Compliance Adviser / Senior Compliance Advisor recruitment
Job Description * Promote, lead and manage the culture and practice of compliance with the letter and spirit of legal and regulatory requirements and ethical standards in the conduct of business and to assist the Head of Regulatory Compliance in HK in overseeing the country compliance with the above requirements and standards * Assist Head of Regulatory Compliance and Management to ensure that the Bank and its subsidiaries operate in accordance with (a) all regulatory and legal requirements and (b) all Group standards of conduct, so as to protect and enhance the reputation of the Bank and its subsidiaries Read more […]
Assistant Manager, Compliance recruitment
Job Description:Conduct regular compliance monitoring procedures and checkingHandle disclosure of interest and other reporting and filing for the groupHandle licensing related matters and other regulatory filing for the group and liaise with SFC on their enquiriesHandle trade and staff dealing approval and monitoring and review trade-related and staff dealing-related reportsProvide advice and guidelines, including briefing sessions, to staff on compliance issues relating to the regulated activitiesFormulate compliance training programs for staffCoordinate with IT on system enhancement and user-acceptance Read more […]
Senior Compliance Manager, Banking (60-70k/mth) recruitment
The Company A large scale banking group, with over 50 branches in HK. The Role As the Deputy Head of Compliance in HK, you will be reporting to Head of Legal Compliance, responsible for designing and implementing compliance policies and procedures, compliance monitoring, individual and corporate licensing, liaising with local regulators (HKMA), and providing compliance advisory to different business units. Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least 5 years working experience in Read more […]
Assistant Compliance Manager recruitment
JOB RESPONSIBILITIESTesting the adequacy of controls in place within the business and identify potential / actual breaches.Undertake monitoring and surveillance activity in accordance with internal planEnsure all follow ups are closed out in a timely manner and to a satisfactory conclusionEscalate breaches to business and Compliance senior management so appropriate action can be undertakenAssist in giving advice to the business in various compliance areas (e.g. licensing, anti-money laundering)Assist in roll-out of new surveillance tools, including User Acceptance Testing (UAT)Undertake ad-hoc Read more […]
VP Central Compliance – Licensing and Registration recruitment
Exciting opportunity exists for a dynamic, experience and highly skilled Central Compliance specialist to join a leading and prominent Bank. Our client is one of the world’s most prestigious and renowned Banking Financial Services organizations. They have a long standing history in Asia and committed to continually growing and developing their business. They have been offering their diversified financial products to the world for decades and have developed a strong reputation in their field.We are currently seeking a VP Licensing and Registration Compliance to join their experienced Compliance Read more […]
Anti-Money Laundering Compliance Associate recruitment
Business Description JP Morgan Chase Asia regional Anti Money Laundering (AML) Compliance Team is responsible for implementation and oversight of AML policies and procedures for the firm’s businesses in Asia. The successful candidate will principally be involved in performing compliance review and approval for KYC records in customer on boarding. He/She is also expected to help manage KYC renewals projects and coordination of Corporate AML initiatives including performing AML risk assessments. The candidate will also work closely with business persons and with operational teams. Job DescriptionProvide Read more […]
Compliance HK, APAC Corporate Disclosure, Licensing & Continuous Professional Training, Director/VP recruitment
Position Category: Legal/CompliancePosition Title: Compliance HK, APAC Corporate Disclosure, Licensing Continuous Professional Training, Director/VPJob Level: DirectorLocation: Hong Kong – Hong KongEducation Required: Refer to Position DescriptionPosition Description:Based in Hong Kong (HK), this role will be responsible for heading up the Corporate Disclosure and Licensing team for Asia Pacific (ex-Japan) and reporting to the Head of Core Compliance within Morgan Stanley’s Asia Pacific Legal and Compliance Division.This role will be in charge of processing license application (with Securities Read more […]
Legal – Paralegal recruitment
A leading international law firm seeks a number of paralegals to assume a short term contract for 2-4 weeks (or possibly more). The project will involve reviewing a substantial number of documents from their office in Central. If you are a qualified lawyer able to take on a short term contract, a university graduate with paralegal experience, or a law graduate with work experience and able to start work at very short term notice then we would like to hear from you. Competitive salary available.For more information or to apply, please email your CV to Joëlle Lu at j.lu@alsrecruit.com, quoting the Read more […]
HKMA Compliance Associate Director recruitment
Exceptional Growth OpportunityExcellent RemunerationAbout our ClientOur client is a leading financial institution with a long history of success across the globe.Job DescriptionReporting to the Head of Compliance, you will be responsible for ensuring the bank’s compliance to Hong Kong Money Authority regulations and perform regular reviews to identify any gaps or irregularities. You will also act as the key point of contact for external regulators and provide support to both Hong Kong and their overseas Headquarters on compliance projects.The Successful ApplicantTo qualify for this role, you must Read more […]
Paralegal recruitment
My client is a leading Global Asset Management company looking for a Paralegal to oversee and manage corporate secretarial functions and draft and process a variety of corporate secretarial documentation. 12 month contract, written Chinese required. For more information please email me at sophievoisey@puresearch.com or call me on +852 2168 0829.