Tax advisor – need a new step in your career! recruitment
By integrating their consultancy team, you will evolve in an elite team; composed exclusively by high level profile (85%of them has a Bac + 5 degree. You will grow in a multicultural environment (22 nationalities are represented) and you’ll have access to a large training program. The philosophy of the company is based on meritocracy. If you invest energy in your job and if you achieve good results, you will grow within the hierarchy of the company. Some people can get to a managerial level after 5 years and have access to a percentage of their profits. Your responsibilities:• Manage Read more […]
Compliance officer based in Luxembourg office recruitment
Job details:The succesful candidate will join a team of four and start in January 2012. He will be working on strategic projects and put his expertise to the use of the team.Criteria: – 7 to 10 years experience in compliance- experience on strategic projects-experience in banks-experience in dealing with private portfolio-languages: English and French are mandatory. Italian and/or Spanish would be a significant advantage-education: degree and masters-the candidate must be hard-worker and extremely dedicated.Keywords: Compliance, Luxembourg, bank, finance, asset management, Compliance officer, Read more […]
Compliance Analyst – AML – South East Asia Region recruitment
The main responsibilities include keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the business; providing advice, interpretation recommendations, as well as implementation managing the governance of related policies practices.Requirements• A recognized tertiary education in either Business Management, Banking, Finance or Law• At least 5 years of related working experience in a Retail Banking environment, preferably in the areas of business compliance and regulatory audit relating to Personal Financial Read more […]
Legal Counsel, Wholesale Banking recruitment
Key Roles Responsibilities -Be a contact for all other legal issues arising in the Wholesale Bank -Assist the Wholesale Bank in procuring that appropriate forms of legal documents are used for dealings with third parties which contain adequate protections and remedies to address credit and event risk, and to help determine that transactions with third parties are valid and enforceable under the laws of all relevant jurisdictions -To assist in the negotiation and completion of contractual documentation with customers and counterparties -To assist in the design and terms of structured and customised Read more […]
Compliance Officer recruitment
Job Description A large foreign bank is seeking a Compliance Officer that will be responsible for transaction monitoring and surveillance at the Bank and Broker/Dealer. They will research alerts and conduct thorough investigations and document results. The person will conduct regular surveillance activity as defined by Bank and Broker/Dealer policy and procedures. They will work with internal systems to complete regulatory reporting (SARs) to FinCEN. Key Responsibilities • Analyze transactions and transaction patterns related to Private Bank client activity to identify specific Read more […]
Compliance – Anti-Money Laundering – Analyst/Associate recruitment
BUSINESS UNIT OVERVIEWThe Anti-Money Laundering/Suspicious Activities Group (“AMLSAG”) has primary responsibility for the execution of the firm’s enterprise-wide AML compliance program and, among other things, performs enhanced due diligence and sanctions list screening processes, as well as surveillance designed to identify potential terrorist financing, money laundering or other suspicious asset movements. The Know Your Customer (“KYC”) team is responsible for developing and implementing the firm-wide Customer Identification Program (“CIP”) and conducts enhanced due diligence on Read more […]
MLRO x 2 – Global Investment Management Firm (Jersey/Guernsey) recruitment
The OpportunityDue to further growth, our client has a rare opportunity for two experienced Money Laundering Reporting Officers to join their Channel Islands operation. Reporting directly into the Head of Compliance for the Channel Islands, you’ll have full responsibility for ensuring procedures for the prevention of money laundering for all regulated license holders based on-site. The MLRO role itself is a broad one covering a variety of business areas (please call to discuss). In terms of regulatory obligations, you’ll be handling the receipt of any suspicious activity reports from the relevant Read more […]
Registrations, PA Dealing, Gifts and Entertainment recruitment
The central or core compliance function of a major investment bank is in a sense the engine room of en efficient, well-managed compliance function. It requires a mixture of technical knowledge, time management and razor sharp administration skills, deft relationship skills and sound judgement and decision making skills.The recent bribery act means that regulators will be taking a keen interest in the quality and timeliness of this function and this bank for one is giving it the status and recognition it deserves by creating these new roles at relatively senior levels.If you have experience of Read more […]
COMPLIANCE OFFICER – PRIVATE BANK – UAE recruitment
Key responsibilities of the role include:-Deal with all compliance and regulatory affairs and liaise with the local regulators; Advise on changes of local laws/regulations and indicate its implication in internal policies/procedures -Develop and implement compliance monitoring programs and identify needs for further enhancements-Analyze and monitor client complaints-Training of employees on internal procedures, guidelines and legal regulatory requirementsThe successful candidate will:-Have a minimum of 2 years experience with a top tier bank in the UAE-Have a sound knowledge of MS Read more […]
Compliance Advisor – Sales and Trading recruitment
ResponsibilitiesProvide day-to-day advisory service to Cash sales and trading, Emerging Markets, Program Trading and the Derivatives businesses on their various requestsDevelop policies and proceduresProvide support to the rest of the compliance team both regionally and globally on various project initiatives that are underway or in planning from both a compliance perspective as well as those initiated by the businessAssist in ensuring that all relevant policies and procedures are employed in the relevant sales and trading businesses across the firmWork with the rest of the European securities Read more […]