Compliance Administrator recruitment
A top 40 UK legal firm is currently seeking a Compliance Administrator to join their Finance department on a permanent basis. Reporting to the Compliance Manager, you will be performing conflict searches as required, as well as assisting with conflict work flow for the team. You must ensure the Firm’s clients (new and active) are screened in line with Government Sanctions Legislation and you will be responsible for managing the Firm’s Client Engagement process. This will require liaising with Partners, fee-earners and secretaries and include obtaining authorisation for rate agreements that deviate Read more […]
Top Tier Global Investment Bank seeks Junior Lawyers recruitment
A leading global investment bank is looking for junior lawyers to join their legal department in their headquarters in Berlin. The role offers a huge amount exposure for such a junior position, with successful candidates working directly with the banks leading wealth management and asset managers in both the UK and New York markets.The department is growing rapidly due to huge success over the last 12 months, and the team supports all aspects of the bank allowing candidates to gain exposure to multiple markets and later choose a specialty. The role includes unrivalled training from the banks ‘centre Read more […]
HSS Compliance Manager recruitment
Key responsibilities of the role will include: -Provide consultation and advice to business partners regarding Compliance to all applicable global and local Compliance policies and procedures and governing rules and regulations, including Anti-Money Laundering regulations-Review, understand and analyze the impact of regulatory changes and identify the relevant procedural changes to the respective business areas-Partner with other control functions locally and regionally, including Anti-Money Laundering, Operational Risk and Controls, internal and external audit functions in sharing best practices Read more […]
AVP – Surveillance/Compliance recruitment
The primary function is to conduct surveillance against Employee, Customer and Proprietary Accounts to detect potential insider trading, market abuse, and/or violations of the Firm’s Trading Policies, as well as project-based work. Conduct daily surveillance of Proprietary, Customer and Employee’s trading activities to ensure compliance with the Firm’s Watch Restricted Lists, Front-running and Insider Trading policies.Perform research and investigations to identify the reason for potential violations.Document research results and escalate violations and/or suspicious activity Read more […]
Experienced Legal Advisor (H/F) recruitment
{i}BNP Paribas Securities Services{/i} (BP2S), filiale du groupe BNP Paribas, figure parmi les premiers intervenants européens en matière de conservation de titres. Dans ce dispositif, {i}BNP Paribas Securities Services{/i} (BP2S) – Succursale de Luxembourg joue un rôle majeur en offrant à ses clients des services à forte valeur ajoutée tels que conservation de titres, prêt de titres, administration de fonds, mesure et attribution de performance, service financier dans le cadre d’emprunts obligataires. Pour soutenir le développement de ses activités, {i}BNP Paribas Securities Services Read more […]
Fixed Income Compliance Officer recruitment
This is a great opportunity for a fixed income compliance professional to join a dynamic surveillance group at a leading, global investment bank.The Fixed Income Compliance Officer will be responsible for:* Analyzing fixed income transaction alerts and exception reports* Provide reports to upper management* Ensuring that the bank is in compliance with applicable rules and regulations* Working with the audit team and regulators * Keeping policies and procedures currentThe ideal candidate will meet the following qualifications:* Series 7 * Excellent knowledge of fixed income products * Knowledge Read more […]
Compliance Director (Exclusive Mandate) recruitment
The successful candidate will take overall responsibility for the compliance function in London and be registered as the CF10 11, reporting into the Group Head of Compliance. They will cover a broad range of duties including (but not limited to):• Applicability of all areas of the FSA handbook (including senior management arrangements, conduct of business, training and competence reporting and notifications, money laundering and market abuse)• Development and maintenance of the compliance monitoring programme including the underlying risk assessment framework• Adherence to requirements Read more […]
Counsel, Banking Operations recruitment
Role OverviewThe EBRD’s Office of the General Counsel is at the core of EBRD’s challenging mandate to support the transition process in the 29 emerging markets of central and eastern Europe, including the Russian Federation and central Asia, including Mongolia. It handles all legal aspects of the EBRD’s lending and investment transactions, all legal aspects of the EBRD’s finance operations, including its borrowings in the international capital markets, liquid asset investments and derivative transactions, provides legal advice for institutional and administrative matters, and implements a legal Read more […]
Branch Bank Compliance Officer recruitment
Reports to the NY Branch CCOMonitor suspicious activity alertsSuspicious activity investigationsSARs draftingOFAC reviewsPrepare monthly compliance report summariesReview Bank product notesConduct regulatory researchCoordinate regulatory examsGather documentation for exams and internal auditsExecute testing for compliance’s technology applicationsLiaise with Global Headquarters regarding subpoenas and inquiriesReview and revise current AML procedure manualReview and revise current AML policy manualContinuously update and amend various compliance manualsDevelopment and draft new compliance policy Read more […]
Intellectual Property Counsel (m/f) recruitment
We are global leaders in the recruitment of specialists for permanent employment. For our client, an international luxury company, we are looking for anIntellectual Property Counsel (m/f)for a permanent position based in Geneva Reference number: 165210/7 Your Duties: In collaboration with the senior IP counsel, you analyse trademark clearance searches in several countries overseas, you advise and implement strategies to reduce riskLiaising with other IP departments, you participate to document drafting in English (affidavits, agreements, cease and desist letters…) and negotiation of Read more […]