demonstrate a proven track record of all areas of Regulatory Compliance will be required, with key strengths in governance, policy and regulatory reporting being expected. The Head of Group Compliance will have full responsibility for all areas of financial regulation Read more […]
Compliance Manager, Trade Finance Business recruitment
Attractive SalaryStable and Growing Business About our ClientOur client has a history of stability and steady growth in the region and an excellent opportunity has arisen a Banking Compliance professional to join their Regional Compliance team based in Hong Kong. Job DescriptionManaging the Trade Finance Business Compliance, You will be responsible for: Formulating and reviewing compliance policies and conducting compliance checking Monitoring the Group’s operational procedures and activities to ensure adherence with regulatory requirements Advising management and the business on compliance issues Read more […]
International Temporary Contractor, GWIM Compliance recruitment
OverviewBank of America is one of the world’s largest financial institutions, serving individual consumers, small and middle market businesses and large corporations with a full range of banking, investing, asset management and other financial and risk-management products and services. The company provides unmatched convenience in the United States, serving more than 59 million consumer and small business relationships with more than 6,100 retail banking offices, nearly 18,700 ATMs and award-winning online banking with nearly 29 million active users. Following the acquisition of Merrill Lynch on Read more […]
Controller recruitment
REPORTS TO: General Manager FUNCTION: Financial executive for the division EXEMPT POSITION PRIMARY RESPONSIBILITIES: Provide timely and accurate financial information Closing records—month, quarter, annualOutlook (forecast) revenue and income semi-monthlyAnnual plan (budget) and 5-yr planDepartment budget analysesFinancial reports and trends for day-to-day business managementManage all financial, accounting, and IT operations including accounts receivable and payable, inventory, billing, collections, payroll, and auditing. Train and supervise two-person accounting Read more […]
Reporting and Governance Leader recruitment
Due to continued expansion, this leading global Financial Institution is looking for a Reporting and Governance Leader to ensure that European Mortgage and Restructure Group is prepared for increased regulatory oversight considering existing bank regulatory practice and guidance and evolving potential future supervisory requirements and expectations.Main responsibilities will include: • Identify, prioritize, monitor and manage regulatory readiness/business improvement projects, ensuring right resources, timing and sequence of projects• Report progress and status of regulatory Read more […]
In-House Lawyer – Private Family Office recruitment
Our client is a well-established family-owned private office with operations world-wide. To join their existing team, they are looking for an experienced In-House lawyer to take on responsibility of all legal matters throughout the group on the private and commercial side as well as the management of specific asset classes. The successful candidate will be part of the senior management and managing a small team.To be considered for this role, candidates should have:-Between 8 and 15 years professional experience-Solid employment history in private practice and family office, previous employment Read more […]
Private Office Executive recruitment
Our client is a well-established Private Office with operations worldwide covering family governance, commercial activities, and luxury conciergerie, as well as asset management.Working closely together with other senior professionals in the team and liaising as and when required with third parties, you will be handling and overlooking across various jurisdictions the day to day legal as well as operational management of properties and private yachts in western jurisdictions. Drafting, reviewing and negotiating legal documents and agreements well as providing legal advice on strategic planning Read more […]