Information Security Compliance Officer recruitment
We are looking for a budding Information Security Compliance Officer to join our client to ensure that information security residual risks are managed and controlled.This is a fantastic opportunity to join a large and growing group and to really enhance your skill set. You will be working closely with the Information Security Compliance Manager to internally audit best practice and mandatory standards such as ISO 27001 / CCCC 55 and PCIDSS.Candidate requirement include: An auditing qualification or the equivalent of three years auditing experience A CISSO or ISEB in Information Security Management Read more […]
Compliance Manager-Monitoring recruitment
Compliance Manager – Monitoring – LondonMy client, a large investment bank, is seeking a Compliance Manager to join their team in London on a permanent basis. The successful candidate will be carrying out compliance monitoring activities to ensure the business is operating in line with current laws, regulations, codes and the group standards.Responsibilities:Build close relationships with both advisory team and the business.Prepare compliance risk assessmentsPrepare monitoring plansCarry out monitoring fieldwork/ desk reviewsTrack and follow up actions identifiedProvide regular updates on progress Read more […]
Head of Compliance, Hong Kong recruitment
Responsibilities: Supervise/Provide compliance advice to senior management/business on new product launches(HK,SICAV,US,Korean,Singapore,TW,Malaysian,Chilean,ETF,alternatives)/projects/geographical expansionsSupervise/ensure the firm is in compliance with HK SFC/US SEC regulationsRegistered as Chief Compliance Officer for the Hong Kong office with US SECCompliance Representative under India SEBIApproved Person with SFC for SICAV / ETF funds, Complaint Officer with SFC for the HK office, Money Laundering Reporting Officer/emergency contact person with SFCProvide compliance advice to senior management Read more […]
Head of Compliance (Hong Kong), International Investment Bank recruitment
The CompanyMy client is the world’s premier voice and electronic interdealer broker and provider of post trade risk and information services. The Group is active in the wholesale markets in interest rates, credit, commodities, FX, emerging markets, equities and equity derivatives. They believe that they can best provide the service their customers need by combining the strengths of their people together with technology – continuing to set the standard for the industry.The PositionEnsuring the Bank and Securities Business’ identifies and satisfies its regulatory obligations in the Asia-Pacific Read more […]
Quality & Risk Manager recruitment
A professional services organisation are looking to hire a Quality and Risk Manager to act as a specialist consultant for their internal risk team and the wider firm to act as an advisor on all aspects of quality, regulatory compliance and risk management.In order to meet the client’s requirements you will be an experienced compliance/risk management who has experience of working within a law firm or professional services firm. Alternatively you could be a qualified solicitor with sound experience within this area.You will demonstrate a good working knowledge of current regulatory best practice Read more […]
Legal Officer – Corporate Finance/Project & Infrastructure Finance Group recruitment
The DepartmentThis position will support two of Moody’s key lines of business, the Corporate Finance Group (CFG) and Project Infrastructure Finance (PIF).CFG has responsibility to manage portfolios of high profile corporate investment grade and non-investment grade issuers based in the EMEA region.PIF is responsible for rating debt issued by public and private infrastructure issuers and electric, gas and water utilities. Such issuers include project finance entities that are limited to a special purpose by law, regulation, or contracts, as well as infrastructure and utility companies not contractually Read more […]
Compliance – Private Bank recruitment
Our client is one of the most prominent Private Banks globally and has a strong vested interest in the Asian markets. They offer state of the art infrastructure, stability in their work force, strategy and commitment into the Asian markets and mobility to their employees. In this position you will be reporting directly to Director of Compliance and working closely with a highly professional team.As Compliance Specialist (VP) for Private Banking you will be responsible for the following:Providing advice on regulatory / compliance issues with respect to the launch, offering, structuring and distribution Read more […]
Regulatory Compliance Officer recruitment
Responsibilities:Establishing strategy, direction, policies and standards for regulatory compliance, and corporate governance according to internal and local regulatory requirementsIdentification, profiling and quantification of key strategic, business and macro regulatory risks for formulation of strategies, business model, policies and mitigation/resilience programs and infrastructures;Working with different LOB in establishing business, risk management and regulatory compliance platforms to support the Group and deliver firm strategyLiaise with regulators on new legislations and/or changes in Read more […]
Regulatory Compliance Consultant recruitment
Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to hire an experienced compliance professional to join our teamKey Responsibilities: • Provide clients with responsive regulatory advice and solutions• Update clients on regulatory change and advise on how it impacts their business• Provide advice on and draft changes to manuals and other compliance documentation• Set up relevant compliance infrastructure for clients• Carry out regular onsite compliance reviews • Involvement Read more […]
Surveillance Analyst recruitment
Global bank is looking for a Surveillance Analyst or their London team.OverviewTrade monitoring and surveillance of Equity and Fixed Income (FID) products. The role is varied and involves the analysis of various reports/alerts from numerous sources, the development, testing and implementation of new surveillance alerts and the maintenance of documentation covering the surveillance process.Day to day tasks will entail interaction with team colleagues, in addition to liaising with Compliance Advisory colleagues and other non Compliance personnel.On-the-job training will be provided as required from Read more […]