COMPLIANCE OFFICER & Legal all-rounder recruitment
Our client is a Swiss Private Bank with growing presence in Switzerland, Asia and the Middle East. Committed to traditional Swiss Private Banking standards, our client offers their Private and Institutional tailor made solutions to serve their sophisticated needs.Sole Compliance and Legal Representative on the ground and reporting into the Head Office in Zurich, your role will include but not be limited to:• Liaising with Private Bankers to ensure all account openings and transactions are fully compliant as per local regulations and Swiss standards• Training of employees on internal guidelines, Read more […]
Regional Director Equities Compliance recruitment
Main Duties- Main compliance support for the equities business, providing risk based practical commercial advice on regulatory and policy issues, development of new markets/products and providing training.- Alternative support for Sales and Trading front office professionals.- Regulation and policy advice and training to the business. This includes assisting with the interpretation and practical application of MAS regulations and applicable laws.- Conduct monitoring and review programmes for the Singapore regulated entities.You will be a:Degree educated individual with a good understanding of Read more […]
Compliance Project Manager – Interim recruitment
This Life and Pensions distribution business are seeking a Compliance Project Manager on an interim basis.Within this role you will be working on a business wide basis focusing on a number of projects which will include working with Executives and Directors.The right person for this role will have strong Compliance / Regulatory experience gained from a Financial Services environment. Experience gained from a distribution environment would be preferable. Previous Project Management experience from a Compliance environment would also be advantageous. Strong stakeholder management and communication Read more […]
Compliance Analyst – AML – Singapore, Asia Pacific recruitment
The main responsibilities include keeping abreast of regulatory developments in prevention of money laundering and terrorist financing activities to assess impact on the business; providing advice, interpretation recommendations, as well as implementation managing the governance of related policies practices.Requirements• A recognized tertiary education in either Business Management, Banking, Finance or Law• At least 5 years of related working experience in a Retail Banking environment, preferably in the areas of business compliance and regulatory audit relating to Personal Financial Read more […]
Financial Crime and Information Security recruitment
This dynamic and expanding global Insurance Broker is looking for a Head of Financial Crime and Information Security to join their growing team.This role will report into the Head of Compliance and involve formulating a Financial Crime strategy while leading the development and implementation of a fraud prevention programme. The role will also provide the opportunity to gain exposure to senior stakeholders across the business. The successful candidate will have previous experience within Financial Crime and Information Security. Experience within Financial Services is preferable. This role is Read more […]
Compliance Counsel (5-8 yrs pqe) Tokyo recruitment
To be successful for this position, you should have experience working with FSA and Type 1 licenses. Fluent Japanese language is essential, as is the ability to work independently on a range of matters. Ref: 10509/EF Learn more about this position now or apply today by contacting Hughes-Castell:+Call: +852 2520-1168+E-mail: hughes@hughes-castell.com.hk+Find the latest new jobs: http://www.hughes-castell.com.hk/
Senior Auditor, Sr. Director recruitment
Position Title: Senior Auditor, Sr. DirectorWorking Location: US – New York, NYEmployment Status: Full-Time RegularRequired Experience: 7 yearsRequired Education: Bachelors DegreeTravel Required: 0 Job ID: 1728Position Description: Fitch Ratings is a global rating agency committed to providing value beyond the rating through independent and prospective credit opinions, research and data. Offering a world of knowledge and experience behind every opinion, we transform information to deliver meaning and utility to investors, issuers and other market participants. Fitch Ratings’ global expertise draws Read more […]
Wealth Management Compliance AVP recruitment
The wealth management Compliance Department of this business work as a team to manage compliance risks for the Branch and Trust Company in areas including cross border activities, investment suitability, US persons compliance and the overall conduct of a business relationship. This is a broad and interesting role that will suit an indiviual who welcomes change.You will have:Minimum 4 to 6 years of relevant work experience; previous legal, compliance, regulatory or audit experience pertaining to wealth management. Audit experience in other areas will also be considered favourably.Knowledge of Read more […]
Compliance Manager – AVP/VP recruitment
About the roleLeading a team, you will be task to develop and coordinate compliance processes and procedures within the Enterprise Banking division. This includes providing guidance to various stakeholders on the requirements in their customer and business transactions. You will spearhead training programs, audit and review current practices and procedures. You will also be the key person liaising with internal, external audit and compliance related reporting. Requirements• Degree holder.• At least 7 years of solid experience in compliance and control environment. • Must have excellent Read more […]
Compliance Advisory- Assistant General Manager–Investment Bank recruitment
The successful candidate will provide pro-active regulatory advisory services to the corporate markets business area to help them manage, and support them in the adherence to, all established Compliance policies and procedures. This will include the provision of regulatory advice and guidance, encompassing risk identification and mitigation. You will direct the development of a business-focused compliance strategy and provide advice in order to facilitate the development of new products and services. In addition, you will assume responsibility for the initiation and management of a wide range of Read more […]