Compiance Officer in Switzerland recruitment
Job description:The succesful candidate will deal with Kyc and Compliance issues and will provide support with the drafting of Legal documentation and on the reviewing of files on a daily basis.Requirements- Education and professional experience in Switzerland is a must-Strong background in Legal and Regulatory-3 to 8 years experience as a Compliance Officer-Fluent English and French. Another lanaguage is highly benefical-Strong organisational skills, motivation and willingness to progress.To apply for this job, send your CV in word format to compliance@carltonseniorappointments.com Read more […]
Senior Compliance Officer (H/F) LMIM501803 recruitment
Your responsibilities will include:–Ensure compliance of the Company with its obligations as a UCITS Management Company in respect of its management of UCITS products;–Oversee the operational environment of Luxembourg domiciled products and its com-pliance with Luxembourg regulation and otherGroup Compliance policies;–Provide advice and guidance to management concerning interpretation of Luxembourg laws and Regulations. Keep the management company and delegated investment man-agers informed of regulatory developments applicable to Luxembourg domiciled products;–Respond to and acting as liaison Read more […]
SENIOR MANAGER – ADVISORY COMPLIANCE recruitment
S ENIOR MANAGER – ADVISORY COMPLIANCE – LONDONMy client, a major B ritish financial institution, is seeking a s enior manager to provide compliance advisory services to various private side teams. The successful candidate will be working directly with the Head of Private Side Advisory Compliance and will need to build and maintain strong relationships and d rive compliance c ulture within the business.Responsibilities:Understand the mainstream lending businesses and regulatory expectations relating to them.Provide the link between private side teams (including Project Finance, Acquisition Finance Read more […]
Compliance Associate Director/Director recruitment
The individual will join a team of compliance professionals, reporting to the Head of Compliance. 8 to 10 years of relevant experience Familiar with Private Banking Code of Conduct Confident to give advisory to the business Capital markets exposure is strong advantage (Corporate Finance) Experience in a private bank environment will be a strong advantageInterested candidates please forward your resume in word format to fs@hrnetone.com.We regret only suitable candidates will be shortlisted. Read more […]
Experienced AML Officer recruitment
The main objectives of this position will be :• To support the Group MLRO in its different responsibilities in the fight against money laundering / terrorism financing (client acceptance, monitoring, reporting to the authorities);• To participate to the daily monitoring of (suspicious) transactions;• To provide opinion on business requests in the AML field;• To participate to regulatory / legal watch on AML;• To enhance the existing AML framework at Group level (monitoring scenario, procedures,…);• To perform Compliance quality controls in the field of AML in subsidiaries / Read more […]
Compliance Manager – Global Markets recruitment
The compliance function is critical to HSBC’s ongoing compliance with industry regulations and therefore it’s reputation in the Australian financial services industry.A rare opportunity has become available for an experienced Compliance Manager to support our Global Markets business. This position will have a particular focus on the Global Markets and Global Investments departments of HSBC Australia. This opportunity has the flexibility to be a full time (5 days per week) position, or a part time (3 days per week) position. The role of Compliance Manager, Global Markets will be to oversee, Read more […]
Compliance Specialist recruitment
Niemann Capital Management, Inc. is a rapidly growing, dynamic RIA firm where every individual makes a valuable contribution to the Company’s success. We pride ourselves on delivering the highest level of service in the Financial Services industry.We offer competitive salaries, employer-sponsored benefits for employees and dependents, 401(k), tuition reimbursement, casual dress and bonus/incentive programs.About the OpportunityWe’re looking for individuals who are interested in long-range career growth and have the strategic ability to plan for their professional futures. We offer a unique culture Read more […]
New AML Supervisor, Dublin. recruitment
Our Client, an internationally recognized company in the banking industry, is seeking an experienced AML Supervisor for a 9month contract. Location: DublinSalary: 40k Responsiblities of the AML Supervisor: Managing the AML Team and ensuring compliance to Service Levels agreed Affectively communicating to clients and brokers regarding AML issues Reporting suspect account holders Working across a variety of Funds Requirements of the AML Supervisor: Third Level Business Degree Recent and in-depth experience with AML and Funds Management experience Client Relationship experience Read more […]
Advert Detail: Compliance Monitoring Manager recruitment
Our client, a leading investment banking organisation, are currently recruiting for a talented and highly motivated Compliance Monitoring Manager. The successful candidate will be reporting to the Head of Compliance Monitoring and duties will include: • Assisting in the preparation of the annual risk-based Compliance Monitoring Plan and maintenance of the supporting compliance risk assessment framework • Executing Compliance Monitoring Reviews or specific Regulatory Testing, including – o analysing applicable regulatory requirements o developing Compliance Monitoring review programmes Read more […]
Senior AML Officer recruitment
The RoleThis is an exciting opportunity to join a business as it experiences growth and where you will have the chance to truly partner with the business. Key tasks will include but not be limited to:Building and maintaining excellent relationships with the business and key stakeholders in order to influence and foster a culture of AML risk mitigationDrive the implementation of AML policies and proceduresProvide specialist AML advice and guidance, mitigating risk and ensuring best practice is followedAnalyze emerging risks in relation to client composition, markets and geographies, products, service Read more […]